UBS INTERNATIONAL INC.
CRD #107726 SEC #801-60476 NEW YORK, NY 212-916-2000
SEC Registered Broker-Dealer
Total AUM
$1.5B
Discretionary
$206.1M
Employees
251
Clients
101
Accounts
2,986
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALVEY, ESTILL | I | CFO | NA | |
| ALVEY, ESTILL | I | CFO | NA | |
| ALVEY, ESTILL | I | CFO | NA | |
| ALVEY, ESTILL | I | CFO | NA | |
| ALVEY, ESTILL | I | CFO | NA | |
| ALVEY, ESTILL | I | CFO | NA | |
| ALVEY, ESTILL | I | CFO | NA | |
| ALVEY, ESTILL | I | CFO | NA | |
| ALVEY, ESTILL | I | CFO | NA | |
| BRYDE, ANNABELLE | I | DIRECTOR | NA | |
| BRYDE, ANNABELLE | I | DIRECTOR | NA | |
| BRYDE, ANNABELLE | I | DIRECTOR | NA | |
| BRYDE, ANNABELLE | I | DIRECTOR | NA | |
| BRYDE, ANNABELLE | I | DIRECTOR | NA | |
| BRYDE, ANNABELLE | I | DIRECTOR | NA | |
| BRYDE, ANNABELLE | I | DIRECTOR | NA | |
| BRYDE, ANNABELLE | I | DIRECTOR | NA | |
| BURRI, RUDOLF | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | |
| BURRI, RUDOLF | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | |
| BURRI, RUDOLF | I | CHIEF OPERATING OFFICER | NA | |
| BURRI, RUDOLF | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | |
| BURRI, RUDOLF | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | |
| BURRI, RUDOLF | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | |
| BURRI, RUDOLF | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | |
| BURRI, RUDOLF | I | CHIEF OPERATING OFFICER | NA | |
| BURRI, RUDOLF | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | |
| BURRI, RUDOLF | I | CO-HEAD OF MARKETING | NA | |
| BURRI, RUDOLF | I | CHIEF OPERATING OFFICER | NA | |
| BURRI, RUDOLF | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | |
| BURRI, RUDOLF | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | |
| BURRI, RUDOLF | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | |
| BURRI, RUDOLF | I | CHIEF OPERATING OFFICER | NA | |
| BURRI, RUDOLF | I | CHIEF OPERATING OFFICER | NA | |
| BURRI, RUDOLF | I | CHIEF OPERATING OFFICER | NA | |
| BURRI, RUDOLF | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | |
| BURRI, RUDOLF | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | |
| BURRI, RUDOLF | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | |
| BURRI, RUDOLF | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | |
| BURRI, RUDOLF | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | |
| BURRI, RUDOLF | I | CO-HEAD OF MARKETING | NA | |
| BURRI, RUDOLF | I | CHIEF OPERATING OFFICER | NA | |
| CHANDLER, JASON RICHARD | I | CHAIRMEN AND DIRECTOR | NA | Control |
| CHAO, ROBERT | I | CFO | NA | |
| CHAO, ROBERT | I | CFO | NA | |
| CHAO, ROBERT | I | CFO | NA | |
| CHAO, ROBERT | I | CFO | NA | |
| CHAO, ROBERT | I | CFO | NA | |
| CHAO, ROBERT | I | CFO | NA | |
| COSTANZA, JOSEPH JAMES | I | BRANCH MANAGER/ROP/CROP/SROP | NA | |
| COSTANZA, JOSEPH JAMES | I | BRANCH MANAGER/ROP/CROP/SROP/MUNI PRINCIPAL | NA | |
| DODD, DAVID MARTIN | I | CEO/DIRECTOR | NA | Control |
| DODD, DAVID MARTIN | I | CEO/DIRECTOR | NA | Control |
| DODD, DAVID MARTIN | I | CEO/DIRECTOR | NA | Control |
| FERGUSON, KEVIN PATRICK | I | HEAD OF OPERATIONS | NA | |
| FERGUSON, KEVIN PATRICK | I | HEAD OF OPERATIONS | NA | |
| FERGUSON, KEVIN PATRICK | I | HEAD OF OPERATIONS | NA | |
| FERGUSON, KEVIN PATRICK | I | HEAD OF OPERATIONS | NA | |
| FERGUSON, KEVIN PATRICK | I | HEAD OF OPERATIONS | NA | |
| FREY, WILLIAM PATRICK | I | CFO | NA | |
| GONZALEZ, RICARDO ALBERTO JR | I | CHAIRMAN/CEO/DIRECTOR/MUNI PRINCIPAL | NA | Control |
| GONZALEZ, RICARDO ALBERTO JR | I | CHAIRMAN/CEO/DIRECTOR/MUNI PRINCIPAL | NA | Control |
| GONZALEZ, RICARDO ALBERTO JR | I | CHAIRMAN/CEO/DIRECTOR/MUNI PRINCIPAL | NA | Control |
| GONZALEZ, RICARDO ALBERTO JR | I | CEO/DIRECTOR/MUNI PRINCIPAL | NA | Control |
| GONZALEZ, RICARDO ALBERTO JR | I | CEO/DIRECTOR/MUNI PRINCIPAL | NA | Control |
| GONZALEZ, RICARDO ALBERTO JR | I | CEO/DIRECTOR/MUNI PRINCIPAL | NA | Control |
| GONZALEZ, RICARDO ALBERTO JR | I | CEO/DIRECTOR/MUNI PRINCIPAL | NA | Control |
| GONZALEZ, RICARDO ALBERTO JR | I | CHAIRMAN/CEO/DIRECTOR/MUNI PRINCIPAL | NA | Control |
| GONZALEZ, RICARDO ALBERTO JR | I | CHAIRMAN/DIRECTOR/MUNI PRINCIPAL | NA | Control |
| GONZALEZ, RICARDO ALBERTO JR | I | CHAIRMAN/CEO/DIRECTOR/MUNI PRINCIPAL | NA | Control |
| GONZALEZ, RICARDO ALBERTO JR | I | CHAIRMAN/CEO/DIRECTOR/MUNI PRINCIPAL | NA | Control |
| GONZALEZ, RICARDO ALBERTO JR | I | CHAIRMAN/CEO/DIRECTOR/MUNI PRINCIPAL | NA | Control |
| GONZALEZ, RICARDO ALBERTO JR | I | CHAIRMAN/CEO/DIRECTOR/MUNI PRINCIPAL | NA | Control |
| GONZALEZ, RICARDO ALBERTO JR | I | CHAIRMAN/CEO/DIRECTOR/MUNI PRINCIPAL | NA | Control |
| GONZALEZ, RICARDO ALBERTO JR | I | CHAIRMAN/CEO/DIRECTOR/MUNI PRINCIPAL | NA | Control |
| GONZALEZ, RICARDO ALBERTO JR | I | CHAIRMAN/CEO/DIRECTOR/MUNI PRINCIPAL | NA | Control |
| GONZALEZ, RICARDO ALBERTO JR | I | CHAIRMAN/CEO/DIRECTOR/MUNI PRINCIPAL | NA | Control |
| GONZALEZ, RICARDO ALBERTO JR | I | CHAIRMAN/CEO/DIRECTOR/MUNI PRINCIPAL | NA | Control |
| GONZALEZ, RICARDO ALBERTO JR | I | CEO/DIRECTOR/MUNI PRINCIPAL | NA | Control |
| GONZALEZ, RICARDO ALBERTO JR | I | CEO/DIRECTOR/MUNI PRINCIPAL | NA | Control |
| GONZALEZ, RICARDO ALBERTO JR | I | CHAIRMAN/CEO/DIRECTOR/MUNI PRINCIPAL | NA | Control |
| GONZALEZ, RICARDO ALBERTO JR | I | CHAIRMAN/DIRECTOR/MUNI PRINCIPAL | NA | Control |
| GONZALEZ, RICARDO ALBERTO JR | I | CHAIRMAN/DIRECTOR/MUNI PRINCIPAL | NA | Control |
| GONZALEZ, RICARDO ALBERTO JR | I | CHAIRMAN/CEO/DIRECTOR/MUNI PRINCIPAL | NA | Control |
| GONZALEZ, RICARDO ALBERTO JR | I | CHAIRMAN/CEO/DIRECTOR/MUNI PRINCIPAL | NA | Control |
| GONZALEZ, RICARDO ALBERTO JR | I | CHAIRMAN/CEO/DIRECTOR/MUNI PRINCIPAL | NA | Control |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER/DIRECTOR | NA | |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER/DIRECTOR | NA | |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER/DIRECTOR | NA | |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER/DIRECTOR | NA | |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER/DIRECTOR | NA | |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER/DIRECTOR | NA | |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER/DIRECTOR | NA | |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER/DIRECTOR | NA | |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER/DIRECTOR | NA | |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER/DIRECTOR | NA | |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER/DIRECTOR | NA | |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER/DIRECTOR | NA | |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER/DIRECTOR | NA | |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER/DIRECTOR | NA | |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER/DIRECTOR | NA | |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER/DIRECTOR | NA | |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER/DIRECTOR | NA | |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER/DIRECTOR | NA | |
| NOAH, SCOTT IVES | I | CHIEF LEGAL OFFICER/DIRECTOR | NA | |
| QUINN, MICHAEL JOSEPH | I | CFO | NA | |
| QUINN, MICHAEL JOSEPH | I | CFO | NA | |
| QUINN, MICHAEL JOSEPH | I | CFO | NA | |
| QUINN, MICHAEL JOSEPH | I | CFO | NA | |
| QUINN, MICHAEL JOSEPH | I | CFO | NA | |
| QUINN, MICHAEL JOSEPH | I | CFO | NA | |
| QUINN, MICHAEL JOSEPH | I | CFO | NA | |
| QUINN, MICHAEL JOSEPH | I | CFO | NA | |
| QUINN, MICHAEL JOSEPH | I | CFO | NA | |
| QUINN, MICHAEL JOSEPH | I | CFO | NA | |
| QUINN, MICHAEL JOSEPH | I | CFO | NA | |
| QUINN, MICHAEL JOSEPH | I | CFO | NA | |
| ROWLAND, CHRISTOPHER J | I | CEO/PRESIDENT/MANAGER | NA | Control |
| ROWLAND, CHRISTOPHER J | I | DIRECTOR | NA | Control |
| ROWLAND, CHRISTOPHER JOHN | I | DIRECTOR | NA | Control |
| ROWLAND, CHRISTOPHER JOHN | I | DIRECTOR | NA | Control |
| ROWLAND, CHRISTOPHER JOHN | I | DIRECTOR | NA | Control |
| ROWLAND, CHRISTOPHER JOHN | I | DIRECTOR | NA | Control |
| ROWLAND, CHRISTOPHER JOHN | I | DIRECTOR | NA | Control |
| ROWLAND, CHRISTOPHER JOHN | I | DIRECTOR | NA | Control |
| ROWLAND, CHRISTOPHER JOHN | I | DIRECTOR | NA | Control |
| ROWLAND, CHRISTOPHER JOHN | I | DIRECTOR | NA | Control |
| ROWLAND, CHRISTOPHER JOHN | I | DIRECTOR | NA | Control |
| ROWLAND, CHRISTOPHER JOHN | I | DIRECTOR | NA | Control |
| ROWLAND, CHRISTOPHER JOHN | I | DIRECTOR | NA | Control |
| ROWLAND, CHRISTOPHER JOHN | I | DIRECTOR | NA | Control |
| ROWLAND, CHRISTOPHER JOHN | I | DIRECTOR | NA | Control |
| ROWLAND, CHRISTOPHER JOHN | I | DIRECTOR | NA | Control |
| ROWLAND, CHRISTOPHER JOHN | I | DIRECTOR | NA | Control |
| ROWLAND, CHRISTOPHER JOHN | I | DIRECTOR | NA | Control |
| SAFIR, RONALD AARON | I | DIRECTOR | NA | |
| SAFIR, RONALD AARON | I | DIRECTOR | NA | |
| SAFIR, RONALD AARON | I | DIRECTOR | NA | |
| SAFIR, RONALD AARON | I | DIRECTOR | NA | |
| SAFIR, RONALD AARON | I | DIRECTOR | NA | |
| SAFIR, RONALD AARON | I | DIRECTOR | NA | |
| SAFIR, RONALD AARON | I | DIRECTOR | NA | |
| SAFIR, RONALD AARON | I | DIRECTOR | NA | |
| SAFIR, RONALD AARON | I | DIRECTOR | NA | |
| SAFIR, RONALD AARON | I | DIRECTOR | NA | |
| SAFIR, RONALD AARON | I | DIRECTOR | NA | |
| SAFIR, RONALD AARON | I | DIRECTOR | NA | |
| SAFIR, RONALD AARON | I | DIRECTOR | NA | |
| SAFIR, RONALD AARON | I | DIRECTOR | NA | |
| SAFIR, RONALD AARON | I | DIRECTOR | NA | |
| SAFIR, RONALD AARON | I | DIRECTOR | NA | |
| SAFIR, RONALD AARON | I | DIRECTOR | NA | |
| SCAVO, JOSEPH FRANK | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCAVO, JOSEPH FRANK | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCAVO, JOSEPH FRANK | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCAVO, JOSEPH FRANK | I | AML OFFICER | NA | |
| SCAVO, JOSEPH FRANK | I | AML OFFICER | NA | |
| SCAVO, JOSEPH FRANK | I | AML OFFICER | NA | |
| SCAVO, JOSEPH FRANK | I | AML OFFICER | NA | |
| SCAVO, JOSEPH FRANK | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCAVO, JOSEPH FRANK | I | AML OFFICER | NA | |
| SCAVO, JOSEPH FRANK | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCAVO, JOSEPH FRANK | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCAVO, JOSEPH FRANK | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCAVO, JOSEPH FRANK | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCAVO, JOSEPH FRANK | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCAVO, JOSEPH FRANK | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCAVO, JOSEPH FRANK | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCAVO, JOSEPH FRANK | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCAVO, JOSEPH FRANK | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCAVO, JOSEPH FRANK | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCAVO, JOSEPH FRANK | I | AML OFFICER | NA | |
| SCAVO, JOSEPH FRANK | I | AML OFFICER | NA | |
| SCAVO, JOSEPH FRANK | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCAVO, JOSEPH FRANK | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCAVO, JOSEPH FRANK | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCAVO, JOSEPH FRANK | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCAVO, JOSEPH FRANK | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCAVO, JOSEPH FRANK | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCAVO, JOSEPH FRANK | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIMON-VERMOT, RAYMOND | I | CO-HEAD OF MARKETING/MANAGER | NA | Control |
| SIMON-VERMOT, RAYMOND | I | CO-HEAD OF MARKETING/DIRECTOR | NA | Control |
| SIPES, JAMES RICHARD | I | CHAIRMAN | NA | Control |
| SIPES, JAMES RICHARD | I | CHAIRMAN | NA | Control |
| SIPES, JAMES RICHARD | I | CHAIRMAN | NA | Control |
| SIPES, JAMES RICHARD | I | CHAIRMAN | NA | Control |
| SIPES, JAMES RICHARD | I | CHAIRMAN | NA | Control |
| SIPES, JAMES RICHARD | I | CHAIRMAN | NA | Control |
| SULLIVAN, KATHLEEN FRANCES | I | ASSOCIATE DIRECTO/CROP/SROP | NA | |
| SULLIVAN, KATHLEEN FRANCES | I | ASSOCIATE DIRECTO/CROP/SROP | NA | |
| SULLIVAN, KATHLEEN FRANCES | I | ASSOCIATE DIRECTO/CROP/SROP | NA | |
| SULLIVAN, KATHLEEN FRANCES | I | ASSOCIATE DIRECTO/CROP/SROP | NA | |
| SULLIVAN, KATHLEEN FRANCES | I | ASSOCIATE DIRECTO/CROP/SROP | NA | |
| SULLIVAN, KATHLEEN FRANCES | I | ASSOCIATE DIRECTO/CROP/SROP | NA | |
| SULLIVAN, KATHLEEN FRANCES | I | ASSOCIATE DIRECTO/CROP/SROP | NA | |
| SULLIVAN, KATHLEEN FRANCES | I | ASSOCIATE DIRECTO/CROP/SROP | NA | |
| SULLIVAN, KATHLEEN FRANCES | I | ASSOCIATE DIRECTO/CROP/SROP | NA | |
| SULLIVAN, KATHLEEN FRANCES | I | ASSOCIATE DIRECTO/CROP/SROP | NA | |
| SULLIVAN, KATHLEEN FRANCES | I | ASSOCIATE DIRECTO/CROP/SROP | NA | |
| SULLIVAN, KATHLEEN FRANCES | I | ASSOCIATE DIRECTO/CROP/SROP | NA | |
| SULLIVAN, KATHLEEN FRANCES | I | ASSOCIATE DIRECTO/CROP/SROP | NA | |
| SULLIVAN, KATHLEEN FRANCES | I | ASSOCIATE DIRECTO/CROP/SROP | NA | |
| SULLIVAN, KATHLEEN FRANCES | I | ASSOCIATE DIRECTO/CROP/SROP | NA | |
| SULLIVAN, KATHLEEN FRANCES | I | ASSOCIATE DIRECTO/CROP/SROP | NA | |
| SULLIVAN, KATHLEEN FRANCES | I | ASSOCIATE DIRECTO/CROP/SROP | NA | |
| SULLIVAN, KATHLEEN FRANCES | I | ASSOCIATE DIRECTO/CROP/SROP | NA | |
| SULLIVAN, KATHLEEN FRANCES | I | ASSOCIATE DIRECTO/CROP/SROP | NA | |
| SULLIVAN, KATHLEEN FRANCES | I | ASSOCIATE DIRECTO/CROP/SROP | NA | |
| SULLIVAN, KATHLEEN FRANCES | I | ASSOCIATE DIRECTO/CROP/SROP | NA | |
| SULLIVAN, KATHLEEN FRANCES | I | ASSOCIATE DIRECTO/CROP/SROP | NA | |
| SULLIVAN, KATHLEEN FRANCES | I | ASSOCIATE DIRECTO/CROP/SROP | NA | |
| SUTER, HANS RUDOLF | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TOOTHAKER, THOMAS RONALD | I | CHIEF LEGAL OFFICER/MANAGER | NA | Control |
| TOOTHAKER, THOMAS RONALD | I | CHIEF LEGAL OFFICER/DIRECTOR | NA | Control |
| TORREGIANO, MICHAEL JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| TORREGIANO, MICHAEL JAMES | I | ASSOCIATE DIRECTOR / CROP/SROP | NA | |
| TORREGIANO, MICHAEL JAMES | I | ASSOCIATE DIRECTOR / CROP/SROP | NA | |
| TORREGIANO, MICHAEL JAMES | I | ASSOCIATE DIRECTOR / CROP/SROP | NA | |
| TOWNLEY, KENNETH MICHAEL | I | DEPUTY DIRECTOR OF COMPLIANCE | NA | |
| TOWNLEY, KENNETH MICHAEL | I | DEPUTY DIRECTOR OF COMPLIANCE | NA | |
| TOWNLEY, KENNETH MICHAEL | I | DEPUTY DIRECTOR OF COMPLIANCE | NA | |
| TOWNLEY, KENNETH MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| TOWNLEY, KENNETH MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| TOWNLEY, KENNETH MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| TOWNLEY, KENNETH MICHAEL | I | DEPUTY DIRECTOR OF COMPLIANCE | NA | |
| TOWNLEY, KENNETH MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| TOWNLEY, KENNETH MICHAEL | I | DEPUTY DIRECTOR OF COMPLIANCE | NA | |
| TOWNLEY, KENNETH MICHAEL | I | DEPUTY DIRECTOR OF COMPLIANCE | NA | |
| TOWNLEY, KENNETH MICHAEL | I | DEPUTY DIRECTOR OF COMPLIANCE | NA | |
| TOWNLEY, KENNETH MICHAEL | I | DEPUTY DIRECTOR OF COMPLIANCE | NA | |
| TOWNLEY, KENNETH MICHAEL | I | DEPUTY DIRECTOR OF COMPLIANCE | NA | |
| TOWNLEY, KENNETH MICHAEL | I | DEPUTY DIRECTOR OF COMPLIANCE | NA | |
| TOWNLEY, KENNETH MICHAEL | I | DEPUTY DIRECTOR OF COMPLIANCE | NA | |
| TOWNLEY, KENNETH MICHAEL | I | DEPUTY DIRECTOR OF COMPLIANCE | NA | |
| TOWNLEY, KENNETH MICHAEL | I | DEPUTY DIRECTOR OF COMPLIANCE | NA | |
| TOWNLEY, KENNETH MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| TOWNLEY, KENNETH MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| TOWNLEY, KENNETH MICHAEL | I | DEPUTY DIRECTOR OF COMPLIANCE | NA | |
| TOWNLEY, KENNETH MICHAEL | I | DEPUTY DIRECTOR OF COMPLIANCE | NA | |
| TOWNLEY, KENNETH MICHAEL | I | DEPUTY DIRECTOR OF COMPLIANCE | NA | |
| TOWNLEY, KENNETH MICHAEL | I | DEPUTY DIRECTOR OF COMPLIANCE | NA | |
| TOWNLEY, KENNETH MICHAEL | I | DEPUTY DIRECTOR OF COMPLIANCE | NA | |
| TOWNLEY, KENNETH MICHAEL | I | DEPUTY DIRECTOR OF COMPLIANCE | NA | |
| TROTTA, ELAINE MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| TROTTA, ELAINE MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| TROTTA, ELAINE MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| TROTTA, ELAINE MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| TROTTA, ELAINE MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| TROTTA, ELAINE MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| TROTTA, ELAINE MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| TROTTA, ELAINE MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| TROTTA, ELAINE MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| TROTTA, ELAINE MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| TROTTA, ELAINE MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| TROTTA, ELAINE MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| TROTTA, ELAINE MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| TROTTA, ELAINE MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| TROTTA, ELAINE MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| TROTTA, ELAINE MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| TROTTA, ELAINE MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| TROTTA, ELAINE MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| TROTTA, ELAINE MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| TROTTA, ELAINE MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| TROTTA, ELAINE MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| TROTTA, ELAINE MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| TROTTA, ELAINE MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| WORDEN, PETER WOODBURN | I | HEAD OF OPERATIONS | NA | |
| WORDEN, PETER WOODBURN | I | HEAD OF OPERATIONS | NA | |
| WORDEN, PETER WOODBURN | I | HEAD OF OPERATIONS | NA | |
| WORDEN, PETER WOODBURN | I | HEAD OF OPERATIONS | NA | |
| WORDEN, PETER WOODBURN | I | HEAD OF OPERATIONS | NA | |
| WORDEN, PETER WOODBURN | I | HEAD OF OPERATIONS | NA | |
| WORDEN, PETER WOODBURN | I | HEAD OF OPERATIONS | NA | |
| WORDEN, PETER WOODBURN | I | HEAD OF OPERATIONS | NA | |
| WORDEN, PETER WOODBURN | I | HEAD OF OPERATIONS | NA | |
| WORDEN, PETER WOODBURN | I | HEAD OF OPERATIONS | NA | |
| WORDEN, PETER WOODBURN | I | HEAD OF OPERATIONS | NA | |
| WORDEN, PETER WOODBURN | I | HEAD OF OPERATIONS | NA | |
| UBS AG | FE | MEMBER | E | Control |
| UBS AMERICAS INC. | DE | SHAREHOLDER | E | Control |
| UBS AMERICAS INC. | DE | SHAREHOLDER | E | Control |
| UBS AMERICAS INC. | DE | SHAREHOLDER | E | Control |
| UBS AMERICAS INC. | DE | SHAREHOLDER | E | Control |
| UBS AMERICAS INC. | DE | SHAREHOLDER | E | Control |
| UBS AMERICAS INC. | DE | SHAREHOLDER | E | Control |
| UBS AMERICAS INC. | DE | SHAREHOLDER | E | Control |
| UBS AMERICAS INC. | DE | SHAREHOLDER | E | Control |
| UBS AMERICAS INC. | DE | SHAREHOLDER | E | Control |
| UBS AMERICAS INC. | DE | SHAREHOLDER | E | Control |
| UBS AMERICAS INC. | DE | SHAREHOLDER | E | Control |
| UBS AMERICAS INC. | DE | SHAREHOLDER | E | Control |
| UBS AMERICAS INC. | DE | SHAREHOLDER | E | Control |
| UBS AMERICAS INC. | DE | SHAREHOLDER | E | Control |
| UBS AMERICAS INC. | DE | SHAREHOLDER | E | Control |
| UBS AMERICAS INC. | DE | SHAREHOLDER | E | Control |
| UBS AMERICAS INC. | DE | SHAREHOLDER | E | Control |
| UBS AMERICAS INC. | DE | SHAREHOLDER | E | Control |
| UBS AMERICAS INC. | DE | SHAREHOLDER | E | Control |
| UBS AMERICAS INC. | DE | SHAREHOLDER | E | Control |
| UBS AMERICAS INC. | DE | SHAREHOLDER | E | Control |
| UBS AMERICAS INC. | DE | SHAREHOLDER | E | Control |
| UBS AMERICAS INC. | DE | SHAREHOLDER | E | Control |
| UBS AMERICAS INC. | DE | SHAREHOLDER | E | Control |
| UBS AMERICAS INC. | DE | SHAREHOLDER | E | Control |
| UBS AMERICAS INC. | DE | SHAREHOLDER | E | Control |
| UBS AMERICAS INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (52)
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