RIA Intelligence

MACKAY SHIELDS LLC

CRD #107717 SEC #801-5594 NEW YORK, NY 212-758-5400

SEC Registered Private Funds Disclosures

Total AUM

$151.6B

Discretionary

$151.6B

Employees

201

Clients

--

Accounts

377

Fund Name	Type	GAV	Investors	Auditor
MACKAY SHIELDS HIGH YIELD ACTIVE CORE FUND LP	Hedge Fund	$194.9M	22	PRICEWATERHOUSECOOPERS LLP
MACKAY SHIELDS HIGH YIELD ACTIVE CORE FUND LP	Hedge Fund	$194.9M	22	PRICEWATERHOUSECOOPERS LLP
MACKAY SHIELDS DEFENSIVE BOND ARBITRAGE FUND LTD.	Hedge Fund	$191.6M	12	PRICEWATERHOUSECOOPERS LLP
MACKAY SHIELDS DEFENSIVE BOND ARBITRAGE FUND LTD.	Hedge Fund	$191.6M	12	PRICEWATERHOUSECOOPERS LLP
MACKAY SHIELDS DEFENSIVE BOND ARBITRAGE FUND LTD.	Hedge Fund	$191.6M	12	PRICEWATERHOUSECOOPERS LLP
MACKAY SHIELDS CORE FIXED INCOME FUND LP	Other Private Fund	$159.5M	8	PRICEWATERHOUSECOOPERS LLP
MACKAY SHIELDS CORE FIXED INCOME FUND LP	Other Private Fund	$159.5M	8	PRICEWATERHOUSECOOPERS LLP
MACKAY SHIELDS CORE FIXED INCOME FUND LP	Other Private Fund	$159.5M	8	PRICEWATERHOUSECOOPERS LLP
MACKAY SHIELDS CORE FIXED INCOME FUND LP	Other Private Fund	$157.5M	8	PRICEWATERHOUSECOOPERS LLP
MACKAY SHIELDS CORE FIXED INCOME FUND LP	Other Private Fund	$157.5M	8	PRICEWATERHOUSECOOPERS LLP
MACKAY MUNICIPAL SHORT TERM OPPORTUNITIES FUND LP	Hedge Fund	$111.7M	31	PRICEWATERHOUSECOOPERS LLP
MACKAY MUNICIPAL SHORT TERM OPPORTUNITIES FUND LP	Hedge Fund	$111.7M	31	PRICEWATERHOUSECOOPERS LLP
MACKAY MUNICIPAL SHORT TERM OPPORTUNITIES FUND LP	Hedge Fund	$111.7M	31	PRICEWATERHOUSECOOPERS LLP
MACKAY MUNICIPAL SHORT TERM OPPORTUNITIES FUND LP	Hedge Fund	$111.7M	33	PRICEWATERHOUSECOOPERS LLP
MACKAY MUNICIPAL SHORT TERM OPPORTUNITIES FUND LP	Hedge Fund	$111.7M	33	PRICEWATERHOUSECOOPERS LLP
MACKAY SHIELDS CORE PLUS/OPPORTUNITIES FUND LP	Hedge Fund	$64.1M	5	PRICEWATERHOUSECOOPERS LLP
MACKAY SHIELDS CORE PLUS/OPPORTUNITIES FUND LP	Hedge Fund	$64.1M	5	PRICEWATERHOUSECOOPERS LLP
MACKAY SHIELDS SERIES FUND LLC - HIGH YIELD CORPORATE BOND SERIES	Other Private Fund	$30.6M	10	PRICEWATERHOUSECOOPERS LLP
MACKAY SHIELDS SERIES FUND LLC - HIGH YIELD CORPORATE BOND SERIES	Other Private Fund	$30.6M	10	PRICEWATERHOUSECOOPERS LLP
MACKAY SHIELDS SERIES FUND LLC - HIGH YIELD CORPORATE BOND SERIES	Other Private Fund	$30.4M	11	PRICEWATERHOUSECOOPERS LLP
MACKAY SHIELDS SERIES FUND LLC - HIGH YIELD CORPORATE BOND SERIES	Other Private Fund	$30.4M	11	PRICEWATERHOUSECOOPERS LLP
MACKAY SHIELDS SERIES FUND LLC - HIGH YIELD CORPORATE BOND SERIES	Other Private Fund	$30.4M	11	PRICEWATERHOUSECOOPERS LLP
MACKAY SHIELDS SERIES FUND LLC - SECURITIZED CREDIT OPPORTUNITIES SERIES	Hedge Fund	$24.9M	4	PRICEWATERHOUSECOOPERS LLP
MACKAY SHIELDS SERIES FUND LLC - SECURITIZED CREDIT OPPORTUNITIES SERIES	Hedge Fund	$24.9M	4	PRICEWATERHOUSECOOPERS LLP
MACKAY SHIELDS SERIES FUND LLC - SECURITIZED CREDIT OPPORTUNITIES SERIES	Hedge Fund	$24.9M	4	PRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY SHIELDS HIGH YIELD ACTIVE CORE FUND LP

TypeHedge Fund

GAV$194.9M

Investors22

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY SHIELDS HIGH YIELD ACTIVE CORE FUND LP

TypeHedge Fund

GAV$194.9M

Investors22

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY SHIELDS DEFENSIVE BOND ARBITRAGE FUND LTD.

TypeHedge Fund

GAV$191.6M

Investors12

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY SHIELDS DEFENSIVE BOND ARBITRAGE FUND LTD.

TypeHedge Fund

GAV$191.6M

Investors12

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY SHIELDS DEFENSIVE BOND ARBITRAGE FUND LTD.

TypeHedge Fund

GAV$191.6M

Investors12

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY SHIELDS CORE FIXED INCOME FUND LP

TypeOther Private Fund

GAV$159.5M

Investors8

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY SHIELDS CORE FIXED INCOME FUND LP

TypeOther Private Fund

GAV$159.5M

Investors8

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY SHIELDS CORE FIXED INCOME FUND LP

TypeOther Private Fund

GAV$159.5M

Investors8

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY SHIELDS CORE FIXED INCOME FUND LP

TypeOther Private Fund

GAV$157.5M

Investors8

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY SHIELDS CORE FIXED INCOME FUND LP

TypeOther Private Fund

GAV$157.5M

Investors8

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY MUNICIPAL SHORT TERM OPPORTUNITIES FUND LP

TypeHedge Fund

GAV$111.7M

Investors31

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY MUNICIPAL SHORT TERM OPPORTUNITIES FUND LP

TypeHedge Fund

GAV$111.7M

Investors31

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY MUNICIPAL SHORT TERM OPPORTUNITIES FUND LP

TypeHedge Fund

GAV$111.7M

Investors31

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY MUNICIPAL SHORT TERM OPPORTUNITIES FUND LP

TypeHedge Fund

GAV$111.7M

Investors33

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY MUNICIPAL SHORT TERM OPPORTUNITIES FUND LP

TypeHedge Fund

GAV$111.7M

Investors33

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY SHIELDS CORE PLUS/OPPORTUNITIES FUND LP

TypeHedge Fund

GAV$64.1M

Investors5

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY SHIELDS CORE PLUS/OPPORTUNITIES FUND LP

TypeHedge Fund

GAV$64.1M

Investors5

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY SHIELDS SERIES FUND LLC - HIGH YIELD CORPORATE BOND SERIES

TypeOther Private Fund

GAV$30.6M

Investors10

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY SHIELDS SERIES FUND LLC - HIGH YIELD CORPORATE BOND SERIES

TypeOther Private Fund

GAV$30.6M

Investors10

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY SHIELDS SERIES FUND LLC - HIGH YIELD CORPORATE BOND SERIES

TypeOther Private Fund

GAV$30.4M

Investors11

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY SHIELDS SERIES FUND LLC - HIGH YIELD CORPORATE BOND SERIES

TypeOther Private Fund

GAV$30.4M

Investors11

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY SHIELDS SERIES FUND LLC - HIGH YIELD CORPORATE BOND SERIES

TypeOther Private Fund

GAV$30.4M

Investors11

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY SHIELDS SERIES FUND LLC - SECURITIZED CREDIT OPPORTUNITIES SERIES

TypeHedge Fund

GAV$24.9M

Investors4

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY SHIELDS SERIES FUND LLC - SECURITIZED CREDIT OPPORTUNITIES SERIES

TypeHedge Fund

GAV$24.9M

Investors4

AuditorPRICEWATERHOUSECOOPERS LLP

Fund NameMACKAY SHIELDS SERIES FUND LLC - SECURITIZED CREDIT OPPORTUNITIES SERIES

TypeHedge Fund

GAV$24.9M

Investors4

AuditorPRICEWATERHOUSECOOPERS LLP