RIA Intelligence

INVESTMENT COMPANY CAPITAL CORP.

CRD #107676 SEC #801-29557 BALTIMORE, MD 800-638-2596
SEC Registered
Total AUM
$10.9B
Discretionary
$10.9B
Employees
51
Clients
--
Accounts
21

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 28, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BIRMINGHAM, JENNIFERICHIEF FINANCIAL OFFICER AND TREASURERNA Control
COLON, MICHAEL, RAYIDIRECTOR, CHIEF OPERATING OFFICERNA Control
DICARLO, ROBERT, DINOITREASURERNA Control
ENGELSMAN, JEFFREY, ALANIASSISTANT SECRETARYNA
HALE, RICHARD, THOMASIPRESIDENT & DIRECTORNA Control
HALE, RICHARD, THOMASIPRESIDENT & DIRECTORNA Control
HALE, RICHARD, THOMASIPRESIDENT & DIRECTORNA Control
HALE, RICHARD, THOMASIPRESIDENT & DIRECTORNA Control
HIRSCH, DANIEL, OTTOISECRETARYNA Control
HIRSCH, DANIEL, OTTOISECRETARYNA Control
HIRSCH, DANIEL, OTTOISECRETARYNA Control
HIRSCH, DANIEL, OTTOISECRETARYNA Control
KNELL, WALTER, LEEITREASURERNA Control
KNELL, WALTER, LEEITREASURERNA Control
RIZZO, CHARLES, ARTHURIASSISTANT TREASURERNA Control
ROBBINS, JOHN, FRANKLYNICHIEF COMPLIANCE OFFICERNA Control
SCHNEIDER, STEVEN, AIDIRECTORNA Control
SCHNEIDER, STEVEN, AIDIRECTORNA Control
SCHUBERT, PAUL, HIASSISTANT TREASURERNA Control
SCHWARZER, AXELIPRESIDENT AND CHIEF EXECUTIVE OFFICERNA Control
SMITH, ALLEN, THOMASISECRETARY & CHIEF LEGAL OFFICERNA Control
THOMAS, JULIE, ANNITREASURERNA Control
VEILLEUX, EDWARD, JAMESIEXECUTIVE VICE PRESIDENTNA Control
VEILLEUX, EDWARD, JAMESIEXECUTIVE VICE PRESIDENTNA Control
VEILLEUX, EDWARD, JAMESIEXECUTIVE VICE PRESIDENTNA Control
YOUNGMAN, ROSSIDIRECTORNA Control
YOUNGMAN, ROSSIDIRECTORNA Control
YOUNGMAN, ROSSIDIRECTORNA Control
ALEX. BROWN FINANCIAL CORPORATION ("ABFC")DESHAREHOLDERE Control
ALEX. BROWN FINANCIAL CORPORATION ("ABFC")DESHAREHOLDERE Control
ALEX. BROWN FINANCIAL CORPORATION ("ABFC")DESHAREHOLDERE Control
ALEX. BROWN FINANCIAL CORPORATION ("ABFC")DESHAREHOLDERE Control
ALEX. BROWN FINANCIAL CORPORATION ("ABFC")DESHAREHOLDERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
BANKERS TRUST CORPORATIONDEBT ALEX. BROWN HOLDINGS INCORPORATEDE Control
BANKERS TRUST CORPORATIONDEBT ALEX. BROWN HOLDINGS INCORPORATEDE Control
BANKERS TRUST CORPORATIONDEBT ALEX. BROWN HOLDINGS INCORPORATEDE Control
BT ALEX. BROWN HOLDINGS INC.DEALEX. BROWN FINANCIAL CORPORATIONE Control
BT ALEX. BROWN HOLDINGS INC.DEALEX. BROWN FINANCIAL CORPORATIONE Control
BT ALEX. BROWN HOLDINGS INC.DEALEX. BROWN FINANCIAL CORPORATIONE Control
BT ALEX. BROWN HOLDINGS INCORPORATEDDEALEX. BROWN FINANCIAL CORPORATIONE Control
DB ALEX. BROWN HOLDINGS INCORPORATEDDEALEX. BROWN FINANCIAL CORPORATIONE Control
DEUTSCHE BANK AGFETAUNUS CORPORATIONE Control
DEUTSCHE BANK AGFETAUNUS CORPORATIONE Control
DEUTSCHE BANK AGFETAUNUS CORPORATIONE Control
DEUTSCHE BANK AGFETAUNUS CORPORATIONE Control
DEUTSCHE BANK AGFETAUNUS CORPORATIONE Control
DEUTSCHE BANK TRUST CORPORATIONDEBT ALEX. BROWN HOLDINGS INCORPORATEDE Control
DEUTSCHE BANK TRUST CORPORATIONDEDB ALEX. BROWN HOLDINGS INCORPORATEDE Control
TAUNUS CORPORATIONDEBANKERS TRUST CORPORATIONE Control
TAUNUS CORPORATIONDEBANKERS TRUST CORPORATIONE Control
TAUNUS CORPORATIONDEDEUTSCHE BANK TRUST CORPORATIONE Control
TAUNUS CORPORATIONDEBANKERS TRUST CORPORATIONE Control
TAUNUS CORPORATIONDEBANKERS TRUST CORPORATIONE Control

Registrations

Federal

IA
Mar 28, 2002 REGISTERED

Address

ONE SOUTH STREET
BALTIMORE, MD 21202
USA
Phone: 800-638-2596