CARL MARKS MANAGEMENT COMPANY, LLC
CRD #107695 SEC #801-41108 NEW YORK, NY 212-909-8400
SEC Registered Private Funds
Total AUM
$391.1M
Discretionary
$391.1M
Employees
9
Clients
0
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 16, 2025
- Branch Offices
- 0
- LEI
- 549300P4XZYSJYPSQ763
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GOLUB, MARIA, ANNE | I | ASSISTANT CONTROLLER | NA | |
| GOLUB, MARIA, ANNE | I | ASSISTANT CONTROLLER | NA | |
| GOLUB, MARIA, ANNE | I | ASSISTANT CONTROLLER | NA | |
| RAKELA, ESTEBAN, JORGE | I | MANAGING MEMBER | NA | Control |
| REYNOLDS, LAUREN, HOPE | I | ASSISTANT CONTROLLER | NA | |
| REYNOLDS, LAUREN, HOPE | I | ASSISTANT CONTROLLER | NA | |
| REYNOLDS, LAUREN, HOPE | I | ASSISTANT CONTROLLER | NA | |
| RIOS, MARIA, ANNE | I | ASSISTANT CONTROLLER | NA | |
| RIOS, MARIA, ANNE | I | ASSISTANT CONTROLLER | NA | |
| RIOS, MARIA, ANNE | I | ASSISTANT CONTROLLER | NA | |
| RIOS, MARIA, ANNE | I | CONTROLLER | NA | |
| RIOS, MARIA, ANNE | I | CONTROLLER | NA | |
| RIOS, MARIA, ANNE | I | CONTROLLER | NA | |
| RIOS, MARIA, ANNE | I | CONTROLLER | NA | |
| RIOS, MARIA, ANNE | I | CONTROLLER | NA | |
| RIOS, MARIA, ANNE | I | CONTROLLER | NA | |
| RIOS, MARIA, ANNE | I | CONTROLLER | NA | |
| RIOS, MARIA, ANNE | I | CONTROLLER | NA | |
| RIOS, MARIA, ANNE | I | CONTROLLER | NA | |
| RIOS, MARIA, ANNE | I | CONTROLLER | NA | |
| RIOS, MARIA, ANNE | I | CONTROLLER | NA | |
| RIOS, MARIA, ANNE | I | CONTROLLER | NA | |
| RIOS, MARIA, ANNE | I | CONTROLLER | NA | |
| RIOS, MARIA, ANNE | I | CONTROLLER | NA | |
| RIOS, MARIA, ANNE | I | CONTROLLER | NA | |
| RIOS, MARIA, ANNE | I | CONTROLLER | NA | |
| RIOS, MARIA, ANNE | I | CONTROLLER | NA | |
| RIOS, MARIA, ANNE | I | CONTROLLER | NA | |
| RIOS, MARIA, ANNE | I | CONTROLLER | NA | |
| ROSKEN, IRIS, BETH | I | CONTROLLER | NA | |
| SPEER, ROBERT, A | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEER, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BOAS, ANDREW, MARK | I | MANAGING MEMBER | C | Control |
| BOAS, ANDREW, MARK | I | MANAGING MEMBER | C | Control |
| BOAS, ANDREW, MARK | I | MANAGING MEMBER | C | Control |
| BOAS, ANDREW, MARK | I | MANAGING MEMBER | C | Control |
| BOAS, ANDREW, MARK | I | GENERAL PARTNER | C | Control |
| BOAS, ANDREW, MARK | I | MANAGING MEMBER | C | Control |
| BOAS, ANDREW, MARK | I | MANAGING MEMBER | C | Control |
| BOAS, ANDREW, MARK | I | MANAGING MEMBER | C | Control |
| BOAS, ANDREW, MARK | I | MANAGING MEMBER | C | Control |
| BOAS, ANDREW, MARK | I | MANAGING MEMBER | C | Control |
| BOAS, ANDREW, MARK | I | MANAGING MEMBER | C | Control |
| BOAS, ANDREW, MARK | I | MANAGING MEMBER | C | Control |
| BOAS, ANDREW, MARK | I | MANAGING MEMBER | C | Control |
| BOAS, ANDREW, MARK | I | MANAGING MEMBER | C | Control |
| BOAS, ANDREW, MARK | I | MANAGING MEMBER | C | Control |
| BOAS, ANDREW, MARK | I | MANAGING MEMBER | C | Control |
| BOAS, ANDREW, MARK | I | MANAGING MEMBER | C | Control |
| BOAS, ANDREW, MARK | I | MANAGING MEMBER | C | Control |
| RUOCCO, ROBERT, C | I | MANAGING MEMBER | C | Control |
| RUOCCO, ROBERT, C | I | MANAGING MEMBER | C | Control |
| RUOCCO, ROBERT, C | I | MANAGING MEMBER | C | Control |
| RUOCCO, ROBERT, C | I | MANAGING MEMBER | C | Control |
| RUOCCO, ROBERT, C | I | GENERAL PARTNER | C | Control |
| RUOCCO, ROBERT, C | I | MANAGING MEMBER | C | Control |
| RUOCCO, ROBERT, C | I | MANAGING MEMBER | C | Control |
| RUOCCO, ROBERT, C | I | MANAGING MEMBER | C | Control |
| RUOCCO, ROBERT, C | I | MANAGING MEMBER | C | Control |
| RUOCCO, ROBERT, C | I | MANAGING MEMBER | C | Control |
| RUOCCO, ROBERT, C | I | MANAGING MEMBER | C | Control |
| RUOCCO, ROBERT, C | I | MANAGING MEMBER | C | Control |
| RUOCCO, ROBERT, C | I | MANAGING MEMBER | C | Control |
| RUOCCO, ROBERT, C | I | MANAGING MEMBER | C | Control |
| RUOCCO, ROBERT, C | I | MANAGING MEMBER | C | Control |
| RUOCCO, ROBERT, C | I | MANAGING MEMBER | C | Control |
| RUOCCO, ROBERT, C | I | MANAGING MEMBER | C | Control |
| RUOCCO, ROBERT, C | I | MANAGING MEMBER | C | Control |
| WILSON, JAMES, FORBES | I | MANAGING MEMBER | C | Control |
| WILSON, JAMES, FORBES | I | MANAGING MEMBER | C | Control |
| WILSON, JAMES, FORBES | I | MANAGING MEMBER | C | Control |
| WILSON, JAMES, FORBES | I | MANAGING MEMBER | C | Control |
| WILSON, JAMES, FORBES | I | GENERAL PARTNER | C | Control |
| WILSON, JAMES, FORBES | I | MANAGING MEMBER | C | Control |
| WILSON, JAMES, FORBES | I | MANAGING MEMBER | C | Control |
| WILSON, JAMES, FORBES | I | MANAGING MEMBER | C | Control |
| WILSON, JAMES, FORBES | I | MANAGING MEMBER | C | Control |
| WILSON, JAMES, FORBES | I | MANAGING MEMBER | C | Control |
| WILSON, JAMES, FORBES | I | MANAGING MEMBER | C | Control |
| WILSON, JAMES, FORBES | I | MANAGING MEMBER | C | Control |
| WILSON, JAMES, FORBES | I | MANAGING MEMBER | C | Control |
| WILSON, JAMES, FORBES | I | MANAGING MEMBER | C | Control |
| WILSON, JAMES, FORBES | I | MANAGING MEMBER | C | Control |
| WILSON, JAMES, FORBES | I | MANAGING MEMBER | C | Control |
| WILSON, JAMES, FORBES | I | MANAGING MEMBER | C | Control |
| WILSON, JAMES, FORBES | I | MANAGING MEMBER | C | Control |
| BOAS, ANDREW, MARK | I | GENERAL PARTNER | B | Control |
| BOAS, ANDREW, MARK | I | MANAGING MEMBER | B | Control |
| BOAS, ANDREW, MARK | I | MANAGING MEMBER | B | Control |
| BOAS, ANDREW, MARK | I | MANAGING MEMBER | B | Control |
| BOAS, ANDREW, MARK | I | MANAGING MEMBER | B | Control |
| BOAS, ANDREW, MARK | I | MANAGING MEMBER | B | Control |
| BOAS, ANDREW, MARK | I | MANAGING MEMBER | B | Control |
| BOAS, ANDREW, MARK | I | MANAGING MEMBER | B | Control |
| BOAS, ANDREW, MARK | I | MANAGING MEMBER | B | Control |
| BOAS, ANDREW, MARK | I | MANAGING MEMBER | B | Control |
| BOAS, ANDREW, MARK | I | MANAGING MEMBER | B | Control |
| CLASTER, MARK, LEE | I | LIMITED PARTNER | B | |
| LEE, MICHAEL, SUNGMIN | I | MANAGING MEMBER | B | Control |
| LEE, MICHAEL, SUNGMIN | I | MANAGING MEMBER | B | Control |
| LEE, MICHAEL, SUNGMIN | I | MANAGING MEMBER | B | Control |
| LEE, MICHAEL, SUNGMIN | I | MANAGING MEMBER | B | Control |
| LEE, MICHAEL, SUNGMIN | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | B | Control |
| LEE, MICHAEL, SUNGMIN | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | B | Control |
| LEE, MICHAEL, SUNGMIN | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | B | Control |
| LEE, MICHAEL, SUNGMIN | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | B | Control |
| LEE, MICHAEL, SUNGMIN | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | B | Control |
| LEE, MICHAEL, SUNGMIN | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | B | Control |
| LEE, MICHAEL, SUNGMIN | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | B | Control |
| LEE, MICHAEL, SUNGMIN | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | B | Control |
| RAKELA, ESTEBAN, JORGE | I | MANAGING MEMBER | B | Control |
| RAKELA, ESTEBAN, JORGE | I | MANAGING MEMBER | B | Control |
| RAKELA, ESTEBAN, JORGE | I | MANAGING MEMBER | B | Control |
| RAKELA, ESTEBAN, JORGE | I | MANAGING MEMBER | B | Control |
| RAKELA, ESTEBAN, JORGE | I | MANAGING MEMBER | B | Control |
| RAKELA, ESTEBAN, JORGE | I | MANAGING MEMBER | B | Control |
| RAKELA, ESTEBAN, JORGE | I | MANAGING MEMBER | B | Control |
| RAKELA, ESTEBAN, JORGE | I | MANAGING MEMBER | B | Control |
| RAKELA, ESTEBAN, JORGE | I | MANAGING MEMBER | B | Control |
| RAKELA, ESTEBAN, JORGE | I | MANAGING MEMBER | B | Control |
| RUOCCO, ROBERT, C | I | GENERAL PARTNER | B | Control |
| RUOCCO, ROBERT, C | I | MANAGING MEMBER | B | Control |
| RUOCCO, ROBERT, C | I | MANAGING MEMBER | B | Control |
| RUOCCO, ROBERT, C | I | MANAGING MEMBER | B | Control |
| RUOCCO, ROBERT, C | I | MANAGING MEMBER | B | Control |
| RUOCCO, ROBERT, C | I | MANAGING MEMBER | B | Control |
| RUOCCO, ROBERT, C | I | MANAGING MEMBER | B | Control |
| RUOCCO, ROBERT, C | I | MANAGING MEMBER | B | Control |
| RUOCCO, ROBERT, C | I | MANAGING MEMBER | B | Control |
| RUOCCO, ROBERT, C | I | MANAGING MEMBER | B | Control |
| RUOCCO, ROBERT, C | I | MANAGING MEMBER | B | Control |
| WILSON, JAMES, FORBES | I | GENERAL PARTNER | B | Control |
| WILSON, JAMES, FORBES | I | MANAGING MEMBER | B | Control |
| WILSON, JAMES, FORBES | I | MANAGING MEMBER | B | Control |
| WILSON, JAMES, FORBES | I | MANAGING MEMBER | B | Control |
| WILSON, JAMES, FORBES | I | MANAGING MEMBER | B | Control |
| WILSON, JAMES, FORBES | I | MANAGING MEMBER | B | Control |
| WILSON, JAMES, FORBES | I | MANAGING MEMBER | B | Control |
| WILSON, JAMES, FORBES | I | MANAGING MEMBER | B | Control |
| WILSON, JAMES, FORBES | I | MANAGING MEMBER | B | Control |
| WILSON, JAMES, FORBES | I | MANAGING MEMBER | B | Control |
| WILSON, JAMES, FORBES | I | MANAGING MEMBER | B | Control |
| CLASTER, MARK, LEE | I | LIMITED PARTNER | A |
Registrations
Federal
IA
Sep 16, 2025 REGISTERED
Address
900 THIRD AVENUE - 14TH FLOORSUITE 1400
NEW YORK, NY 10022
United States
Phone: 212-909-8400