RIA Intelligence

PHOENIX-ABERDEEN INTERNATIONAL ADVISORS, LLC

CRD #107730 SEC #801-52167 HARTFORD, CT 860-403-5000
SEC Registered
Total AUM
$42.9M
Discretionary
$42.9M
Employees
5
Clients
0
Accounts
3

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 28, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BEERS, JOHN, HENRYIVICE PRESIDENT, SECRETARYNA
BLOOMQUIST, KATHLEEN, ADDISIDIRECTOR, VICE PRESIDENTNA
CUMMINGS, RAYMOND, E.ITREASURERNA
FISHWICK, CHRISTOPHER, DAVIDIDIRECTORNA
GILBERT, MARTIN, JAMESIDIRECTOR, MANAGING DIRECTORNA Control
HAYLON, MICHAEL, EDWARDIDIRECTORNA
HENDRY, BEVERLEYIDIRECTOR, EXECUTIVE VICE PRESIDENTNA Control
MARSHALL, GARYIDIRECTORNA
PEASE, GLENN, HIDIRECTOR, VICE PRESIDENTNA
SOLAN, JOHN, F.IDIRECTOR, MANAGING DIRECTORNA Control
TAN, YEHCHENGIDIRECTORNA
YOUNG, HUGHIDIRECTORNA
ABERDEEN FUND MANAGERS, INC.DESHAREHOLDERD Control
PM HOLDINGS, INC.DESHAREHOLDERD Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ABERDEEN ASSET MANAGEMENT, PLCFEABERDEEN FUND MANAGERS, INC.E Control
PHOENIX LIFE INSURANCE COMPANYDEP.M. HOLDINGS, INC.E Control
THE PHOENIX COMPANIES, INC.DEPHOENIX LIFE INSURANCE COMPANYE Control
SCOTTISH PROVIDENT INSTITUTIONFEABERDEEN ASSET MANAGEMENT, PLCC Control

Registrations

Federal

IA
Mar 28, 2002 REGISTERED

Notice Filings (51)

AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV

Address

ONE AMERICAN ROW
HARTFORD, CT 06102-5056
USA
Phone: 860-403-5000