STONERIDGE PMG ADVISORS, LLC
CRD #107662 SEC #801-52204 RADNOR, PA 484-254-5400
SEC Registered
Total AUM
$403.7M
Discretionary
$95.7M
Employees
8
Clients
--
Accounts
15
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 0
- LEI
- 2549005D4UECEVI80J55
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADLER, NATALIE, PERNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADLER, NATALIE, PERNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADLER, NATALIE, PERNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADLER, NATALIE, PERNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADLER, NATALIE, PERNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADLER, NATALIE, PERNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADLER, NATALIE, PERNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADLER, NATALIE, PERNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADLER, NATALIE, PERNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADLER, NATALIE, PERNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADLER, NATALIE, PERNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADLER, NATALIE, PERNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADLER, NATALIE, PERNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADLER, NATALIE, PERNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADLER, NATALIE, PERNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADLER, NATALIE, PERNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADLER, NATALIE, PERNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADLER, NATALIE, PERNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADLER, NATALIE, PERNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADLER, NATALIE, PERNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADLER, NATALIE, PERNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADLER, NATALIE, PERNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADLER, NATALIE, PERNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADLER, NATALIE, PERNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADLER, NATALIE, PERNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADLER, NATALIE, PERNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADLER, NATALIE, PERNA | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| ADLER, NATALIE, PERNA | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| ADLER, NATALIE, PERNA | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| ADLER, NATALIE, PERNA | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| ADLER, NATALIE, PERNA | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| ADLER, NATALIE, PERNA | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| ADLER, NATALIE, PERNA | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| ADLER, NATALIE, PERNA | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| ADLER, NATALIE, PERNA | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| ADLER, NATALIE, PERNA | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BASILE, ANTHONY, JAMES | I | MANAGING DIRECTOR | NA | Control |
| BOWLER, MARY, ELIZABETH | I | SECRETARY/TREASURER | NA | Control |
| CALDWELL, DONALD, RICHARD | I | ELECTED MANAGER | NA | |
| CALDWELL, DONALD, RICHARD | I | ELECTED MANAGER | NA | |
| CALDWELL, DONALD, RICHARD | I | ELECTED MANAGER | NA | |
| CALDWELL, DONALD, RICHARD | I | ELECTED MANAGER | NA | |
| CALDWELL, DONALD, RICHARD | I | ELECTED MANAGER | NA | |
| CALDWELL, DONALD, RICHARD | I | ELECTED MANAGER | NA | |
| CALDWELL, DONALD, RICHARD | I | ELECTED MANAGER | NA | |
| CALDWELL, DONALD, RICHARD | I | ELECTED MANAGER | NA | |
| CALDWELL, DONALD, RICHARD | I | ELECTED MANAGER | NA | |
| CALDWELL, DONALD, RICHARD | I | ELECTED MANAGER | NA | |
| CLARKE, KIMBERLY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLARKE, KIMBERLY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLARKE, KIMBERLY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLARKE, KIMBERLY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLARKE, KIMBERLY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLARKE, KIMBERLY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLARKE, KIMBERLY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLARKE, KIMBERLY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLARKE, KIMBERLY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLARKE, KIMBERLY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HABECKER, GAIL, MORGAN | I | PRINCIPAL | NA | Control |
| HABECKER, GAIL, MORGAN | I | PRINCIPAL | NA | Control |
| HABECKER, GAIL, MORGAN | I | DIRECTOR OF RESEARCH | NA | Control |
| HABECKER, GAIL, MORGAN | I | DIRECTOR OF RESEARCH | NA | Control |
| HABECKER, GAIL, MORGAN | I | DIRECTOR OF RESEARCH | NA | Control |
| HABECKER, GAIL, MORGAN | I | PRINCIPAL | NA | Control |
| HABECKER, GAIL, MORGAN | I | PRINCIPAL | NA | Control |
| HABECKER, GAIL, MORGAN | I | PRINCIPAL | NA | Control |
| HABECKER, GAIL, MORGAN | I | PRINCIPAL | NA | Control |
| HABECKER, GAIL, MORGAN | I | PRINCIPAL | NA | Control |
| HABECKER, GAIL, MORGAN | I | PRINCIPAL | NA | Control |
| HABECKER, GAIL, MORGAN | I | PRINCIPAL | NA | Control |
| HABECKER, GAIL, MORGAN | I | PRINCIPAL | NA | Control |
| HABECKER, GAIL, MORGAN | I | PRINCIPAL | NA | Control |
| HABECKER, GAIL, MORGAN | I | PRINCIPAL | NA | Control |
| HABECKER, GAIL, MORGAN | I | DIRECTOR OF RESEARCH | NA | Control |
| HABECKER, GAIL, MORGAN | I | DIRECTOR OF RESEARCH | NA | Control |
| HABECKER, GAIL, MORGAN | I | DIRECTOR OF RESEARCH | NA | Control |
| HABECKER, GAIL, MORGAN | I | DIRECTOR OF RESEARCH | NA | Control |
| HABECKER, GAIL, MORGAN | I | DIRECTOR OF RESEARCH | NA | Control |
| HABECKER, GAIL, MORGAN | I | DIRECTOR OF RESEARCH | NA | Control |
| HABECKER, GAIL, MORGAN | I | DIRECTOR OF RESEARCH | NA | Control |
| HABECKER, GAIL, MORGAN | I | DIRECTOR OF RESEARCH | NA | Control |
| HABECKER, GAIL, MORGAN | I | DIRECTOR OF RESEARCH | NA | Control |
| HABECKER, GAIL, MORGAN | I | DIRECTOR OF RESEARCH | NA | Control |
| HABECKER, GAIL, MORGAN | I | DIRECTOR OF RESEARCH | NA | Control |
| HABECKER, GAIL, MORGAN | I | DIRECTOR OF RESEARCH | NA | Control |
| HABECKER, GAIL, MORGAN | I | DIRECTOR OF RESEARCH | NA | Control |
| HABECKER, GAIL, MORGAN | I | DIRECTOR OF RESEARCH | NA | Control |
| HABECKER, GAIL, MORGAN | I | DIRECTOR OF RESEARCH | NA | Control |
| HABECKER, GAIL, MORGAN | I | DIRECTOR OF RESEARCH | NA | Control |
| HABECKER, GAIL, MORGAN | I | DIRECTOR OF RESEARCH | NA | Control |
| IMASOGIE, OSAGIE, OLUFELA | I | ELECTED MANAGER | NA | |
| IMASOGIE, OSAGIE, OLUFELA | I | ELECTED MANAGER | NA | |
| IMASOGIE, OSAGIE, OLUFELA | I | ELECTED MANAGER | NA | |
| IMASOGIE, OSAGIE, OLUFELA | I | ELECTED MANAGER | NA | |
| IMASOGIE, OSAGIE, OLUFELA | I | ELECTED MANAGER | NA | |
| IMASOGIE, OSAGIE, OLUFELA | I | ELECTED MANAGER | NA | |
| IMASOGIE, OSAGIE, OLUFELA | I | ELECTED MANAGER | NA | |
| IMASOGIE, OSAGIE, OLUFELA | I | ELECTED MANAGER | NA | |
| IMASOGIE, OSAGIE, OLUFELA | I | ELECTED MANAGER | NA | |
| IMASOGIE, OSAGIE, OLUFELA | I | ELECTED MANAGER | NA | |
| LEEVY, WAYNE, O | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEEVY, WAYNE, O | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEEVY, WAYNE, O | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEEVY, WAYNE, O | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEEVY, WAYNE, O | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEEVY, WAYNE, O | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEEVY, WAYNE, O | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEEVY, WAYNE, O | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEEVY, WAYNE, O | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEEVY, WAYNE, O | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEEVY, WAYNE, O | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEEVY, WAYNE, O | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEEVY, WAYNE, O | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEEVY, WAYNE, O | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEEVY, WAYNE, O | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEEVY, WAYNE, O | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEEVY, WAYNE, O | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEEVY, WAYNE, O | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEEVY, WAYNE, O | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEEVY, WAYNE, O | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOMAX, BENNETT, PERRY | I | ELECTED MANAGER | NA | Control |
| LOMAX, BENNETT, PERRY | I | ELECTED MANAGER | NA | Control |
| LOMAX, BENNETT, PERRY | I | ELECTED MANAGER | NA | Control |
| LOMAX, BENNETT, PERRY | I | ELECTED MANAGER | NA | Control |
| LOMAX, BENNETT, PERRY | I | ELECTED MANAGER | NA | Control |
| LOMAX, BENNETT, PERRY | I | ELECTED MANAGER | NA | Control |
| LOMAX, BENNETT, PERRY | I | ELECTED MANAGER | NA | Control |
| LOMAX, BENNETT, PERRY | I | ELECTED MANAGER | NA | Control |
| LOMAX, BENNETT, PERRY | I | ELECTED MANAGER | NA | Control |
| LOMAX, BENNETT, PERRY | I | ELECTED MANAGER | NA | Control |
| LOMAX, BENNETT, PERRY | I | ELECTED MANAGER | NA | Control |
| LOMAX, BENNETT, PERRY | I | ELECTED MANAGER | NA | Control |
| LOMAX, BENNETT, PERRY | I | ELECTED MANAGER | NA | Control |
| LOMAX, BENNETT, PERRY | I | ELECTED MANAGER | NA | Control |
| LOMAX, BENNETT, PERRY | I | ELECTED MANAGER | NA | Control |
| LOMAX, BENNETT, PERRY | I | ELECTED MANAGER | NA | Control |
| LOMAX, BENNETT, PERRY | I | ELECTED MANAGER | NA | Control |
| LOMAX, BENNETT, PERRY | I | ELECTED MANAGER | NA | Control |
| LOMAX, BENNETT, PERRY | I | ELECTED MANAGER | NA | Control |
| LOMAX, BENNETT, PERRY | I | ELECTED MANAGER | NA | Control |
| LOWE, WINSTON, IRVIN | I | ELECTED MANAGER | NA | |
| LOWE, WINSTON, IRVIN | I | ELECTED MANAGER | NA | |
| LOWE, WINSTON, IRVIN | I | ELECTED MANAGER | NA | |
| LOWE, WINSTON, IRVIN | I | ELECTED MANAGER | NA | |
| LOWE, WINSTON, IRVIN | I | ELECTED MANAGER | NA | |
| LOWE, WINSTON, IRVIN | I | ELECTED MANAGER | NA | |
| LOWE, WINSTON, IRVIN | I | ELECTED MANAGER | NA | |
| LOWE, WINSTON, IRVIN | I | ELECTED MANAGER | NA | |
| LOWE, WINSTON, IRVIN | I | ELECTED MANAGER | NA | |
| LOWE, WINSTON, IRVIN | I | ELECTED MANAGER | NA | |
| RAWLINGS, PETER, SAYRES | I | CHAIRMAN OF THE BOARD | NA | Control |
| SANDERS, STEVEN, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SANDERS, STEVEN, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SANDERS, STEVEN, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SANDERS, STEVEN, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SANDERS, STEVEN, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SANDERS, STEVEN, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SANDERS, STEVEN, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SANDERS, STEVEN, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SANDERS, STEVEN, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SANDERS, STEVEN, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SANDERS, STEVEN, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SANDERS, STEVEN, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SANDERS, STEVEN, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SANDERS, STEVEN, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SANDERS, STEVEN, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SANDERS, STEVEN, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SANDERS, STEVEN, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SANDERS, STEVEN, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SANDERS, STEVEN, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SANDERS, STEVEN, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ZACKROFF, RICHARD, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| ADVISORS HOLDING, LLC | DE | PARENT COMPANY | E | |
| ADVISORS HOLDING, LLC | DE | PARENT COMPANY | E | |
| ADVISORS HOLDING, LLC | DE | PARENT COMPANY | E | |
| ADVISORS HOLDING, LLC | DE | PARENT COMPANY | E | |
| ADVISORS HOLDING, LLC | DE | PARENT COMPANY | E | |
| ADVISORS HOLDING, LLC | DE | PARENT COMPANY | E | |
| ADVISORS HOLDING, LLC | DE | PARENT COMPANY | E | |
| ADVISORS HOLDING, LLC | DE | PARENT COMPANY | E | |
| ADVISORS HOLDING, LLC | DE | PARENT COMPANY | E | |
| ADVISORS HOLDING, LLC | DE | PARENT COMPANY | E | |
| ADVISORS HOLDING, LLC | DE | PARENT COMPANY | E | |
| ADVISORS HOLDING, LLC | DE | PARENT COMPANY | E | |
| ADVISORS HOLDING, LLC | DE | PARENT COMPANY | E | |
| ADVISORS HOLDING, LLC | DE | PARENT COMPANY | E | |
| ADVISORS HOLDING, LLC | DE | PARENT COMPANY | E | |
| ADVISORS HOLDING, LLC | DE | PARENT COMPANY | E | |
| ADVISORS HOLDING, LLC | DE | PARENT COMPANY | E | |
| PMG GROUP, INC. | DE | PARENT COMPANY | E | |
| BELTRAITH CAPITAL, LLC | DE | MEMBER | D | Control |
| BELTRAITH CAPITAL, LLC | DE | MEMBER | D | Control |
| BELTRAITH CAPITAL, LLC | DE | MEMBER | D | Control |
| BELTRAITH CAPITAL, LLC | DE | MEMBER | D | Control |
| BELTRAITH CAPITAL, LLC | DE | MEMBER | D | Control |
| BELTRAITH CAPITAL, LLC | DE | MEMBER | D | Control |
| BELTRAITH CAPITAL, LLC | DE | MEMBER | D | Control |
| BELTRAITH CAPITAL, LLC | DE | MEMBER | D | Control |
| BELTRAITH CAPITAL, LLC | DE | MEMBER | D | Control |
| BELTRAITH CAPITAL, LLC | DE | MEMBER | D | Control |
| BELTRAITH CAPITAL, LLC | DE | MEMBER | D | Control |
| BELTRAITH CAPITAL, LLC | DE | MEMBER | D | Control |
| BELTRAITH CAPITAL, LLC | DE | MEMBER | D | Control |
| BELTRAITH CAPITAL, LLC | DE | MEMBER | D | Control |
| BELTRAITH CAPITAL, LLC | DE | MEMBER | D | Control |
| BELTRAITH CAPITAL, LLC | DE | MEMBER | D | Control |
| BELTRAITH CAPITAL, LLC | DE | MEMBER | D | Control |
| BELTRAITH CAPITAL, LLC | DE | MEMBER | D | Control |
| BELTRAITH CAPITAL, LLC | DE | MEMBER | D | Control |
| BELTRAITH CAPITAL, LLC | DE | MEMBER | D | Control |
| ADVISORS HOLDING, LLC | DE | MEMBER | C | |
| ADVISORS HOLDING, LLC | DE | MEMBER | C | |
| ADVISORS HOLDING, LLC | DE | MEMBER | C | |
| ADVISORS HOLDING, LLC | DE | MEMBER | C | |
| ADVISORS HOLDING, LLC | DE | MEMBER | C | |
| ADVISORS HOLDING, LLC | DE | MEMBER | C | |
| ADVISORS HOLDING, LLC | DE | MEMBER | C | |
| ADVISORS HOLDING, LLC | DE | MEMBER | C | |
| ADVISORS HOLDING, LLC | DE | MEMBER | C | |
| ADVISORS HOLDING, LLC | DE | MEMBER | C | |
| ADVISORS HOLDING, LLC | DE | MEMBER | C | |
| ADVISORS HOLDING, LLC | DE | MEMBER | C | |
| ADVISORS HOLDING, LLC | DE | MEMBER | C | |
| ADVISORS HOLDING, LLC | DE | MEMBER | C | |
| ADVISORS HOLDING, LLC | DE | MEMBER | C | |
| ADVISORS HOLDING, LLC | DE | MEMBER | C | |
| ADVISORS HOLDING, LLC | DE | MEMBER | C | |
| ADVISORS HOLDING, LLC | DE | MEMBER | C | |
| ADVISORS HOLDING, LLC | DE | MEMBER | C | |
| ADVISORS HOLDING, LLC | DE | MEMBER | C | |
| HABECKER, GAIL, MORGAN | I | PRINCIPAL | B | Control |
| HABECKER, GAIL, MORGAN | I | PRINCIPAL | B | Control |
| HABECKER, GAIL, MORGAN | I | PRINCIPAL | B | Control |
| HABECKER, GAIL, MORGAN | I | PRINCIPAL | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING | F | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING | F | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING | F | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING | F | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING | F | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING | F | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING | F | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING | F | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING, LLC | F | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING, LLC | F | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING, LLC | F | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING, LLC | F | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING, LLC | F | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING, LLC | F | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING, LLC | F | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING, LLC | F | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING, LLC | F | Control |
| CALDWELL, DONALD, RICHARD | I | BELTRAITH CAPITAL, LLC | F | Control |
| CALDWELL, DONALD, RICHARD | I | BELTRAITH CAPITAL, LLC | F | Control |
| CALDWELL, DONALD, RICHARD | I | BELTRAITH CAPITAL, LLC | F | Control |
| CALDWELL, DONALD, RICHARD | I | BELTRAITH CAPITAL, LLC | F | Control |
| CALDWELL, DONALD, RICHARD | I | BELTRAITH CAPITAL, LLC | F | Control |
| CALDWELL, DONALD, RICHARD | I | BELTRAITH CAPITAL, LLC | F | Control |
| CALDWELL, DONALD, RICHARD | I | BELTRAITH CAPITAL, LLC | F | Control |
| CALDWELL, DONALD, RICHARD | I | BELTRAITH CAPITAL, LLC | F | Control |
| CALDWELL, DONALD, RICHARD | I | BELTRAITH CAPITAL, LLC | F | Control |
| IMASOGIE, OSAGIE, OLUFELA | I | BELTRAITH CAPITAL, LLC | F | Control |
| IMASOGIE, OSAGIE, OLUFELA | I | BELTRAITH CAPITAL, LLC | F | Control |
| IMASOGIE, OSAGIE, OLUFELA | I | BELTRAITH CAPITAL, LLC | F | Control |
| IMASOGIE, OSAGIE, OLUFELA | I | BELTRAITH CAPITAL, LLC | F | Control |
| IMASOGIE, OSAGIE, OLUFELA | I | BELTRAITH CAPITAL, LLC | F | Control |
| IMASOGIE, OSAGIE, OLUFELA | I | BELTRAITH CAPITAL, LLC | F | Control |
| IMASOGIE, OSAGIE, OLUFELA | I | BELTRAITH CAPITAL, LLC | F | Control |
| IMASOGIE, OSAGIE, OLUFELA | I | BELTRAITH CAPITAL, LLC | F | Control |
| IMASOGIE, OSAGIE, OLUFELA | I | BELTRAITH CAPITAL, LLC | F | Control |
| LEEVY, WAYNE, O | I | BELTRAITH CAPITAL, LLC | F | Control |
| LEEVY, WAYNE, O | I | BELTRAITH CAPITAL, LLC | F | Control |
| LEEVY, WAYNE, O | I | BELTRAITH CAPITAL, LLC | F | Control |
| LEEVY, WAYNE, O | I | BELTRAITH CAPITAL, LLC | F | Control |
| LEEVY, WAYNE, O | I | BELTRAITH CAPITAL, LLC | F | Control |
| LEEVY, WAYNE, O | I | BELTRAITH CAPITAL, LLC | F | Control |
| LEEVY, WAYNE, O | I | BELTRAITH CAPITAL, LLC | F | Control |
| LEEVY, WAYNE, O | I | BELTRAITH CAPITAL, LLC | F | Control |
| LEEVY, WAYNE, O | I | BELTRAITH CAPITAL, LLC | F | Control |
| LOMAX, BENNETT, PERRY | I | BELTRAITH CAPITAL LLC | F | Control |
| LOMAX, BENNETT, PERRY | I | BELTRAITH CAPITAL LLC | F | Control |
| LOMAX, BENNETT, PERRY | I | BELTRAITH CAPITAL LLC | F | Control |
| LOMAX, BENNETT, PERRY | I | BELTRAITH CAPITAL LLC | F | Control |
| LOMAX, BENNETT, PERRY | I | BELTRAITH CAPITAL LLC | F | Control |
| LOMAX, BENNETT, PERRY | I | BELTRAITH CAPITAL LLC | F | Control |
| LOMAX, BENNETT, PERRY | I | BELTRAITH CAPITAL LLC | F | Control |
| LOMAX, BENNETT, PERRY | I | BELTRAITH CAPITAL LLC | F | Control |
| LOMAX, BENNETT, PERRY | I | BELTRAITH CAPITAL LLC | F | Control |
| LOMAX, BENNETT, PERRY | I | BELTRAITH CAPITAL LLC | F | Control |
| LOMAX, BENNETT, PERRY | I | BELTRAITH CAPITAL, LLC | F | Control |
| LOMAX, BENNETT, PERRY | I | BELTRAITH CAPITAL, LLC | F | Control |
| LOMAX, BENNETT, PERRY | I | BELTRAITH CAPITAL, LLC | F | Control |
| LOMAX, BENNETT, PERRY | I | BELTRAITH CAPITAL, LLC | F | Control |
| LOMAX, BENNETT, PERRY | I | BELTRAITH CAPITAL, LLC | F | Control |
| LOMAX, BENNETT, PERRY | I | BELTRAITH CAPITAL, LLC | F | Control |
| LOMAX, BENNETT, PERRY | I | BELTRAITH CAPITAL, LLC | F | Control |
| LOMAX, BENNETT, PERRY | I | BELTRAITH CAPITAL, LLC | F | Control |
| LOMAX, BENNETT, PERRY | I | BELTRAITH CAPITAL, LLC | F | Control |
| LOWE, WINSTON, IRVIN | I | BELTRAITH CAPITAL, LLC | F | Control |
| LOWE, WINSTON, IRVIN | I | BELTRAITH CAPITAL, LLC | F | Control |
| LOWE, WINSTON, IRVIN | I | BELTRAITH CAPITAL, LLC | F | Control |
| LOWE, WINSTON, IRVIN | I | BELTRAITH CAPITAL, LLC | F | Control |
| LOWE, WINSTON, IRVIN | I | BELTRAITH CAPITAL, LLC | F | Control |
| LOWE, WINSTON, IRVIN | I | BELTRAITH CAPITAL, LLC | F | Control |
| LOWE, WINSTON, IRVIN | I | BELTRAITH CAPITAL, LLC | F | Control |
| LOWE, WINSTON, IRVIN | I | BELTRAITH CAPITAL, LLC | F | Control |
| LOWE, WINSTON, IRVIN | I | BELTRAITH CAPITAL, LLC | F | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING | F | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING | F | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING | F | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING | F | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING | F | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING | F | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING | F | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING | F | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING, LLC | F | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING, LLC | F | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING, LLC | F | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING, LLC | F | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING, LLC | F | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING, LLC | F | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING, LLC | F | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING, LLC | F | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING, LLC | F | Control |
| GIBRALTAR | FE | INVESTEC USA HOLDINGS CORP | E | Control |
| INVESTEC GROUP LIMITED | FE | GIBRALTAR | E | Control |
| INVESTEC PMG HOLDINGS CORP. | DE | PMG GROUP INC. | E | Control |
| INVESTEC USA HOLDINGS CORP. | DE | INVESTEC PMG HOLDINGS, CORP. | E | Control |
| INVESTEC HOLDINGS LIMITED | FE | INVESTEC GROUP LIMITED | D | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING, LLC | C | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING, LLC | C | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING, LLC | C | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING, LLC | C | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING, LLC | C | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING, LLC | C | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING, LLC | C | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING, LLC | C | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING, LLC | C | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING, LLC | C | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING, LLC | C | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING, LLC | C | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING, LLC | C | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING, LLC | C | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING, LLC | C | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING, LLC | C | Control |
| BASILE, ANTHONY, JAMES | I | ADVISORS HOLDING, LLC | C | Control |
| SANDERS, STEVEN, LEROY | I | BELTRAITH CAPITAL, LLC | C | Control |
| SANDERS, STEVEN, LEROY | I | BELTRAITH CAPITAL, LLC | C | Control |
| SANDERS, STEVEN, LEROY | I | BELTRAITH CAPITAL, LLC | C | Control |
| SANDERS, STEVEN, LEROY | I | BELTRAITH CAPITAL, LLC | C | Control |
| SANDERS, STEVEN, LEROY | I | BELTRAITH CAPITAL, LLC | C | Control |
| SANDERS, STEVEN, LEROY | I | BELTRAITH CAPITAL, LLC | C | Control |
| SANDERS, STEVEN, LEROY | I | BELTRAITH CAPITAL, LLC | C | Control |
| SANDERS, STEVEN, LEROY | I | BELTRAITH CAPITAL, LLC | C | Control |
| SANDERS, STEVEN, LEROY | I | BELTRAITH CAPITAL, LLC | C | Control |
| SANDERS, STEVEN, LEROY | I | BELTRAITH CAPITAL, LLC | C | Control |
| SANDERS, STEVEN, LEROY | I | BELTRAITH CAPITAL, LLC | C | Control |
| SANDERS, STEVEN, LEROY | I | BELTRAITH CAPITAL, LLC | C | Control |
| SANDERS, STEVEN, LEROY | I | BELTRAITH CAPITAL, LLC | C | Control |
| SANDERS, STEVEN, LEROY | I | BELTRAITH CAPITAL, LLC | C | Control |
| SANDERS, STEVEN, LEROY | I | BELTRAITH CAPITAL, LLC | C | Control |
| SANDERS, STEVEN, LEROY | I | BELTRAITH CAPITAL, LLC | C | Control |
| SANDERS, STEVEN, LEROY | I | BELTRAITH CAPITAL, LLC | C | Control |
| SANDERS, STEVEN, LEROY | I | BELTRAITH CAPITAL, LLC | C | Control |
| SANDERS, STEVEN, LEROY | I | BELTRAITH CAPITAL, LLC | C | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING, LLC | C | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING, LLC | C | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING, LLC | C | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING, LLC | C | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING, LLC | C | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING, LLC | C | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING, LLC | C | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING, LLC | C | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING, LLC | C | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING, LLC | C | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING, LLC | C | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING, LLC | C | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING, LLC | C | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING, LLC | C | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING, LLC | C | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING, LLC | C | Control |
| ZACKROFF, RICHARD, ALLEN | I | ADVISORS HOLDING, LLC | C | Control |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (4)
CA MO NY PA
Address
201 KING OF PRUSSIA ROADSUITE 200
RADNOR, PA 19087
United States
Phone: 484-254-5400