RIA Intelligence

MONY LIFE INSURANCE CO

CRD #107713 SEC #801-13564 NEW YORK, NY 212-708-2000
SEC Registered
Total AUM
$300M
Discretionary
$300M
Employees
--
Clients
0
Accounts
1

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 1, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BARRETT, TOM, HANSIDIRECTORNA Control
BARRETT, TOM, HANSIDIRECTORNA Control
BROUSELL, ARNOLD, BARRY JAYICHIEF ACCOUNTING OFFICERNA Control
CALL, DAVID, LINCOLNIDIRECTORNA Control
CALL, DAVID, LINCOLNIDIRECTORNA Control
CALVERT, BRUCE, WILLIAMIDIRECTORNA Control
CONDRON, CHRISTOPHER, MARKICHAIRMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER - DIRECTORNA Control
DADDARIO, RICHARDIEXECUTIVE VP & CFONA Control
DADDARIO, RICHARDIEXECUTIVE VP & CFONA Control
DELACROIXDECASTRIES, HENRIIDIRECTORNA Control
DURHAM, GLENN, ROBERTIDIRECTORNA Control
DURHAM, GLENN, ROBERTIDIRECTORNA Control
DUVERNE, DENISIDIRECTORNA Control
FARLEY, JAMES, BERNARDIDIRECTORNA Control
FORAN, MARGARET, MARYIDIRECTORNA Control
FOTI, SAMUEL, JOSEPHIDIRECTOR, PRESIDENT & COONA Control
FOTI, SAMUEL, JOSEPHIDIRECTOR, PRESIDENT & COONA Control
FOURTOU, JEAN, RENEIDIRECTORNA Control
GRAVES, JOHN, CLIFFORDIDIRECTORNA Control
GREENE, DONALD, JOHNIDIRECTORNA Control
HENDERSON, MARY, REGINAIDIRECTORNA Control
HIGGINS, JAMES, FRANCISIDIRECTORNA Control
HOLLAND, ROBERTIDIRECTORNA Control
HOLLAND, ROBERTIDIRECTORNA Control
JARMAIN, WILLIAM, EDWIN CHARLESIDIRECTORNA Control
JOHNSON, CHRISTINA, MARIEIDIRECTORNA Control
JOHNSON, JAMES, LAWRENCEIDIRECTORNA Control
JOHNSON, JAMES, LAWRENCEIDIRECTORNA Control
KANNER, FREDERICK, WILKINSONIDIRECTORNA Control
KANNER, FREDERICK, WILKINSONIDIRECTORNA Control
LEONE, CHARLES, PAULIVP & CHIEF CORP. COMPLIANCE OFFICERNA Control
LEONE, CHARLES, PAULIVP & CHIEF CORP. COMPLIANCE OFFICERNA Control
LEVINE, KENNETH, MARCIDIRECTOR, EXEC. VP & CIONA Control
LEVINE, KENNETH, MARCIDIRECTOR, EXEC. VP & CIONA Control
MILLER, SCOTT, DANIELSIDIRECTORNA Control
MOGLIA, JOSEPH, HUGHIDIRECTORNA Control
NORTON, JOHN, CLAYTONICHIEF COMPLIANCE OFFICERNA Control
PFEIFFER, JANE, CAHILLIDIRECTORNA Control
PFEIFFER, JANE, CAHILLIDIRECTORNA Control
ROBERT, KILEY, RAYMONDIDIRECTORNA Control
ROBERT, KILEY, RAYMONDIDIRECTORNA Control
ROTH, MICHAEL, IIDIRECTOR, CHAIRMAN & CEONA Control
ROTH, MICHAEL, IIDIRECTOR, CHAIRMAN & CEONA Control
SCHWARTZ, BART, ROBINISENIOR VP & GEN. COUNSELNA Control
SCHWARTZ, BART, ROBINISENIOR VP & GEN. COUNSELNA Control
SILVER, RICHARD, VICTORIEVP & GENERAL COUNSELNA Control
SMITH, LEE, MOYERIVP & CORPORATE SECRETARYNA Control
SMITH, LEE, MOYERIVP & CORPORATE SECRETARYNA Control
THEOBOLD, THOMAS, CIDIRECTORNA Control
THEOBOLD, THOMAS, CIDIRECTORNA Control
THOMAS, DAVID, MIDIRECTORNA Control
THOMAS, DAVID, MIDIRECTORNA Control
TOBIN, PETER, JOSEPHIDIRECTORNA Control
TULIN, STANLEY BERNARDIVICE CHAIRMAN, CFO & DIRECTORNA Control
WEIGEL, DAVID, VAUGHANIVICE PRESIDENT & TREASURERNA Control
AXA FINANCIAL, INC.DEPARENT COMPANYE Control
MONY HOLDINGS, LLCDEPARENT COMPANYE Control
MONY HOLDINGS, LLCDESHAREHOLDERE Control
THE MONY GROUP INC.DEPARENT COMPANYE Control
THE MONY GROUP INC.DEPARENT COMPANYE Control

Registrations

Federal

IA
Apr 1, 2002 REGISTERED

Notice Filings (1)

TN

Address

1740 BROADWAY
NEW YORK, NY 10019
USA
Phone: 212-708-2000