STW FIXED INCOME MANAGEMENT LLC
CRD #107729 SEC #801-48761 CARPINTERIA, CA 805-745-2400
SEC Registered
Total AUM
$11.6B
Discretionary
$11.6B
Employees
37
Clients
0
Accounts
150
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 6, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHISLETT, PAUL, JAMES | I | DIRECTOR | NA | Control |
| CHISLETT, PAUL, JAMES | I | DIRECTOR | NA | Control |
| CHORLTON, ANDREW, B.J. | I | PRINCIPAL, ELECTED MANAGER | NA | Control |
| CHORLTON, ANDREW, B.J. | I | PRINCIPAL, ELECTED MANAGER | NA | Control |
| CHORLTON, ANDREW, B.J. | I | PRINCIPAL, ELECTED MANAGER | NA | Control |
| CHORLTON, ANDREW, B.J. | I | PRINCIPAL, DIRECTOR | NA | Control |
| CHORLTON, ANDREW, B.J. | I | PRINCIPAL, DIRECTOR | NA | Control |
| CHORLTON, ANDREW, B.J. | I | PRINCIPAL, ELECTED MANAGER | NA | Control |
| CHORLTON, ANDREW, B.J. | I | PRINCIPAL, ELECTED MANAGER | NA | Control |
| CHORLTON, ANDREW, B.J. | I | PRINCIPAL, ELECTED MANAGER | NA | Control |
| CHORLTON, ANDREW, B.J. | I | PRINCIPAL, ELECTED MANAGER | NA | Control |
| CHORLTON, ANDREW, B.J. | I | PRINCIPAL, ELECTED MANAGER | NA | Control |
| CHORLTON, ANDREW, B.J. | I | PRINCIPAL, ELECTED MANAGER | NA | Control |
| CHORLTON, ANDREW, B.J. | I | PRINCIPAL, ELECTED MANAGER | NA | Control |
| CHORLTON, ANDREW, B.J. | I | PRINCIPAL, ELECTED MANAGER | NA | Control |
| CHORLTON, ANDREW, B.J. | I | PRINCIPAL, ELECTED MANAGER | NA | Control |
| CHORLTON, ANDREW, B.J. | I | PRINCIPAL, ELECTED MANAGER | NA | Control |
| CHRISLOCK, ERIN, KYLIE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| CHRISLOCK, ERIN, KYLIE | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| CHRISLOCK, ERIN, KYLIE | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| CHRISLOCK, ERIN, KYLIE | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| CHRISLOCK, ERIN, KYLIE | I | VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| CHRISLOCK, ERIN, KYLIE | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| CHRISLOCK, ERIN, KYLIE | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| CHRISLOCK, ERIN, KYLIE | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| CHRISLOCK, ERIN, KYLIE | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| CHRISLOCK, ERIN, KYLIE | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| CHRISLOCK, ERIN, KYLIE | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| CHRISLOCK, ERIN, KYLIE | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| CHRISLOCK, ERIN, KYLIE | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| CHRISLOCK, ERIN, KYLIE | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| CHRISLOCK, ERIN, KYLIE | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| CHRISLOCK, ERIN, KYLIE | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| CHRISLOCK, ERIN, KYLIE | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| CHRISLOCK, ERIN, KYLIE | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| CHRISLOCK, ERIN, KYLIE | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| CHRISLOCK, ERIN, KYLIE | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| CHRISLOCK, ERIN, KYLIE | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| CHRISLOCK, ERIN, KYLIE | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| DASHER, KARL, FRANKLIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIR | NA | Control |
| DASHER, KARL, FRANKLIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIR | NA | Control |
| HEMENETZ, MARK, ANTHONY | I | DIRECTOR | NA | Control |
| HEMENETZ, MARK, ANTHONY | I | DIRECTOR | NA | Control |
| JEWETT, EDWARD, HULL | I | PRINCIPAL | NA | Control |
| JEWETT, EDWARD, HULL | I | PRINCIPAL | NA | Control |
| JEWETT, EDWARD, HULL | I | PRINCIPAL, ELECTED MANAGER | NA | Control |
| JEWETT, EDWARD, HULL | I | PRINCIPAL, ELECTED MANAGER | NA | Control |
| JEWETT, EDWARD, HULL | I | PRINCIPAL, ELECTED MANAGER | NA | Control |
| JEWETT, EDWARD, HULL | I | PRINCIPAL | NA | Control |
| JEWETT, EDWARD, HULL | I | PRINCIPAL | NA | Control |
| JEWETT, EDWARD, HULL | I | PRINCIPAL | NA | Control |
| JEWETT, EDWARD, HULL | I | PRINCIPAL | NA | Control |
| JEWETT, EDWARD, HULL | I | PRINCIPAL, DIRECTOR | NA | Control |
| JEWETT, EDWARD, HULL | I | PRINCIPAL | NA | Control |
| JEWETT, EDWARD, HULL | I | PRINCIPAL | NA | Control |
| JEWETT, EDWARD, HULL | I | PRINCIPAL, DIRECTOR | NA | Control |
| JEWETT, EDWARD, HULL | I | PRINCIPAL, ELECTED MANAGER | NA | Control |
| JEWETT, EDWARD, HULL | I | PRINCIPAL, ELECTED MANAGER | NA | Control |
| JEWETT, EDWARD, HULL | I | PRINCIPAL | NA | Control |
| JEWETT, EDWARD, HULL | I | PRINCIPAL | NA | Control |
| JEWETT, EDWARD, HULL | I | PRINCIPAL | NA | Control |
| JEWETT, EDWARD, HULL | I | PRINCIPAL | NA | Control |
| JEWETT, EDWARD, HULL | I | PRINCIPAL, ELECTED MANAGER | NA | Control |
| JEWETT, EDWARD, HULL | I | PRINCIPAL, ELECTED MANAGER | NA | Control |
| JEWETT, EDWARD, HULL | I | PRINCIPAL, ELECTED MANAGER | NA | Control |
| JEWETT, EDWARD, HULL | I | PRINCIPAL, ELECTED MANAGER | NA | Control |
| JEWETT, EDWARD, HULL | I | PRINCIPAL, ELECTED MANAGER | NA | Control |
| JEWETT, EDWARD, HULL | I | PRINCIPAL, ELECTED MANAGER | NA | Control |
| JEWETT, EDWARD, HULL | I | PRINCIPAL, ELECTED MANAGER | NA | Control |
| JEWETT, EDWARD, HULL | I | PRINCIPAL, ELECTED MANAGER | NA | Control |
| MCEACHEN, MARYELLEN, DIANE | I | PRINCIPAL, CHIEF OPERATING OFFICER | NA | Control |
| MCEACHEN, MARYELLEN, DIANE | I | PRINCIPAL | NA | Control |
| MCEACHEN, MARYELLEN, DIANE | I | PRINCIPAL, CHIEF OPERATING OFFICER, ELECTED MANAGER | NA | Control |
| MCEACHEN, MARYELLEN, DIANE | I | PRINCIPAL, CHIEF OPERATING OFFICER, ELECTED MANAGER | NA | Control |
| MCEACHEN, MARYELLEN, DIANE | I | PRINCIPAL, CHIEF OPERATING OFFICER, ELECTED MANAGER | NA | Control |
| MCEACHEN, MARYELLEN, DIANE | I | PRINCIPAL, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCEACHEN, MARYELLEN, DIANE | I | PRINCIPAL, CHIEF OPERATING OFFICER | NA | Control |
| MCEACHEN, MARYELLEN, DIANE | I | PRINCIPAL, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| MCEACHEN, MARYELLEN, DIANE | I | PRINCIPAL, CHIEF OPERATING OFFICER | NA | Control |
| MCEACHEN, MARYELLEN, DIANE | I | PRINCIPAL, CHIEF OPERATING OFFICER | NA | Control |
| MCEACHEN, MARYELLEN, DIANE | I | PRINCIPAL, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| MCEACHEN, MARYELLEN, DIANE | I | PRINCIPAL, CHIEF OPERATING OFFICER, ELECTED MANAGER | NA | Control |
| MCEACHEN, MARYELLEN, DIANE | I | PRINCIPAL, CHIEF OPERATING OFFICER, ELECTED MANAGER | NA | Control |
| MCEACHEN, MARYELLEN, DIANE | I | PRINCIPAL, CHIEF OPERATING OFFICER, ELECTED MANAGER | NA | Control |
| MCEACHEN, MARYELLEN, DIANE | I | PRINCIPAL, CHIEF OPERATING OFFICER, ELECTED MANAGER | NA | Control |
| MCEACHEN, MARYELLEN, DIANE | I | PRINCIPAL, CHIEF OPERATING OFFICER, ELECTED MANAGER | NA | Control |
| MCEACHEN, MARYELLEN, DIANE | I | PRINCIPAL, CHIEF OPERATING OFFICER, ELECTED MANAGER | NA | Control |
| MCEACHEN, MARYELLEN, DIANE | I | PRINCIPAL, CHIEF OPERATING OFFICER, ELECTED MANAGER | NA | Control |
| MCEACHEN, MARYELLEN, DIANE | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| MCEACHEN, MARYELLEN, DIANE | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| MCEACHEN, MARYELLEN, DIANE | I | PRINCIPAL, CHIEF OPERATING OFFICER, ELECTED MANAGER | NA | Control |
| MCEACHEN, MARYELLEN, DIANE | I | PRINCIPAL, CHIEF OPERATING OFFICER, ELECTED MANAGER | NA | Control |
| MCEACHEN, MARYELLEN, DIANE | I | PRINCIPAL, CHIEF OPERATING OFFICER, ELECTED MANAGER | NA | Control |
| PATNAIK, SHANAK | I | DIRECTOR | NA | Control |
| PATNAIK, SHANAK | I | DIRECTOR | NA | Control |
| PLASIL, ANTON | I | PRINCIPAL | NA | Control |
| PLASIL, ANTON | I | PRINCIPAL | NA | Control |
| PLASIL, ANTON | I | PRINCIPAL | NA | Control |
| PLASIL, ANTON | I | PRINCIPAL | NA | Control |
| PLASIL, ANTON | I | PRINCIPAL | NA | Control |
| PLASIL, ANTON | I | PRINCIPAL | NA | Control |
| SCHNEIDER, NICHOLAS, JOHN | I | ACTING CHIEF FINANCIAL OFFICER | NA | |
| SCHNEIDER, NICHOLAS, JOHN | I | ACTING CHIEF FINANCIAL OFFICER | NA | |
| VOS, ELIZABETH, ANN | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| VOS, ELIZABETH, ANN | I | PRINCIPAL | NA | Control |
| VOS, ELIZABETH, ANN | I | PRINCIPAL | NA | Control |
| VOS, ELIZABETH, ANN | I | PRINCIPAL | NA | Control |
| VOS, ELIZABETH, ANN | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| VOS, ELIZABETH, ANN | I | PRINCIPAL | NA | Control |
| VOS, ELIZABETH, ANN | I | PRINCIPAL | NA | Control |
| WILLIAMS, WILLIAM, HORACE | I | MEMBER, PRINCIPAL, CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | NA | Control |
| WILLIAMS, WILLIAM, HORACE | I | MEMBER, PRINCIPAL, CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | NA | Control |
| WILLIAMS, WILLIAM, HORACE | I | CHIEF INVESTMENT STRATEGIST - FIXED INCOME VALUE STRATEGIES | NA | Control |
| WILLIAMS, WILLIAM, HORACE | I | CHIEF INVESTMENT STRATEGIST - FIXED INCOME VALUE STRATEGIES | NA | Control |
| WILLIAMS, WILLIAM, HORACE | I | MEMBER, PRINCIPAL, CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | NA | Control |
| SCHRODER US HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
| SCHRODER US HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
| WILLIAMS HOLDINGS, LLC | DE | OWNER | E | Control |
| WILLIAMS HOLDINGS, LLC | DE | OWNER | E | Control |
| WILLIAMS HOLDINGS, LLC | DE | OWNER | E | Control |
| WILLIAMS HOLDINGS, LLC | DE | OWNER | E | Control |
| WILLIAMS HOLDINGS, LLC | DE | OWNER | E | Control |
| WILLIAMS, LAURA, MCALLEN | I | SPOUSE OF OWNER | E | Control |
| WILLIAMS, LAURA, MCALLEN | I | SPOUSE OF OWNER | E | Control |
| WILLIAMS, LAURA, MCALLEN | I | SPOUSE OF MEMBER | E | Control |
| WILLIAMS, LAURA, MCALLEN | I | SPOUSE OF MEMBER | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | OWNER, PRINCIPAL, CHIEF EXECUTIVE OFFICER OF APPLICANT | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | OWNER AND PRINCIPAL OF APPLICANT | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | MEMBER, PRINCIPAL, CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | MEMBER, PRINCIPAL, CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | MEMBER, PRINCIPAL, CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | OWNER AND PRINCIPAL OF APPLICANT | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | OWNER AND PRINCIPAL OF APPLICANT | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | OWNER, PRINCIPAL, CHIEF EXECUTIVE OFFICER OF APPLICANT | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | OWNER, PRINCIPAL, CHIEF EXECUTIVE OFFICER OF APPLICANT | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | OWNER, PRINCIPAL, CHIEF EXECUTIVE OFFICER, DRECTOR | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | OWNER, PRINCIPAL, CHIEF EXECUTIVE OFFICER OF APPLICANT | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | OWNER, PRINCIPAL, CHIEF EXECUTIVE OFFICER OF APPLICANT | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | OWNER, PRINCIPAL, CHIEF EXECUTIVE OFFICER, DRECTOR | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | MEMBER, PRINCIPAL, CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | MEMBER, PRINCIPAL, CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | OWNER AND PRINCIPAL OF APPLICANT | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | OWNER AND PRINCIPAL OF APPLICANT | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | OWNER AND PRINCIPAL OF APPLICANT | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | OWNER AND PRINCIPAL OF APPLICANT | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | MEMBER, PRINCIPAL, CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | MEMBER, PRINCIPAL, CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | MEMBER, PRINCIPAL, CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | MEMBER, PRINCIPAL, CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | MEMBER, PRINCIPAL, CHIEF EXECUTIVE OFFICER, ELECTED MANAGER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SCHRODER ADMINISTRATION LIMITED | FE | SCHRODER INTERNATIONAL HOLDINGS LTD. | E | Control |
| SCHRODER ADMINISTRATION LIMITED | FE | SCHRODER INTERNATIONAL HOLDINGS LTD. | E | Control |
| SCHRODER INTERNATIONAL HOLDINGS LIMITED | FE | SCHRODER US HOLDINGS INC. | E | Control |
| SCHRODER INTERNATIONAL HOLDINGS LIMITED | FE | SCHRODER US HOLDINGS INC. | E | Control |
| SCHRODERS PLC | FE | SCHRODER ADMINISTRATION LIMITED | E | Control |
| SCHRODERS PLC | FE | SCHRODER ADMINISTRATION LIMITED | E | Control |
| WHW TRUST | DE | WILLIAMS HOLDINGS, LLC | E | Control |
| WHW TRUST | DE | WILLIAMS HOLDINGS, LLC | E | Control |
| WHW TRUST | DE | WILLIAMS HOLDINGS, LLC | E | Control |
| WHW TRUST | DE | WILLIAMS HOLDINGS, LLC | E | Control |
| WHW TRUST | DE | WILLIAMS HOLDINGS, LLC | E | Control |
| WILLIAMS HOLDINGS LLC | DE | STW FIXED INCOME MANAGEMENT LLC | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | WHW TRUST | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | WHW TRUST | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | WHW TRUST | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | WHW TRUST | E | Control |
| WILLIAMS, WILLIAM, HORACE | I | WHW TRUST | E | Control |
Registrations
Federal
IA
Mar 6, 2013 REGISTERED
Notice Filings (9)
CA CT IL NE NH NY PA TN TX
Address
6185 CARPINTERIA AVENUECARPINTERIA, CA 93013
United States
Phone: 805-745-2400