RIA Intelligence

MACKAY SHIELDS LLC

CRD #107717 SEC #801-5594 NEW YORK, NY 212-758-5400

SEC Registered Private Funds Disclosures

Total AUM

$151.6B

Discretionary

$151.6B

Employees

201

Clients

--

Accounts

377

Fund Name	Type	GAV	Investors	Auditor
MACKAY MUNICIPAL HIGH YIELD SELECT FUND LP	Hedge Fund	$608.8M	549	PRICEWATERHOUSECOOPERS LLP
MACKAY MUNICIPAL HIGH YIELD SELECT FUND LP	Hedge Fund	$608.8M	549	PRICEWATERHOUSECOOPERS LLP
MACKAY MUNICIPAL HIGH YIELD SELECT FUND LP	Hedge Fund	$608.8M	549	PRICEWATERHOUSECOOPERS LLP
MACKAY MUNICIPAL HIGH YIELD SELECT FUND LP	Hedge Fund	$581.4M	601	PRICEWATERHOUSECOOPERS LLP
MACKAY MUNICIPAL HIGH YIELD SELECT FUND LP	Hedge Fund	$581.4M	601	PRICEWATERHOUSECOOPERS LLP
MACKAY MUNICIPAL CALIFORNIA OPPORTUNITIES FUND, L.P.	Hedge Fund	$566.2M	447	PRICEWATERHOUSECOOPERS LLP
MACKAY MUNICIPAL CALIFORNIA OPPORTUNITIES FUND, L.P.	Hedge Fund	$566.2M	447	PRICEWATERHOUSECOOPERS LLP
MACKAY MUNICIPAL CALIFORNIA OPPORTUNITIES FUND, L.P.	Hedge Fund	$508.6M	430	PRICEWATERHOUSECOOPERS LLP
MACKAY MUNICIPAL CALIFORNIA OPPORTUNITIES FUND, L.P.	Hedge Fund	$508.6M	430	PRICEWATERHOUSECOOPERS LLP
MACKAY MUNICIPAL CALIFORNIA OPPORTUNITIES FUND, L.P.	Hedge Fund	$508.6M	430	PRICEWATERHOUSECOOPERS LLP
MACKAY MUNICIPAL CAPITAL TRADING MASTER FUND, L.P.	Hedge Fund	$353.9M	59	PRICEWATERHOUSE COOPERS LLP
MACKAY MUNICIPAL CAPITAL TRADING MASTER FUND, L.P.	Hedge Fund	$353.9M	59	PRICEWATERHOUSE COOPERS LLP
MACKAY MUNICIPAL CAPITAL TRADING MASTER FUND, L.P.	Hedge Fund	$300.3M	71	PRICEWATERHOUSE COOPERS LLP
MACKAY MUNICIPAL CAPITAL TRADING MASTER FUND, L.P.	Hedge Fund	$300.3M	71	PRICEWATERHOUSE COOPERS LLP
MACKAY MUNICIPAL CAPITAL TRADING MASTER FUND, L.P.	Hedge Fund	$300.3M	71	PRICEWATERHOUSE COOPERS LLP
MACKAY SHIELDS HIGH YIELD ACTIVE CORE FUND LP	Hedge Fund	$292.2M	23	PRICEWATERHOUSECOOPERS LLP
MACKAY SHIELDS HIGH YIELD ACTIVE CORE FUND LP	Hedge Fund	$292.2M	23	PRICEWATERHOUSECOOPERS LLP
MACKAY MUNICIPAL NEW YORK OPPORTUNITIES FUND, L.P.	Hedge Fund	$272.9M	376	PRICEWATERHOUSECOOPERS LLP
MACKAY MUNICIPAL NEW YORK OPPORTUNITIES FUND, L.P.	Hedge Fund	$272.9M	376	PRICEWATERHOUSECOOPERS LLP
MACKAY MUNICIPAL NEW YORK OPPORTUNITIES FUND, L.P.	Hedge Fund	$270.9M	341	PRICEWATERHOUSECOOPERS LLP
MACKAY MUNICIPAL NEW YORK OPPORTUNITIES FUND, L.P.	Hedge Fund	$270.9M	341	PRICEWATERHOUSECOOPERS LLP
MACKAY MUNICIPAL NEW YORK OPPORTUNITIES FUND, L.P.	Hedge Fund	$270.9M	341	PRICEWATERHOUSECOOPERS LLP
MACKAY SHIELDS DEFENSIVE BOND ARBITRAGE FUND LTD.	Hedge Fund	$218.6M	13	PRICEWATERHOUSECOOPERS LLP
MACKAY SHIELDS DEFENSIVE BOND ARBITRAGE FUND LTD.	Hedge Fund	$218.6M	13	PRICEWATERHOUSECOOPERS LLP
MACKAY SHIELDS HIGH YIELD ACTIVE CORE FUND LP	Hedge Fund	$194.9M	22	PRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY MUNICIPAL HIGH YIELD SELECT FUND LP

TypeHedge Fund

GAV$608.8M

Investors549

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY MUNICIPAL HIGH YIELD SELECT FUND LP

TypeHedge Fund

GAV$608.8M

Investors549

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY MUNICIPAL HIGH YIELD SELECT FUND LP

TypeHedge Fund

GAV$608.8M

Investors549

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY MUNICIPAL HIGH YIELD SELECT FUND LP

TypeHedge Fund

GAV$581.4M

Investors601

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY MUNICIPAL HIGH YIELD SELECT FUND LP

TypeHedge Fund

GAV$581.4M

Investors601

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY MUNICIPAL CALIFORNIA OPPORTUNITIES FUND, L.P.

TypeHedge Fund

GAV$566.2M

Investors447

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY MUNICIPAL CALIFORNIA OPPORTUNITIES FUND, L.P.

TypeHedge Fund

GAV$566.2M

Investors447

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY MUNICIPAL CALIFORNIA OPPORTUNITIES FUND, L.P.

TypeHedge Fund

GAV$508.6M

Investors430

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY MUNICIPAL CALIFORNIA OPPORTUNITIES FUND, L.P.

TypeHedge Fund

GAV$508.6M

Investors430

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY MUNICIPAL CALIFORNIA OPPORTUNITIES FUND, L.P.

TypeHedge Fund

GAV$508.6M

Investors430

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY MUNICIPAL CAPITAL TRADING MASTER FUND, L.P.

TypeHedge Fund

GAV$353.9M

Investors59

AuditorPRICEWATERHOUSE COOPERS LLP

Fund NameMACKAY MUNICIPAL CAPITAL TRADING MASTER FUND, L.P.

TypeHedge Fund

GAV$353.9M

Investors59

AuditorPRICEWATERHOUSE COOPERS LLP

Fund NameMACKAY MUNICIPAL CAPITAL TRADING MASTER FUND, L.P.

TypeHedge Fund

GAV$300.3M

Investors71

AuditorPRICEWATERHOUSE COOPERS LLP

Fund NameMACKAY MUNICIPAL CAPITAL TRADING MASTER FUND, L.P.

TypeHedge Fund

GAV$300.3M

Investors71

AuditorPRICEWATERHOUSE COOPERS LLP

Fund NameMACKAY MUNICIPAL CAPITAL TRADING MASTER FUND, L.P.

TypeHedge Fund

GAV$300.3M

Investors71

AuditorPRICEWATERHOUSE COOPERS LLP

Fund NameMACKAY SHIELDS HIGH YIELD ACTIVE CORE FUND LP

TypeHedge Fund

GAV$292.2M

Investors23

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY SHIELDS HIGH YIELD ACTIVE CORE FUND LP

TypeHedge Fund

GAV$292.2M

Investors23

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY MUNICIPAL NEW YORK OPPORTUNITIES FUND, L.P.

TypeHedge Fund

GAV$272.9M

Investors376

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY MUNICIPAL NEW YORK OPPORTUNITIES FUND, L.P.

TypeHedge Fund

GAV$272.9M

Investors376

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY MUNICIPAL NEW YORK OPPORTUNITIES FUND, L.P.

TypeHedge Fund

GAV$270.9M

Investors341

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY MUNICIPAL NEW YORK OPPORTUNITIES FUND, L.P.

TypeHedge Fund

GAV$270.9M

Investors341

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY MUNICIPAL NEW YORK OPPORTUNITIES FUND, L.P.

TypeHedge Fund

GAV$270.9M

Investors341

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY SHIELDS DEFENSIVE BOND ARBITRAGE FUND LTD.

TypeHedge Fund

GAV$218.6M

Investors13

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY SHIELDS DEFENSIVE BOND ARBITRAGE FUND LTD.

TypeHedge Fund

GAV$218.6M

Investors13

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY SHIELDS HIGH YIELD ACTIVE CORE FUND LP

TypeHedge Fund

GAV$194.9M

Investors22

AuditorPRICEWATERHOUSECOOPERS LLP