LYDIAN WEALTH MANAGEMENT COMPANY, LLC
CRD #107659 SEC #801-46163 ROCKVILLE, MD 301-770-6300
SEC Registered
Total AUM
$5.7B
Discretionary
$693.9M
Employees
51
Clients
251
Accounts
7,010
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | DIRECTOR OF FINANCE | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | DIRECTOR OF FINANCE | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | DIRECTOR OF FINANCE | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ELLIOTT, DAVID, BRUCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR | NA | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR | NA | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR | NA | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR | NA | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR | NA | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR | NA | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR | NA | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR | NA | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR | NA | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR | NA | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR | NA | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR | NA | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR | NA | Control |
| LOCKSHIN, STEVEN, DAVID | I | CEO/DIRECTOR | NA | Control |
| MCINTYRE, JAMES | I | DIRECTOR | NA | |
| MCINTYRE, JAMES | I | DIRECTOR | NA | |
| MEYER, JASON, DANIEL | I | VICE PRESIDENT | NA | |
| PETERSON, MATTHEW, ERIC | I | VP OF INVESTMENT MANAGEMENT | NA | |
| PETERSON, MATTHEW, ERIC | I | VP OF INVESTMENT MANAGEMENT | NA | |
| PETERSON, MATTHEW, ERIC | I | CHIEF INVESTMENT OFFICER | NA | |
| PETERSON, MATTHEW, ERIC | I | CHIEF INVESTMENT OFFICER | NA | |
| PETERSON, MATTHEW, ERIC | I | CHIEF INVESTMENT OFFICER | NA | |
| PETERSON, MATTHEW, ERIC | I | CHIEF INVESTMENT OFFICER | NA | |
| PETERSON, MATTHEW, ERIC | I | CHIEF INVESTMENT OFFICER | NA | |
| PETERSON, MATTHEW, ERIC | I | VP OF INVESTMENT MANAGEMENT | NA | |
| PETERSON, MATTHEW, ERIC | I | VP OF INVESTMENT MANAGEMENT | NA | |
| PETERSON, MATTHEW, ERIC | I | VP OF INVESTMENT MANAGEMENT | NA | |
| PUTTERMAN, ANDREW | I | PRESIDENT/DIRECTOR | NA | Control |
| PUTTERMAN, ANDREW | I | COO/CFO/PRESIDENT | NA | |
| PUTTERMAN, ANDREW | I | COO/CFO/PRESIDENT | NA | |
| PUTTERMAN, ANDREW | I | COO/CFO/PRESIDENT/DIRECTOR | NA | Control |
| PUTTERMAN, ANDREW | I | COO/CFO/PRESIDENT/DIRECTOR | NA | Control |
| PUTTERMAN, ANDREW | I | COO/CFO/PRESIDENT/DIRECTOR | NA | Control |
| PUTTERMAN, ANDREW | I | COO/CFO/PRESIDENT/DIRECTOR | NA | Control |
| PUTTERMAN, ANDREW | I | COO/CFO/PRESIDENT/DIRECTOR | NA | Control |
| PUTTERMAN, ANDREW | I | COO/CFO/PRESIDENT/DIRECTOR | NA | |
| PUTTERMAN, ANDREW | I | COO/CFO/PRESIDENT/DIRECTOR | NA | Control |
| PUTTERMAN, ANDREW | I | COO/CFO/PRESIDENT/DIRECTOR | NA | Control |
| VOWINKEL, BRIAN, RUSSELL | I | VICE PRESIDENT | NA | |
| WILHOIT, STEPHEN, CARSON | I | DIRECTOR | NA | |
| WILHOIT, STEPHEN, CARSON | I | DIRECTOR | NA | |
| WILHOIT, STEPHEN, CARSON | I | DIRECTOR | NA | |
| WILHOIT, STEPHEN, CARSON | I | DIRECTOR | NA | |
| WILHOIT, STEPHEN, CARSON | I | DIRECTOR | NA | |
| WILHOIT, STEPHEN, CARSON | I | DIRECTOR | NA | |
| WILHOIT, STEPHEN, CARSON | I | DIRECTOR | NA | |
| WILHOIT, STEPHEN, CARSON | I | DIRECTOR | NA | |
| ZIER, DAVID, ROBERT | I | EXECUTIVE VICE-PRESIDENT | NA | |
| ZIER, DAVID, ROBERT | I | EXECUTIVE VICE-PRESIDENT | NA | |
| ZIER, DAVID, ROBERT | I | EXECUTIVE VICE-PRESIDENT | NA | |
| ZIER, DAVID, ROBERT | I | EXECUTIVE VICE-PRESIDENT | NA | |
| ZIER, DAVID, ROBERT | I | VP/DIRECTOR OF CONSULTING GROUP | NA | |
| ZIER, DAVID, ROBERT | I | VP/DIRECTOR OF CONSULTING GROUP | NA | |
| ZIER, DAVID, ROBERT | I | EXECUTIVE VICE-PRESIDENT | NA | |
| ZIER, DAVID, ROBERT | I | EXECUTIVE VICE-PRESIDENT | NA | |
| ZIER, DAVID, ROBERT | I | EXECUTIVE VICE-PRESIDENT | NA | |
| ZIER, DAVID, ROBERT | I | EXECUTIVE VICE-PRESIDENT | NA | |
| ZIER, DAVID, ROBERT | I | EXECUTIVE VICE-PRESIDENT | NA | |
| ZIER, DAVID, ROBERT | I | VP/DIRECTOR OF CONSULTING GROUP | NA | |
| ZIER, DAVID, ROBERT | I | VP/DIRECTOR OF CONSULTING GROUP | NA | |
| ZIER, DAVID, ROBERT | I | VP/DIRECTOR OF CONSULTING GROUP | NA | |
| CMS FINANCIAL HOLDINGS, INC. | DE | PARENT CORPORATION | E | Control |
| CMS FINANCIAL HOLDINGS, INC. | DE | PARENT CORPORATION | E | Control |
| CMS FINANCIAL HOLDINGS, INC. | DE | PARENT CORPORATION | E | Control |
| LYDIAN FINANCIAL HOLDINGS COMPANY | DE | PARENT CORPORATION | E | Control |
| LYDIAN FINANCIAL HOLDINGS COMPANY | DE | PARENT CORPORATION | E | Control |
| LYDIAN WEALTH MANAGEMENT HOLDINGS COMPANY | DE | PARENT CORPORATION | E | Control |
| LYDIAN WEALTH MANAGEMENT HOLDINGS COMPANY | DE | PARENT CORPORATION | E | Control |
| LYDIAN WEALTH MANAGEMENT HOLDINGS COMPANY | DE | PARENT CORPORATION | E | Control |
| LYDIAN WEALTH MANAGEMENT HOLDINGS COMPANY | DE | PARENT CORPORATION | E | Control |
| LYDIAN WEALTH MANAGEMENT HOLDINGS COMPANY | DE | PARENT CORPORATION | E | Control |
| LYDIAN WEALTH MANAGEMENT HOLDINGS COMPANY | DE | PARENT CORPORATION | E | Control |
| LYDIAN WEALTH MANAGEMENT HOLDINGS COMPANY | DE | PARENT CORPORATION | E | Control |
| LYDIAN WEALTH MANAGEMENT HOLDINGS COMPANY | DE | PARENT CORPORATION | E | Control |
| LYDIAN WEALTH MANAGEMENT HOLDINGS COMPANY | DE | PARENT CORPORATION | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| 1ST VIRTUAL, INC. | DE | CMS FINANCIAL HOLDINGS, INC. | E | Control |
| 1ST VIRTUAL, INC. | DE | CMS FINANCIAL HOLDINGS, INC. | E | Control |
| 1ST VIRTUAL, INC. | DE | CMS FINANCIAL HOLDINGS, INC. | E | Control |
| LYDIAN TRUST COMPANY | DE | LYDIAN WEALTH MANAGEMENT HOLDINGS COMPANY | E | Control |
| LYDIAN TRUST COMPANY | DE | LYDIAN WEALTH MANAGEMENT HOLDINGS COMPANY | E | Control |
| LYDIAN TRUST COMPANY | DE | LYDIAN WEALTH MANAGEMENT HOLDINGS COMPANY | E | Control |
| LYDIAN TRUST COMPANY | DE | LYDIAN WEALTH MANAGEMENT HOLDINGS COMPANY | E | Control |
| LYDIAN TRUST COMPANY | DE | LYDIAN WEALTH MANAGEMENT HOLDINGS COMPANY | E | Control |
| LYDIAN TRUST COMPANY | DE | LYDIAN WEALTH MANAGEMENT HOLDINGS COMPANY | E | Control |
| LYDIAN TRUST COMPANY | DE | LYDIAN WEALTH MANAGEMENT HOLDINGS COMPANY | E | Control |
| LYDIAN TRUST COMPANY | DE | LYDIAN WEALTH MANAGEMENT HOLDINGS COMPANY | E | Control |
| LYDIAN TRUST COMPANY | DE | LYDIAN WEALTH MANAGEMENT HOLDINGS COMPANY | E | Control |
| LYDIAN TRUST COMPANY | DE | LYDIAN FINANCIAL HOLDINGS COMPANY | E | Control |
| LYDIAN TRUST COMPANY | DE | LYDIAN FINANCIAL HOLDINGS COMPANY | E | Control |
Registrations
Federal
IA
Mar 30, 2007 REGISTERED
Notice Filings (14)
CA CT DC FL GA MD NH NY OR PA TX VA VT WA
Address
2600 TOWER OAKS BOULEVARDSUITE 300
ROCKVILLE, MD 20852
USA
Phone: 301-770-6300