SMITH AFFILIATED CAPITAL CORP

Legal name: SMITH AFFILIATED CAPITAL CORP.

CRD #107675 SEC #801-17037 NEW YORK, NY 212-644-9440

SEC Registered

Total AUM

$1.7B

Discretionary

$836.9M

Employees

Clients

Accounts

124

Firm Details

Organization Type: Corporation
State of Formation: New York
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Jun 16, 2025
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BRESLIN, MARIA	I	MANAGING DIRECTOR - RISK SERVICES	NA
BRUCE D, GEORGE	DE	EXECUTIVE VICE PRESIDENT - CLIENT\CONSULTANT RELATIONS, BUSINESS DEVELOPMENT	NA	Control
BRUCE D, GEORGE	DE	EXECUTIVE VICE PRESIDENT - CLIENT\CONSULTANT RELATIONS, BUSINESS DEVELOPMENT	NA	Control
Coster, Christina, Rosemary	I	CHIEF OPERATING OFFICER	NA	Control
Coster, Christina, Rosemary	I	CHIEF OPERATING OFFICER	NA	Control
Coster, Christina, Rosemary	I	CHIEF OPERATING OFFICER	NA	Control
Coster, Christina, Rosemary	I	CHIEF OPERATING OFFICER	NA	Control
Coster, Christina, Rosemary	I	CHIEF OPERATING OFFICER	NA	Control
Coster, Christina, Rosemary	I	CHIEF OPERATING OFFICER	NA	Control
HILL, DERRY	I	DIRECTOR	NA
HILL, DERRY	I	DIRECTOR	NA
HILL, DERRY	I	DIRECTOR	NA
HILL, DERRY	I	DIRECTOR	NA
HILL, DERRY	I	DIRECTOR	NA
HILL, DERRY	I	DIRECTOR	NA
JENNEY, JOHN, A	I	VICE PRESIDENT - TAXABLE INVESTMENTS	NA
JENNEY, JOHN, A	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA
JENNEY, JOHN, A	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA	Control
JETER, ISABELLE, ROSE	I	PORTFOLIO MANAGER	NA	Control
JETER, ISABELLE, ROSE	I	PORTFOLIO MANAGER	NA	Control
JETER, ISABELLE, ROSE	I	PORTFOLIO MANAGER	NA	Control
JETER, ISABELLE, ROSE	I	PORTFOLIO MANAGER	NA	Control
LYONS, JOSEPH, CONOR	I	PORTFOLIO MANAGER	NA	Control
LYONS, JOSEPH, CONOR	I	PORTFOLIO MANAGER	NA	Control
LYONS, JOSEPH, CONOR	I	PORTFOLIO MANAGER	NA	Control
LYONS, JOSEPH, CONOR	I	PORTFOLIO MANAGER	NA	Control
LYONS, JOSEPH, CONOR	I	PORTFOLIO MANAGER	NA	Control
LYONS, JOSEPH, CONOR	I	PORTFOLIO MANAGER	NA	Control
LYONS, JOSEPH, CONOR	I	PORTFOLIO MANAGER	NA	Control
MATUS, PAUL	I	VICE PRESIDENT - TAX-EXEMPT INVESTMENTS	NA	Control
MATUS, PAUL	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA	Control
MATUS, PAUL	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA	Control
MATUS, PAUL	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA	Control
MATUS, PAUL	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA	Control
MATUS, PAUL	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA	Control
MATUS, PAUL	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA	Control
MATUS, PAUL	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA	Control
MATUS, PAUL	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA	Control
MATUS, PAUL	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA	Control
MATUS, PAUL	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA	Control
MATUS, PAUL	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA	Control
MATUS, PAUL	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA	Control
MATUS, PAUL	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA	Control
MATUS, PAUL	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA	Control
MATUS, PAUL	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA	Control
MATUS, PAUL	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA	Control
MATUS, PAUL	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA	Control
MATUS, PAUL	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA	Control
MATUS, PAUL	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA	Control
MATUS, PAUL	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA	Control
MATUS, PAUL	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA	Control
MATUS, PAUL	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA	Control
MATUS, PAUL	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA	Control
MATUS, PAUL	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA	Control
MATUS, PAUL	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA	Control
MATUS, PAUL	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA	Control
MATUS, PAUL	I	VICE PRESIDENT - PORTFOLIO MANAGER	NA	Control
MCCARTHY, JOHN, MICHAEL	I	DIRECTOR	NA
MCCARTHY, JOHN, MICHAEL	I	DIRECTOR	NA
MCCARTHY, JOHN, MICHAEL	I	DIRECTOR	NA
MCCARTHY, JOHN, MICHAEL	I	DIRECTOR	NA
MCCARTHY, JOHN, MICHAEL	I	DIRECTOR	NA
MCCARTHY, JOHN, MICHAEL	I	DIRECTOR	NA
MCCARTHY, JOHN, MICHAEL	I	DIRECTOR	NA
MCCARTHY, JOHN, MICHAEL	I	DIRECTOR	NA
MCCARTHY, JOHN, MICHAEL	I	DIRECTOR	NA
MILLER, JERRY, ALLAN	I	VICE PRESIDENT TAXABLE INVESTMENTS	NA	Control
MILLER, JERRY, ALLAN	I	VICE PRESIDENT TAXABLE INVESTMENTS	NA	Control
MILLER, JERRY, ALLAN	I	VICE PRESIDENT TAXABLE INVESTMENTS	NA	Control
MILLER, JERRY, ALLAN	I	VICE PRESIDENT TAXABLE INVESTMENTS	NA	Control
MILLER, JERRY, ALLAN	I	VICE PRESIDENT TAXABLE INVESTMENTS	NA	Control
MILLER, JERRY, ALLAN	I	VICE PRESIDENT TAXABLE INVESTMENTS	NA	Control
MILLER, JERRY, ALLAN	I	VICE PRESIDENT TAXABLE INVESTMENTS	NA	Control
MILLER, JERRY, ALLAN	I	VICE PRESIDENT TAXABLE INVESTMENTS	NA	Control
MILLER, JERRY, ALLAN	I	VICE PRESIDENT TAXABLE INVESTMENTS	NA	Control
MILLER, JERRY, ALLAN	I	VICE PRESIDENT TAXABLE INVESTMENTS	NA	Control
MILLER, JERRY, ALLAN	I	VICE PRESIDENT TAXABLE INVESTMENTS	NA	Control
MILLER, JERRY, ALLAN	I	VICE PRESIDENT TAXABLE INVESTMENTS	NA	Control
MILLER, JERRY, ALLAN	I	VICE PRESIDENT TAXABLE INVESTMENTS	NA	Control
MILLER, JERRY, ALLAN	I	VICE PRESIDENT TAXABLE INVESTMENTS	NA	Control
MILLER, JERRY, ALLAN	I	VICE PRESIDENT TAXABLE INVESTMENTS	NA	Control
MILLER, JERRY, ALLAN	I	VICE PRESIDENT TAXABLE INVESTMENTS	NA	Control
MILLER, JERRY, ALLAN	I	VICE PRESIDENT TAXABLE INVESTMENTS	NA	Control
PENG, JIANG	I	VICE PRESIDENT / CHIEF INVESTMENT OFFICER	NA
PENG, JIANG	I	EXECUTIVE VICE PRESIDENT / CO-CHIEF INVESTMENT OFFICER	NA	Control
PENG, JIANG	I	EXECUTIVE VICE PRESIDENT / CO-CHIEF INVESTMENT OFFICER	NA	Control
PENG, JIANG	I	EXECUTIVE VICE PRESIDENT / CO-CHIEF INVESTMENT OFFICER	NA	Control
SMITH, JOHN, K	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER - MANAGEMENT SERVICES	NA
SMITH, JOHN, K	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	NA
SMITH, JOHN, KEVIN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SMITH, JOHN, KEVIN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SMITH, JOHN, KEVIN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SMITH, JOHN, KEVIN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SMITH, JOHN, KEVIN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SMITH, JOHN, KEVIN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SMITH, MARIA	I	EXECUTIVE VICE PRESIDENT	NA
SMITH, MARIA	I	EXECUTIVE VICE PRESIDENT	NA
SMITH, MARIA	I	MANAGING DIRECTOR	NA
SMITH, MATTHEW, J.	I	PRESIDENT / CIO - INVESTMENT SERVICES	NA
SMITH, MATTHEW, J.	I	PRESIDENT / CHIEF INVESTMENT OFFICER	NA
SMITH, ROBERT, G	I	CHAIRMAN, OWNER	NA	Control
SMITH, ROBERT, G	I	CHAIRMAN, OWNER	NA	Control
SMITH, ROBERT, G	I	CHAIRMAN, OWNER	NA	Control
SMITH, ROBERT, G	I	CHAIRMAN, OWNER	NA	Control
SMITH, ROBERT, G	I	CHAIRMAN, OWNER	NA	Control
SMITH, ROBERT, G	I	CHAIRMAN, OWNER	NA	Control
SMITH, ROBERT, G	I	CHAIRMAN, OWNER	NA	Control
SMITH, ROBERT, G	I	CHAIRMAN, OWNER	NA	Control
SMITH, ROBERT, G	I	CHAIRMAN, OWNER	NA	Control
SMITH, ROBERT, G	I	CHAIRMAN, OWNER	NA	Control
SMITH, ROBERT, G	I	CHAIRMAN	NA	Control
SMITH, ROBERT, G	I	CHAIRMAN	NA	Control
SMITH, ROBERT, G	I	CHAIRMAN EMERITUS\ CHIEF ECONOMIST	NA
SMITH, ROBERT, G	I	CHAIRMAN EMERITUS\ CHIEF ECONOMIST	NA	Control
SMITH, ROBERT, G	I	CHAIRMAN EMERITUS\ CHIEF ECONOMIST	NA	Control
SMITH, ROBERT, G	I	CHAIRMAN EMERITUS\ CHIEF ECONOMIST	NA	Control
SMITH, ROBERT, G	I	CHAIRMAN EMERITUS\ CHIEF ECONOMIST	NA	Control
SMITH, ROBERT, G	I	CHAIRMAN EMERITUS\ CHIEF ECONOMIST	NA	Control
SMITH, ROBERT, G	I	CHAIRMAN EMERITUS\ CHIEF ECONOMIST	NA	Control
SMITH, ROBERT, G	I	CHAIRMAN EMERITUS\ CHIEF ECONOMIST	NA	Control
SMITH, ROBERT, G	I	CHAIRMAN EMERITUS\ CHIEF ECONOMIST	NA	Control
SMITH, ROBERT, G	I	CHAIRMAN EMERITUS\ CHIEF ECONOMIST	NA	Control
SMITH, ROBERT, G	I	CHAIRMAN EMERITUS\ CHIEF ECONOMIST	NA	Control
TONOGBANUA, ERWIN, DEFENSOR	I	VICE PRESIDENT / PORTFOLIO MANAGER	NA	Control
TONOGBANUA, ERWIN, DEFENSOR	I	VICE PRESIDENT / PORTFOLIO MANAGER	NA	Control
TONOGBANUA, ERWIN, DEFENSOR	I	VICE PRESIDENT / PORTFOLIO MANAGER	NA	Control
TONOGBANUA, ERWIN, DEFENSOR	I	VICE PRESIDENT / PORTFOLIO MANAGER	NA	Control
TONOGBANUA, ERWIN, DEFENSOR	I	VICE PRESIDENT / PORTFOLIO MANAGER	NA	Control
TONOGBANUA, ERWIN, DEFENSOR	I	VICE PRESIDENT / PORTFOLIO MANAGER	NA	Control
TONOGBANUA, ERWIN, DEFENSOR	I	VICE PRESIDENT / PORTFOLIO MANAGER	NA	Control
TONOGBANUA, ERWIN, DEFENSOR	I	VICE PRESIDENT / PORTFOLIO MANAGER	NA	Control
TONOGBANUA, ERWIN, DEFENSOR	I	VICE PRESIDENT / PORTFOLIO MANAGER	NA	Control
TONOGBANUA, ERWIN, DEFENSOR	I	VICE PRESIDENT / PORTFOLIO MANAGER	NA	Control
TONOGBANUA, ERWIN, DEFENSOR	I	VICE PRESIDENT / PORTFOLIO MANAGER	NA	Control
TONOGBANUA, ERWIN, DEFENSOR	I	VICE PRESIDENT / PORTFOLIO MANAGER	NA	Control
TONOGBANUA, ERWIN, DEFENSOR	I	VICE PRESIDENT / PORTFOLIO MANAGER	NA	Control
TONOGBANUA, ERWIN, DEFENSOR	I	VICE PRESIDENT \ PORTFOLIO MANAGER	NA	Control
TONOGBANUA, ERWIN, DEFENSOR	I	VICE PRESIDENT \ PORTFOLIO MANAGER	NA	Control
TONOGBANUA, ERWIN, DEFENSOR	I	VICE PRESIDENT \ PORTFOLIO MANAGER	NA	Control
TONOGBANUA, ERWIN, DEFENSOR	I	VICE PRESIDENT \ PORTFOLIO MANAGER	NA	Control
TONOGBANUA, ERWIN, DEFENSOR	I	VICE PRESIDENT \ PORTFOLIO MANAGER	NA	Control
TONOGBANUA, ERWIN, DEFENSOR	I	VICE PRESIDENT \ PORTFOLIO MANAGER	NA	Control
TONOGBANUA, ERWIN, DEFENSOR	I	VICE PRESIDENT \ PORTFOLIO MANAGER	NA	Control
TONOGBANUA, ERWIN, DEFENSOR	I	VICE PRESIDENT \ PORTFOLIO MANAGER	NA	Control
TONOGBANUA, ERWIN, DEFENSOR	I	VICE PRESIDENT \ PORTFOLIO MANAGER	NA	Control
TONOGBANUA, ERWIN, DEFENSOR	I	VICE PRESIDENT \ PORTFOLIO MANAGER	NA	Control
TONOGBANUA, ERWIN, DEFENSOR	I	VICE PRESIDENT \ PORTFOLIO MANAGER	NA	Control
TONOGBANUA, ERWIN, DEFENSOR	I	VICE PRESIDENT \ PORTFOLIO MANAGER	NA	Control
TONOGBANUA, ERWIN, DEFENSOR	I	VICE PRESIDENT \ PORTFOLIO MANAGER	NA	Control
WALSH, EDWARD, J.	I	DIRECTOR, SECRETARY	NA
WALSH, EDWARD, J.	I	DIRECTOR, SECRETARY	NA
WALSH, EDWARD, J.	I	DIRECTOR, SECRETARY	NA
WALSH, EDWARD, J.	I	DIRECTOR, SECRETARY	NA
WALSH, EDWARD, J.	I	DIRECTOR, SECRETARY	NA
WALSH, EDWARD, J.	I	DIRECTOR, SECRETARY	NA
WALSH, EDWARD, J.	I	DIRECTOR, SECRETARY	NA
WALSH, EDWARD, J.	I	DIRECTOR, SECRETARY	NA
WALSH, EDWARD, J.	I	DIRECTOR, SECRETARY	NA
SMITH AFFILIATED VENTURES, LLC	DE	OWNER	E	Control
SMITH AFFILIATED VENTURES, LLC	DE	OWNER	E	Control
SMITH AFFILIATED VENTURES, LLC	DE	OWNER	E	Control
SMITH AFFILIATED VENTURES, LLC	DE	OWNER	E	Control
SMITH AFFILIATED VENTURES, LLC	DE	OWNER	E	Control
SMITH AFFILIATED VENTURES, LLC	DE	OWNER	E	Control
SMITH AFFILIATED VENTURES, LLC	DE	OWNER	E	Control
SMITH AFFILIATED VENTURES, LLC	DE	OWNER	E	Control
SMITH AFFILIATED VENTURES, LLC	DE	OWNER	E	Control
SMITH AFFILIATED VENTURES, LLC	DE	OWNER	E	Control
SMITH AFFILIATED VENTURES, LLC	DE	OWNER	E	Control
SMITH AFFILIATED VENTURES, LLC	DE	OWNER	E	Control
SMITH AFFILIATED VENTURES, LLC	DE	OWNER	E	Control
SMITH AFFILIATED VENTURES, LLC	DE	OWNER	E	Control
SMITH AFFILIATED VENTURES, LLC	DE	OWNER	E	Control
SMITH AFFILIATED VENTURES, LLC	DE	OWNER	E	Control
SMITH AFFILIATED VENTURES, LLC	DE	OWNER	E	Control
SMITH AFFILIATED VENTURES, LLC	DE	OWNER	E	Control
SMITH AFFILIATED VENTURES, LLC	DE	OWNER	E	Control
SMITH AFFILIATED VENTURES, LLC	DE	OWNER	E	Control
SMITH AFFILIATED VENTURES, LLC	DE	OWNER	E	Control
SMITH AFFILIATED VENTURES, LLC	DE	OWNER	E	Control
SMITH AFFILIATED VENTURES, LLC	DE	OWNER	E	Control
SMITH AFFILIATED VENTURES, LLC	DE	OWNER	E	Control
SMITH AFFILIATED VENTURES, LLC	DE	OWNER	E	Control
SMITH AFFILIATED VENTURES, LLC	DE	OWNER	E	Control
SMITH, ROBERT, G	I	CHAIRMAN	E	Control
SMITH, ROBERT, G	I	CHAIRMAN, OWNER	E	Control
SMITH, ROBERT, G	I	CHAIRMAN	E	Control
SMITH, ROBERT, G	I	CHAIRMAN	E	Control
SMITH, ROBERT, G	I	CHAIRMAN	E	Control
SMITH, ROBERT, G	I	CHAIRMAN	E	Control
SMITH, ROBERT, G	I	CHAIRMAN	E	Control
SMITH, ROBERT, G	I	CHAIRMAN	E	Control
SMITH, ROBERT, G	I	CHAIRMAN	E	Control
SMITH, ROBERT, G	I	CHAIRMAN	E	Control
SMITH, ROBERT, G	I	CHAIRMAN, OWNER	E	Control
SMITH, MARIA	I	CHIEF EXECUTIVE OFFICER	D	Control
SMITH, MARIA	I	CHIEF EXECUTIVE OFFICER	D	Control
SMITH, MARIA	I	CHIEF EXECUTIVE OFFICER	D	Control
SMITH, MARIA	I	CHIEF EXECUTIVE OFFICER	D	Control
SMITH, MARIA	I	CHIEF EXECUTIVE OFFICER\CHIEF COMPLIANCE OFFICER\SHAREHOLDER	D	Control
SMITH, MARIA	I	CHIEF EXECUTIVE OFFICER\CHIEF COMPLIANCE OFFICER\SHAREHOLDER	D	Control
SMITH, MARIA	I	CHIEF EXECUTIVE OFFICER\CHIEF COMPLIANCE OFFICER\SHAREHOLDER	D	Control
SMITH, MARIA	I	CHIEF EXECUTIVE OFFICER\CHIEF COMPLIANCE OFFICER\SHAREHOLDER	D	Control
SMITH, MARIA	I	CHIEF EXECUTIVE OFFICER\CHIEF COMPLIANCE OFFICER\SHAREHOLDER	D	Control
SMITH, MARIA	I	CHIEF EXECUTIVE OFFICER\CHIEF COMPLIANCE OFFICER\SHAREHOLDER	D	Control
SMITH, MARIA	I	CHIEF EXECUTIVE OFFICER\CHIEF COMPLIANCE OFFICER\SHAREHOLDER	D	Control
SMITH, MARIA	I	CHIEF EXECUTIVE OFFICER\CHIEF COMPLIANCE OFFICER\SHAREHOLDER	D	Control
SMITH, MARIA	I	CHIEF EXECUTIVE OFFICER\CHIEF COMPLIANCE OFFICER\SHAREHOLDER	D	Control
SMITH, MARIA	I	CHIEF EXECUTIVE OFFICER\CHIEF COMPLIANCE OFFICER\SHAREHOLDER	D	Control
SMITH, MARIA	I	CHIEF EXECUTIVE OFFICER\CHIEF COMPLIANCE OFFICER\SHAREHOLDER	D	Control
SMITH, MARIA	I	CHIEF EXECUTIVE OFFICER\CHIEF COMPLIANCE OFFICER\SHAREHOLDER	D	Control
SMITH, MARIA	I	MANAGING DIRECTOR + CHIEF EXECUTIVE OFFICER	C	Control
SMITH, MARIA	I	MANAGING DIRECTOR + CHIEF EXECUTIVE OFFICER	C	Control
SMITH, MARIA	I	MANAGING DIRECTOR + CHIEF EXECUTIVE OFFICER	C	Control
SMITH, MARIA	I	MANAGING DIRECTOR + CHIEF EXECUTIVE OFFICER	C	Control
SMITH, MARIA	I	MANAGING DIRECTOR + CHIEF EXECUTIVE OFFICER	C	Control
SMITH, MARIA	I	MANAGING DIRECTOR + CHIEF EXECUTIVE OFFICER	C	Control
SMITH, MARIA	I	MANAGING DIRECTOR + CHIEF EXECUTIVE OFFICER	C	Control
SMITH, MARYANN, E.	I	DIRECTOR	C
SMITH, MARYANN, E.	I	DIRECTOR	C
SMITH, MARYANN, E.	I	DIRECTOR	C
SMITH, MARYANN, E.	I	DIRECTOR	C
SMITH, MARYANN, E.	I	DIRECTOR	C
SMITH, MARYANN, E.	I	DIRECTOR	C
SMITH, MARYANN, E.	I	DIRECTOR	C
SMITH, MARYANN, E.	I	DIRECTOR	C
SMITH, MARYANN, E.	I	DIRECTOR	C
SMITH, MATTHEW, J.	I	PRESIDENT / CO-CHIEF INVESTMENT OFFICER	C	Control
SMITH, MATTHEW, J.	I	PRESIDENT / CO-CHIEF INVESTMENT OFFICER	C	Control
SMITH, MATTHEW, J.	I	PRESIDENT / CO-CHIEF INVESTMENT OFFICER	C	Control
SMITH, MATTHEW, J.	I	PRESIDENT / CO-CHIEF INVESTMENT OFFICER	C	Control
SMITH, MATTHEW, J.	I	PRESIDENT / CO-CHIEF INVESTMENT OFFICER	C	Control
SMITH, MATTHEW, J.	I	PRESIDENT / CO-CHIEF INVESTMENT OFFICER	C	Control
SMITH, MATTHEW, J.	I	PRESIDENT / CO-CHIEF INVESTMENT OFFICER	C	Control
SMITH, ROBERT, G	I	CHAIRMAN, OWNER	C	Control
SMITH, ROBERT, G	I	CHAIRMAN, OWNER	C	Control
SMITH, ROBERT, G	I	CHAIRMAN, OWNER	C	Control
PENG, JIANG	I	CHIEF INVESTMENT OFFICER \ EX.VICE PRESIDENT\SHAREHOLDER	B	Control
PENG, JIANG	I	CHIEF INVESTMENT OFFICER \ EX.VICE PRESIDENT\SHAREHOLDER	B	Control
PENG, JIANG	I	CO-PRESIDENT \ CHIEF INVESTMENT OFFICER \ SHAREHOLDER	B	Control
PENG, JIANG	I	CO-PRESIDENT \ CHIEF INVESTMENT OFFICER \ SHAREHOLDER	B	Control
PENG, JIANG	I	CO-PRESIDENT \ CHIEF INVESTMENT OFFICER \ SHAREHOLDER	B	Control
PENG, JIANG	I	CO-PRESIDENT \ CHIEF INVESTMENT OFFICER \ SHAREHOLDER	B	Control
PENG, JIANG	I	CO-PRESIDENT \ CHIEF INVESTMENT OFFICER \ SHAREHOLDER	B	Control
PENG, JIANG	I	CO-PRESIDENT \ CHIEF INVESTMENT OFFICER \ SHAREHOLDER	B	Control
PENG, JIANG	I	CO-PRESIDENT \ CHIEF INVESTMENT OFFICER \ SHAREHOLDER	B	Control
PENG, JIANG	I	CO-PRESIDENT \ CHIEF INVESTMENT OFFICER \ SHAREHOLDER	B	Control
PENG, JIANG	I	CO-PRESIDENT \ CHIEF INVESTMENT OFFICER \ SHAREHOLDER	B	Control
PENG, JIANG	I	CO-PRESIDENT \ CHIEF INVESTMENT OFFICER \ SHAREHOLDER	B	Control
SMITH, JOHN, K	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	B	Control
SMITH, JOHN, K	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	B	Control
SMITH, JOHN, K	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	B	Control
SMITH, JOHN, K	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	B	Control
SMITH, JOHN, K	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	B	Control
SMITH, JOHN, K	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	B	Control
SMITH, JOHN, K	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	B	Control
SMITH, JOHN, K	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	B	Control
SMITH, JOHN, K	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	B	Control
SMITH, JOHN, K	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	B	Control
SMITH, JOHN, K	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	B	Control
SMITH, JOHN, K	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	B	Control
SMITH, JOHN, K	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	B	Control
SMITH, JOHN, K	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	B	Control
SMITH, MARIA	I	MANAGING DIRECTOR + CHIEF EXECUTIVE OFFICER	B	Control
SMITH, MARIA	I	MANAGING DIRECTOR + CHIEF EXECUTIVE OFFICER	B	Control
SMITH, MARIA	I	MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER	B	Control
SMITH, MARIA	I	MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER	B	Control
SMITH, MARYANN, E.	I	DIRECTOR, OWNER	B
SMITH, MATTHEW, J.	I	PRESIDENT / CO-CHIEF INVESTMENT OFFICER	B	Control
SMITH, MATTHEW, J.	I	PRESIDENT / CO-CHIEF INVESTMENT OFFICER	B	Control
SMITH, MATTHEW, J.	I	PRESIDENT / CO-CHIEF INVESTMENT OFFICER	B	Control
SMITH, MATTHEW, J.	I	PRESIDENT	B	Control
SMITH, MATTHEW, J.	I	PRESIDENT	B	Control
SMITH, MATTHEW, J.	I	PRESIDENT	B	Control
SMITH, MATTHEW, J.	I	PRESIDENT	B	Control
SMITH, MATTHEW, J.	I	PRESIDENT, SHAREHOLDER	B	Control
SMITH, MATTHEW, J.	I	PRESIDENT, SHAREHOLDER	B	Control
SMITH, MATTHEW, J.	I	CO-PRESIDENT \ SHAREHOLDER	B	Control
SMITH, MATTHEW, J.	I	CO-PRESIDENT \ SHAREHOLDER	B	Control
SMITH, MATTHEW, J.	I	CO-PRESIDENT \ SHAREHOLDER	B	Control
SMITH, MATTHEW, J.	I	CO-PRESIDENT \ SHAREHOLDER	B	Control
SMITH, MATTHEW, J.	I	CO-PRESIDENT \ SHAREHOLDER	B	Control
SMITH, MATTHEW, J.	I	CO-PRESIDENT \ SHAREHOLDER	B	Control
SMITH, MATTHEW, J.	I	CO-PRESIDENT \ SHAREHOLDER	B	Control
SMITH, MATTHEW, J.	I	CO-PRESIDENT \ SHAREHOLDER	B	Control
SMITH, MATTHEW, J.	I	CO-PRESIDENT \ SHAREHOLDER	B	Control
SMITH, MATTHEW, J.	I	CO-PRESIDENT \ SHAREHOLDER	B	Control
PENG, JIANG	I	EXECUTIVE VICE PRESIDENT / CO-CHIEF INVESTMENT OFFICER	A	Control
PENG, JIANG	I	EXECUTIVE VICE PRESIDENT / CO-CHIEF INVESTMENT OFFICER	A	Control
PENG, JIANG	I	EXECUTIVE VICE PRESIDENT / CO-CHIEF INVESTMENT OFFICER	A	Control
PENG, JIANG	I	EXECUTIVE VICE PRESIDENT / CO-CHIEF INVESTMENT OFFICER	A	Control
PENG, JIANG	I	EXECUTIVE VICE PRESIDENT / CO-CHIEF INVESTMENT OFFICER	A	Control
PENG, JIANG	I	EXECUTIVE VICE PRESIDENT/CHIEF INVESTMENT OFFICER	A	Control
PENG, JIANG	I	EXECUTIVE VICE PRESIDENT/CHIEF INVESTMENT OFFICER	A	Control
PENG, JIANG	I	EXECUTIVE VICE PRESIDENT/CHIEF INVESTMENT OFFICER	A	Control
PENG, JIANG	I	EXECUTIVE VICE PRESIDENT / CO-CHIEF INVESTMENT OFFICER	A	Control
PENG, JIANG	I	EXECUTIVE VICE PRESIDENT / CO-CHIEF INVESTMENT OFFICER	A	Control
PENG, JIANG	I	CHIEF INVESTMENT OFFICER \ EXECUTIVE VICE PRESIDENT	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
PENG, JIANG	I	SMITH AFFILIATED VENTURES, LLC	F	Control
PENG, JIANG	I	SMITH AFFILIATED VENTURES, LLC	F	Control
PENG, JIANG	I	SMITH AFFILIATED VENTURES, LLC	F	Control
PENG, JIANG	I	SMITH AFFILIATED VENTURES, LLC	F	Control
PENG, JIANG	I	SMITH AFFILIATED VENTURES, LLC	F	Control
PENG, JIANG	I	SMITH AFFILIATED VENTURES, LLC	F	Control
PENG, JIANG	I	SMITH AFFILIATED VENTURES, LLC	F	Control
PENG, JIANG	I	SMITH AFFILIATED VENTURES, LLC	F	Control
PENG, JIANG	I	SMITH AFFILIATED VENTURES, LLC	F	Control
PENG, JIANG	I	SMITH AFFILIATED VENTURES, LLC	F	Control
PENG, JIANG	I	SMITH AFFILIATED VENTURES, LLC	F	Control
PENG, JIANG	I	SMITH AFFILIATED VENTURES, LLC	F	Control
PENG, JIANG	I	SMITH AFFILIATED VENTURES, LLC	F	Control
SMITH, JOHN, K	I	SMITH AFFILIATED VENTURES, LLC	F	Control
SMITH, JOHN, K	I	SMITH AFFILIATED VENTURES, LLC	F	Control
SMITH, JOHN, K	I	SMITH AFFILIATED VENTURES, LLC	F	Control
SMITH, JOHN, K	I	SMITH AFFILIATED VENTURES, LLC	F	Control
SMITH, JOHN, K	I	SMITH AFFILIATED VENTURES, LLC	F	Control
SMITH, JOHN, K	I	SMITH AFFILIATED VENTURES, LLC	F	Control
SMITH, JOHN, K	I	SMITH AFFILIATED VENTURES, LLC	F	Control
SMITH, JOHN, K	I	SMITH AFFILIATED VENTURES, LLC	F	Control
SMITH, JOHN, K	I	SMITH AFFILIATED VENTURES, LLC	F	Control
SMITH, JOHN, K	I	SMITH AFFILIATED VENTURES, LLC	F	Control
SMITH, JOHN, K	I	SMITH AFFILIATED VENTURES, LLC	F	Control
SMITH, JOHN, K	I	SMITH AFFILIATED VENTURES, LLC	F	Control
SMITH, JOHN, K	I	SMITH AFFILIATED VENTURES, LLC	F	Control
SMITH, JOHN, K	I	SMITH AFFILIATED VENTURES, LLC	F	Control
SMITH, MARIA	I	SMITH AFFILIATED VENTURES, LLC	F	Control
SMITH, MARIA	I	SMITH AFFILIATED VENTURES, LLC	F	Control
SMITH, MARIA	I	SMITH AFFILIATED VENTURES, LLC	F	Control
SMITH, MATTHEW, J.	I	SMITH AFFILIATED VENTURES	F	Control
SMITH, MATTHEW, J.	I	SMITH AFFILIATED VENTURES	F	Control
SMITH, MATTHEW, J.	I	SMITH AFFILIATED VENTURES	F	Control
SMITH, MATTHEW, J.	I	SMITH AFFILIATED VENTURES	F	Control
SMITH, MATTHEW, J.	I	SMITH AFFILIATED VENTURES	F	Control
SMITH, MATTHEW, J.	I	SMITH AFFILIATED VENTURES	F	Control
SMITH, MATTHEW, J.	I	SMITH AFFILIATED VENTURES	F	Control
SMITH, MATTHEW, J.	I	SMITH AFFILIATED VENTURES	F	Control
SMITH, MARIA	I	SMITH AFFILIATED VENTURES, LLC	D	Control
SMITH, MARIA	I	SMITH AFFILIATED VENTURES, LLC	D	Control
SMITH, MARIA	I	SMITH AFFILIATED VENTURES, LLC	D	Control
SMITH, MARIA	I	SMITH AFFILIATED VENTURES, LLC	D	Control
SMITH, MARIA	I	SMITH AFFILIATED VENTURES, LLC	D	Control
SMITH, MARIA	I	SMITH AFFILIATED VENTURES, LLC	D	Control
SMITH, MARIA	I	SMITH AFFILIATED VENTURES, LLC	D	Control
SMITH, MARIA	I	SMITH AFFILIATED VENTURES, LLC	D	Control
SMITH, MARIA	I	SMITH AFFILIATED VENTURES, LLC	D	Control
SMITH, MARIA	I	SMITH AFFILIATED VENTURES, LLC	D	Control
SMITH, MARIA	I	SMITH AFFILIATED VENTURES, LLC	D	Control
SMITH, MARIA	I	SMITH AFFILIATED VENTURES, LLC	D	Control
SMITH, MARIA	I	SMITH AFFILIATED VENTURES, LLC	D	Control
SMITH, MARIA	I	SMITH AFFILIATED VENTURES, LLC	D	Control
SMITH, MATTHEW, J.	I	SMITH AFFILIATED VENTURES	D	Control
SMITH, MARIA	I	SMITH AFFILIATED VENTURES, LLC	C	Control
SMITH, MARIA	I	SMITH AFFILIATED VENTURES, LLC	C	Control
SMITH, MARIA	I	SMITH AFFILIATED VENTURES, LLC	C	Control
SMITH, MARIA	I	SMITH AFFILIATED VENTURES, LLC	C	Control
SMITH, MARIA	I	SMITH AFFILIATED VENTURES, LLC	C	Control
SMITH, MARIA	I	SMITH AFFILIATED VENTURES, LLC	C	Control
SMITH, MARIA	I	SMITH AFFILIATED VENTURES, LLC	C	Control
SMITH, MATTHEW, J.	I	SMITH AFFILIATED VENTURES	C	Control
SMITH, MATTHEW, J.	I	SMITH AFFILIATED VENTURES	C	Control
SMITH, MATTHEW, J.	I	SMITH AFFILIATED VENTURES	C	Control
SMITH, MATTHEW, J.	I	SMITH AFFILIATED VENTURES	C	Control
SMITH, MATTHEW, J.	I	SMITH AFFILIATED VENTURES	C	Control
SMITH, MATTHEW, J.	I	SMITH AFFILIATED VENTURES	C	Control
SMITH, MATTHEW, J.	I	SMITH AFFILIATED VENTURES	C	Control
SMITH, ROBERT, G	I	SMITH AFFILIATED VENTURES	C	Control
SMITH, ROBERT, G	I	SMITH AFFILIATED VENTURES	C	Control
SMITH, ROBERT, G	I	SMITH AFFILIATED VENTURES	C	Control

Registrations

Federal

Jun 16, 2025 REGISTERED

Notice Filings (18)

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