PHOENIX-ABERDEEN INTERNATIONAL ADVISORS, LLC
CRD #107730 SEC #801-52167 HARTFORD, CT 860-403-5000
SEC Registered
Total AUM
$42.9M
Discretionary
$42.9M
Employees
5
Clients
0
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEERS, JOHN, HENRY | I | VICE PRESIDENT, SECRETARY | NA | |
| BLOOMQUIST, KATHLEEN, ADDIS | I | DIRECTOR, VICE PRESIDENT | NA | |
| CUMMINGS, RAYMOND, E. | I | TREASURER | NA | |
| FISHWICK, CHRISTOPHER, DAVID | I | DIRECTOR | NA | |
| GILBERT, MARTIN, JAMES | I | DIRECTOR, MANAGING DIRECTOR | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | DIRECTOR | NA | |
| HENDRY, BEVERLEY | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| MARSHALL, GARY | I | DIRECTOR | NA | |
| PEASE, GLENN, H | I | DIRECTOR, VICE PRESIDENT | NA | |
| SOLAN, JOHN, F. | I | DIRECTOR, MANAGING DIRECTOR | NA | Control |
| TAN, YEHCHENG | I | DIRECTOR | NA | |
| YOUNG, HUGH | I | DIRECTOR | NA | |
| ABERDEEN FUND MANAGERS, INC. | DE | SHAREHOLDER | D | Control |
| PM HOLDINGS, INC. | DE | SHAREHOLDER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ABERDEEN ASSET MANAGEMENT, PLC | FE | ABERDEEN FUND MANAGERS, INC. | E | Control |
| PHOENIX LIFE INSURANCE COMPANY | DE | P.M. HOLDINGS, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX LIFE INSURANCE COMPANY | E | Control |
| SCOTTISH PROVIDENT INSTITUTION | FE | ABERDEEN ASSET MANAGEMENT, PLC | C | Control |
Registrations
Federal
IA
Mar 28, 2002 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
ONE AMERICAN ROWHARTFORD, CT 06102-5056
USA
Phone: 860-403-5000