1740 ADVISERS INC
CRD #107712 SEC #801-8176 NEW YORK, NY 212-708-2000
SEC Registered
Total AUM
$4B
Discretionary
$4B
Employees
51
Clients
0
Accounts
12
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOTWINICK, ALLEN, GEORGE | I | DIRECTOR | NA | Control |
| BYRNE, KEVIN, ROBERT | I | TREASURER & DIRECTOR | NA | Control |
| COHEN, LARRY | I | CONTROLLER | NA | |
| COHEN, LARRY | I | CONTROLLER | NA | |
| DADDARIO, RICHARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DADDARIO, RICHARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DZIADZIO, RICHARD | I | DIRECTOR | NA | Control |
| GOODWIN, WILLIAM, DAVID | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GOODWIN, WILLIAM, DAVID | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | PRESIDENT & DIRECTOR | NA | Control |
| LEVINE, KENNETH, MARC | I | DIRECTOR | NA | Control |
| LEVINE, KENNETH, MARC | I | DIRECTOR | NA | Control |
| NORTON, JOHN, CLAYTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBINSON-MCLYMONT, REKASHA, ARISSA | I | SECRETARY | NA | |
| ROCK, JOHN, VANHASSEL | I | DIRECTOR & PRESIDENT | NA | Control |
| ROTH, MICHAEL, I | I | DIRECTOR | NA | Control |
| ROTH, MICHAEL, I | I | DIRECTOR | NA | Control |
| SCHWARTZ, BART, ROBIN | I | DIRECTOR | NA | Control |
| STAPLES, GREGORY, M. | I | VICE PRESIDENT | NA | Control |
| STAPLES, GREGORY, M. | I | VICE PRESIDENT | NA | Control |
| VOGELZANG, MICHAEL, JAMES | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| WEIGEL, DAVID, VAUGHAN | I | TREASURER | NA | |
| WEIGEL, DAVID, VAUGHAN | I | TREASURER | NA | |
| WHEELER, DAVID, E. | I | VICE PRESIDENT | NA | Control |
| WHEELER, DAVID, E. | I | VICE PRESIDENT | NA | Control |
| WIGFALL, SIDNEY, GREGORY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AXA FINANCIAL, INC. | DE | PARENT COMPANY | E | Control |
| MONY FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| MONY HOLDINGS, LLC | DE | PARENT COMPANY | E | Control |
| MONY HOLDINGS, LLC | DE | PARENT COMPANY | E | Control |
| MONY LIFE INSURANCE COMPANY | DE | PARENT COMPANY | E | Control |
| MONY LIFE INSURANCE COMPANY | DE | PARENT COMPANY | E | Control |
| MONY LIFE INSURANCE COMPANY | DE | PARENT COMPANY | E | Control |
| THE MONY GROUP INC. | DE | PARENT COMPANY | E | Control |
Registrations
Federal
IA
Apr 1, 2002 REGISTERED
Notice Filings (2)
NY TN
Address
1740 BROADWAYNEW YORK, NY 10019
USA
Phone: 212-708-2000