40/86 ADVISORS, INC.
CRD #107740 SEC #801-17857 CARMEL, IN 317-817-4086
SEC Registered Private Funds
Total AUM
$29.2B
Discretionary
$29.2B
Employees
78
Clients
--
Accounts
16
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 1, 2025
- Branch Offices
- 0
- LEI
- 549300WH223WQWWQ0D59
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAMMANN, NORA, ANN | I | SVP/CHIEF OPERATIONS OFFICER | NA | Control |
| BAMMANN, NORA, ANN | I | SVP/INVESTMENT OPERATIONS | NA | Control |
| BONACH, EDWARD, JOHN | I | EVP, CFO | NA | Control |
| BONACH, EDWARD, JOHN | I | EVP, CFO | NA | Control |
| BONACH, EDWARD, JOHN | I | EVP, CFO | NA | Control |
| BONACH, EDWARD, JOHN | I | CEO | NA | Control |
| BONACH, EDWARD, JOHN | I | CEO | NA | Control |
| BONACH, EDWARD, JOHN | I | CEO | NA | Control |
| BONACH, EDWARD, JOHN | I | CEO | NA | Control |
| BONACH, EDWARD, JOHN | I | CEO | NA | Control |
| BONACH, EDWARD, JOHN | I | CEO | NA | Control |
| BONACH, EDWARD, JOHN | I | CEO | NA | Control |
| BONACH, EDWARD, JOHN | I | CEO | NA | Control |
| BONACH, EDWARD, JOHN | I | CEO | NA | Control |
| BONACH, EDWARD, JOHN | I | CEO & DIRECTOR | NA | Control |
| BRUCH, AUDREY, L. | I | VP/CONTROLLER | NA | Control |
| BRUCH, AUDREY, L. | I | VP/CONTROLLER | NA | Control |
| BUBLITZ, MAXWELL, ERNEST | I | PRESIDENT/CEO | NA | Control |
| BUBLITZ, MAXWELL, ERNEST | I | PRESIDENT/CEO | NA | Control |
| BULLIS, EUGENE, M. | I | DIRECTOR | NA | Control |
| BULLIS, EUGENE, M. | I | DIRECTOR | NA | Control |
| BULLIS, EUGENE, M. | I | DIRECTOR | NA | Control |
| BULLIS, EUGENE, M. | I | DIRECTOR | NA | Control |
| BULLIS, EUGENE, M. | I | DIRECTOR | NA | Control |
| BURKE, RICHARD, W. | I | SVP/INFORMATION SYSTEMS | NA | Control |
| BURKE, RICHARD, W. | I | SVP/INFORMATION SYSTEMS | NA | Control |
| BURKE, RICHARD, W. | I | SVP/INFORMATION SYSTEMS | NA | Control |
| BURKE, RICHARD, W. | I | SVP/INFORMATION SYSTEMS | NA | Control |
| BURKE, RICHARD, W. | I | SVP/INFORMATION SYSTEMS | NA | Control |
| BURKE, RICHARD, W. | I | SVP/INFORMATION SYSTEMS | NA | Control |
| BURKE, RICHARD, W. | I | VP/INFORMATION SYSTEMS | NA | Control |
| BURKE, RICHARD, W. | I | SVP/INFORMATION SYSTEMS | NA | Control |
| BURKE, RICHARD, W. | I | SVP/INFORMATION SYSTEMS | NA | Control |
| BURKE, RICHARD, W. | I | VP/INFORMATION SYSTEMS | NA | Control |
| BURKE, RICHARD, W. | I | VP/INFORMATION SYSTEMS | NA | Control |
| BURKE, RICHARD, W. | I | SVP/INFORMATION SYSTEMS | NA | Control |
| BURKE, RICHARD, W. | I | SVP/INFORMATION SYSTEMS | NA | Control |
| BURKE, RICHARD, W. | I | SVP/INFORMATION SYSTEMS | NA | Control |
| BURKE, RICHARD, W. | I | SVP/INFORMATION SYSTEMS | NA | Control |
| BURKE, RICHARD, W. | I | SVP/INFORMATION SYSTEMS | NA | Control |
| BURKE, RICHARD, W. | I | SVP/INFORMATION SYSTEMS | NA | Control |
| BURKE, RICHARD, W. | I | SVP/INFORMATION SYSTEMS | NA | Control |
| BURKE, RICHARD, W. | I | SVP/INFORMATION SYSTEMS | NA | Control |
| BURKE, RICHARD, W. | I | SVP/INFORMATION SYSTEMS | NA | Control |
| BURKE, RICHARD, W. | I | SVP/INFORMATION SYSTEMS | NA | Control |
| BURKE, RICHARD, W. | I | SVP/CHIEF INFORMATION OFFICER | NA | Control |
| BURKE, RICHARD, W. | I | SVP/CHIEF INFORMATION OFFICER | NA | Control |
| BURKE, RICHARD, W. | I | SVP/CHIEF INFORMATION OFFICER | NA | Control |
| BURKE, RICHARD, W. | I | SVP/CHIEF INFORMATION OFFICER | NA | Control |
| BURKE, RICHARD, WILLIAM | I | SVP/CHIEF INFORMATION OFFICER | NA | Control |
| BURKE, RICHARD, WILLIAM | I | SVP/CHIEF INFORMATION OFFICER | NA | Control |
| BURKE, RICHARD, WILLIAM | I | SVP/CHIEF INFORMATION OFFICER | NA | Control |
| BURKE, RICHARD, WILLIAM | I | SVP/CHIEF INFORMATION OFFICER | NA | Control |
| BURKE, RICHARD, WILLIAM | I | SVP/CHIEF INFORMATION OFFICER | NA | Control |
| BURKE, RICHARD, WILLIAM | I | SVP/CHIEF INFORMATION OFFICER | NA | Control |
| BURKE, RICHARD, WILLIAM | I | SVP/CHIEF INFORMATION OFFICER | NA | Control |
| BURKE, RICHARD, WILLIAM | I | SVP/CHIEF INFORMATION OFFICER | NA | Control |
| BURKE, RICHARD, WILLIAM | I | SVP/CHIEF INFORMATION OFFICER | NA | Control |
| BURKE, RICHARD, WILLIAM | I | SVP/CHIEF INFORMATION OFFICER | NA | Control |
| BURKE, RICHARD, WILLIAM | I | SVP/CHIEF INFORMATION OFFICER | NA | Control |
| BURKE, RICHARD, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF INFORMATION OFFICER | NA | Control |
| BURKE, RICHARD, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF INFORMATION OFFICER | NA | Control |
| COOK, ROBERT, L. | I | SVP/DIRECTOR OF RESEARCH | NA | Control |
| COOK, ROBERT, L. | I | VP/DIRECTOR OF RESEARCH | NA | Control |
| COOK, ROBERT, L. | I | VP/DIRECTOR OF RESEARCH | NA | Control |
| CREEKSOURCE LLC | DE | LIMITED LIABILITY COMPANY (RELYING ADVISOR) | NA | Control |
| CREEKSOURCE LLC | DE | LIMITED LIABILITY COMPANY (RELYING ADVISOR) | NA | Control |
| CREEKSOURCE LLC | DE | LIMITED LIABILITY COMPANY (RELYING ADVISOR) | NA | Control |
| DE HAAI, ZANDRA, MARIA | I | SVP, FIXED INCOME RESEARCH | NA | Control |
| DE HAAI, ZANDRA, MARIA | I | SVP, FIXED INCOME RESEARCH | NA | Control |
| DE HAAI, ZANDRA, MARIA | I | SVP, FIXED INCOME RESEARCH | NA | Control |
| DE HAAI, ZANDRA, MARIA | I | SVP, FIXED INCOME RESEARCH | NA | Control |
| DE HAAI, ZANDRA, MARIA | I | SVP, FIXED INCOME RESEARCH | NA | Control |
| DE HAAI, ZANDRA, MARIA | I | SVP, FIXED INCOME RESEARCH | NA | Control |
| DE HAAI, ZANDRA, MARIA | I | SVP, FIXED INCOME RESEARCH | NA | Control |
| DE HAAI, ZANDRA, MARIA | I | SVP, FIXED INCOME RESEARCH | NA | Control |
| DE HAAI, ZANDRA, MARIA | I | SVP, FIXED INCOME RESEARCH | NA | Control |
| DE HAAI, ZANDRA, MARIA | I | SVP, FIXED INCOME RESEARCH | NA | Control |
| DE HAAI, ZANDRA, MARIA | I | SVP, FIXED INCOME RESEARCH | NA | Control |
| DE HAAI, ZANDRA, MARIA | I | SVP, FIXED INCOME RESEARCH | NA | Control |
| DE HAAI, ZANDRA, MARIA | I | SENIOR VICE PRESIDENT, FIXED INCOME RESEARCH | NA | Control |
| DE HAAI, ZANDRA, MARIA | I | SENIOR VICE PRESIDENT, FIXED INCOME RESEARCH | NA | Control |
| DUNLOP, MICHAEL, JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| DUNLOP, MICHAEL, JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| FERRELL, EDWIN, J. | I | SENIOR VICE PRESIDENT | NA | Control |
| FERRELL, EDWIN, J. | I | DIRECTOR OF RESEARCH | NA | Control |
| GALOVIC, SCOTT, L. | I | VICE PRESIDENT AND TREASURER | NA | Control |
| HAHN, GREGORY, JAMES | I | SVP, CHIEF INVESTMENT OFFICER | NA | Control |
| HAHN, GREGORY, JAMES | I | SVP, CHIEF INVESTMENT OFFICER | NA | Control |
| HAHN, GREGORY, JAMES | I | SVP, CHIEF INVESTMENT OFFICER | NA | Control |
| HAHN, GREGORY, JAMES | I | SVP, CHIEF INVESTMENT OFFICER | NA | Control |
| HAHN, GREGORY, JAMES | I | SVP, CHIEF INVESTMENT OFFICER | NA | Control |
| HAHN, GREGORY, JAMES | I | SVP, CHIEF INVESTMENT OFFICER | NA | Control |
| HALL, MATTHEW, SCOTT | I | SENIOR VICE PRESIDENT | NA | Control |
| HALL, MATTHEW, SCOTT | I | SENIOR VICE PRESIDENT | NA | Control |
| HALL, MATTHEW, SCOTT | I | SENIOR VICE PRESIDENT | NA | Control |
| HALL, MATTHEW, SCOTT | I | SENIOR VICE PRESIDENT | NA | Control |
| HALL, MATTHEW, SCOTT | I | SENIOR VICE PRESIDENT | NA | Control |
| HALL, MATTHEW, SCOTT | I | SENIOR VICE PRESIDENT | NA | Control |
| HALL, MATTHEW, SCOTT | I | SENIOR VICE PRESIDENT | NA | Control |
| HALL, MATTHEW, SCOTT | I | SENIOR VICE PRESIDENT | NA | Control |
| HALL, MATTHEW, SCOTT | I | SENIOR VICE PRESIDENT | NA | Control |
| HALL, MATTHEW, SCOTT | I | SENIOR VICE PRESIDENT | NA | Control |
| HALL, MATTHEW, SCOTT | I | SENIOR VICE PRESIDENT | NA | Control |
| HELDING, ERIK, MAGNUS | I | SENIOR VICE PRESIDENT AND TREASURER | NA | Control |
| HELDING, ERIK, MAGNUS | I | SENIOR VICE PRESIDENT AND TREASURER | NA | Control |
| HELDING, ERIK, MAGNUS | I | SENIOR VICE PRESIDENT AND TREASURER | NA | Control |
| HELDING, ERIK, MAGNUS | I | SENIOR VICE PRESIDENT AND TREASURER | NA | Control |
| HELDING, ERIK, MAGNUS | I | SENIOR VICE PRESIDENT AND TREASURER | NA | Control |
| HELDING, ERIK, MAGNUS | I | SENIOR VICE PRESIDENT AND TREASURER | NA | Control |
| HELDING, ERIK, MAGNUS | I | SENIOR VICE PRESIDENT AND TREASURER | NA | Control |
| HELDING, ERIK, MAGNUS | I | SENIOR VICE PRESIDENT AND TREASURER | NA | Control |
| HELDING, ERIK, MAGNUS | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HELDING, ERIK, MAGNUS | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HELDING, ERIK, MAGNUS | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| HOOVER, MICHAEL, EARL | I | VP, INSTITUTIONAL MARKETING | NA | Control |
| HOOVER, MICHAEL, EARL | I | VP, INSTITUTIONAL MARKETING | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGEMENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGEMENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGEMENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGEMENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGEMENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGEMENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGEMENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGEMENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGEMENT | NA | Control |
| HORSFALL, JESSE, EDWARD | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGEMENT | NA | Control |
| JASINSKI, RICHARD, ANTHONY | I | VICE PRESIDENT | NA | Control |
| JASINSKI, RICHARD, ANTHONY | I | VICE PRESIDENT | NA | Control |
| JOHNSON, ERIC, R. | I | PRESIDENT & DIRECTOR | NA | Control |
| JOHNSON, ERIC, R. | I | PRESIDENT & DIRECTOR | NA | Control |
| JOHNSON, ERIC, R. | I | PRESIDENT & DIRECTOR | NA | Control |
| JOHNSON, ERIC, R. | I | PRESIDENT | NA | Control |
| JOHNSON, ERIC, R. | I | PRESIDENT | NA | Control |
| JOHNSON, ERIC, R. | I | PRESIDENT | NA | Control |
| JOHNSON, ERIC, R. | I | VP/SR. SECURITIES ANALYST | NA | Control |
| JOHNSON, ERIC, R. | I | PRESIDENT & DIRECTOR | NA | Control |
| JOHNSON, ERIC, R. | I | PRESIDENT | NA | Control |
| JOHNSON, ERIC, R. | I | VP/SR. SECURITIES ANALYST | NA | Control |
| JOHNSON, ERIC, R. | I | PRESIDENT & DIRECTOR | NA | Control |
| JOHNSON, ERIC, R. | I | PRESIDENT & DIRECTOR | NA | Control |
| JOHNSON, ERIC, R. | I | PRESIDENT & DIRECTOR | NA | Control |
| JOHNSON, ERIC, R. | I | PRESIDENT & DIRECTOR | NA | Control |
| JOHNSON, ERIC, R. | I | PRESIDENT & DIRECTOR | NA | Control |
| JOHNSON, ERIC, R. | I | PRESIDENT & DIRECTOR | NA | Control |
| JOHNSON, ERIC, R. | I | PRESIDENT & DIRECTOR | NA | Control |
| JOHNSON, ERIC, R. | I | PRESIDENT & DIRECTOR | NA | Control |
| JOHNSON, ERIC, R. | I | PRESIDENT & DIRECTOR | NA | Control |
| JOHNSON, ERIC, R. | I | PRESIDENT, CIO & DIRECTOR | NA | Control |
| JOHNSON, ERIC, R. | I | PRESIDENT, CIO & DIRECTOR | NA | Control |
| JOHNSON, ERIC, R. | I | PRESIDENT, CIO & DIRECTOR | NA | Control |
| JOHNSON, ERIC, R. | I | PRESIDENT, CIO & DIRECTOR | NA | Control |
| JOHNSON, ERIC, R. | I | PRESIDENT, CIO & DIRECTOR | NA | Control |
| JOHNSON, ERIC, RONALD | I | PRESIDENT, CIO & DIRECTOR | NA | Control |
| JOHNSON, ERIC, RONALD | I | PRESIDENT, CIO & DIRECTOR | NA | Control |
| JOHNSON, ERIC, RONALD | I | PRESIDENT, CIO & DIRECTOR | NA | Control |
| JOHNSON, ERIC, RONALD | I | PRESIDENT, CIO & DIRECTOR | NA | Control |
| JOHNSON, ERIC, RONALD | I | PRESIDENT, CIO & DIRECTOR | NA | Control |
| JOHNSON, ERIC, RONALD | I | PRESIDENT, CIO & DIRECTOR | NA | Control |
| JOHNSON, ERIC, RONALD | I | PRESIDENT, CIO & DIRECTOR | NA | Control |
| JOHNSON, ERIC, RONALD | I | PRESIDENT, CIO & DIRECTOR | NA | Control |
| JOHNSON, ERIC, RONALD | I | PRESIDENT, CIO & DIRECTOR | NA | Control |
| JOHNSON, ERIC, RONALD | I | PRESIDENT, CIO & DIRECTOR | NA | Control |
| JOHNSON, ERIC, RONALD | I | PRESIDENT, CIO & DIRECTOR | NA | Control |
| JOHNSON, ERIC, RONALD | I | DIRECTOR, PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| JOHNSON, ERIC, RONALD | I | DIRECTOR, PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| JOHNSTON, DONALD, BRUCE | I | SENIOR VICE PRESIDENT | NA | Control |
| JOHNSTON, DONALD, BRUCE | I | SENIOR VICE PRESIDENT | NA | Control |
| KILIAN, THOMAS, J. | I | DIRECTOR | NA | Control |
| KINDIG, KARL, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KLINE, JOHN, R. | I | VP/FINANCE & TREASURER | NA | Control |
| KLINE, JOHN, R. | I | SVP/FINANCE & TREASURER | NA | Control |
| KLINE, JOHN, R. | I | SVP/FINANCE & TREASURER | NA | Control |
| KLINE, JOHN, R. | I | VP/FINANCE & TREASURER | NA | Control |
| KLINE, JOHN, R. | I | VP/FINANCE & TREASURER | NA | Control |
| KLINE, JOHN, R. | I | VP/FINANCE & TREASURER | NA | Control |
| KLINE, JOHN, R. | I | VP/FINANCE & TREASURER | NA | Control |
| KLINE, JOHN, R. | I | SVP/FINANCE & TREASURER | NA | Control |
| KLINE, JOHN, R. | I | VP/FINANCE & TREASURER | NA | Control |
| KLINE, JOHN, R. | I | VP/FINANCE & TREASURER | NA | Control |
| KOVACS, WILLIAM, PATRICK MICHAEL | I | VP/CHIEF COMPLIANCE OFFICER/CHIEF LEGAL OFFICER | NA | Control |
| KOVACS, WILLIAM, PATRICK MICHAEL | I | VP/CHIEF COMPLIANCE OFFICER/CHIEF LEGAL OFFICER | NA | Control |
| KOVACS, WILLIAM, PATRICK MICHAEL | I | VP/CHIEF COMPLIANCE OFFICER/CHIEF LEGAL OFFICER | NA | Control |
| KOVACS, WILLIAM, PATRICK MICHAEL | I | VP/CHIEF COMPLIANCE OFFICER/CHIEF LEGAL OFFICER | NA | Control |
| KOVACS, WILLIAM, PATRICK MICHAEL | I | VP/CHIEF COMPLIANCE OFFICER/CHIEF LEGAL OFFICER | NA | Control |
| KOVACS, WILLIAM, PATRICK MICHAEL | I | VP/CHIEF COMPLIANCE OFFICER/CHIEF LEGAL OFFICER | NA | Control |
| KURZAWA, AUDREY, L. | I | SVP/CONTROLLER | NA | Control |
| KURZAWA, AUDREY, L. | I | VP/CONTROLLER | NA | Control |
| KURZAWA, AUDREY, L. | I | VP/CONTROLLER | NA | Control |
| KURZAWA, AUDREY, L. | I | VP/CONTROLLER | NA | Control |
| KURZAWA, AUDREY, L. | I | VP/CONTROLLER | NA | Control |
| KURZAWA, AUDREY, L. | I | VP/CONTROLLER | NA | Control |
| LISSENDEN, WILLIAM, THOMAS | I | VP/MARKET STRATEGIST | NA | Control |
| LISSENDEN, WILLIAM, THOMAS | I | VP/MARKET STRATEGIST | NA | Control |
| LOVELL, JEFFREY, R | I | DIRECTOR OF RESEARCH, VP SENIOR SECURITES ANAYSIS | NA | Control |
| LOVELL, JEFFREY, R | I | DIRECTOR OF RESEARCH, VP SENIOR SECURITES ANAYSIS | NA | Control |
| MCDONOUGH, PAUL, HARRINGTON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCDONOUGH, PAUL, HARRINGTON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCDONOUGH, PAUL, HARRINGTON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCDONOUGH, PAUL, HARRINGTON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCDONOUGH, PAUL, HARRINGTON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCDONOUGH, PAUL, HARRINGTON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCDONOUGH, PAUL, HARRINGTON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCDONOUGH, PAUL, HARRINGTON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCDONOUGH, PAUL, HARRINGTON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCDONOUGH, PAUL, HARRINGTON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCDONOUGH, PAUL, HARRINGTON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCDONOUGH, PAUL, HARRINGTON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| MCDONOUGH, PAUL, HARRINGTON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| McDonough, Paul, H | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| McDonough, Paul, H | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| NEUHOFF, TONY, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEUHOFF, TONY, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEUHOFF, TONY, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEUHOFF, TONY, ALAN | I | VICE PRESIDENT, DEPUTY GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| NEUHOFF, TONY, ALAN | I | VICE PRESIDENT, DEPUTY GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PALCZYNSKI, KAREN, RHEA | I | 2ND VICE PRESIDENT | NA | Control |
| PALCZYNSKI, KAREN, RHEA | I | 2ND VICE PRESIDENT | NA | Control |
| RUHL, RONALD, FRANK | I | DIRECTOR | NA | Control |
| RUHL, RONALD, FRANK | I | DIRECTOR | NA | Control |
| RUHL, RONALD, FRANK | I | DIRECTOR | NA | Control |
| RUHL, RONALD, FRANK | I | DIRECTOR | NA | Control |
| RUHL, SUSAN | I | VP/DIR. INSTITUTIONAL SALES | NA | Control |
| RUHL, SUSAN | I | VP/DIR. INSTITUTIONAL SALES | NA | Control |
| SHEA, WILLIAM, J. | I | DIRECTOR | NA | Control |
| SPEHLER, RACHEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPEHLER, RACHEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPEHLER, RACHEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPEHLER, RACHEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPEHLER, RACHEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPEHLER, RACHEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPEHLER, RACHEL, JOHANNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPEHLER, RACHEL, JOHANNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPEHLER, RACHEL, JOHANNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPEHLER, RACHEL, JOHANNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPEHLER, RACHEL, JOHANNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPEHLER, RACHEL, JOHANNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPEHLER, RACHEL, JOHANNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPEHLER, RACHEL, JOHANNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STAUTZ, JEFFREY, M. | I | VP, CHIEF COMPLIANCE OFFICER, AND GENERAL COUNSEL | NA | Control |
| STAUTZ, JEFFREY, M. | I | VP, CHIEF COMPLIANCE OFFICER, AND GENERAL COUNSEL | NA | Control |
| STAUTZ, JEFFREY, M. | I | VP, CHIEF COMPLIANCE OFFICER, AND GENERAL COUNSEL | NA | Control |
| STAUTZ, JEFFREY, M. | I | VP, CHIEF COMPLIANCE OFFICER, AND GENERAL COUNSEL | NA | Control |
| STAUTZ, JEFFREY, M. | I | VP, CHIEF COMPLIANCE OFFICER, AND GENERAL COUNSEL | NA | Control |
| STAUTZ, JEFFREY, M. | I | VP, CHIEF COMPLIANCE OFFICER, AND GENERAL COUNSEL | NA | Control |
| STAUTZ, JEFFREY, M. | I | VP, CHIEF COMPLIANCE OFFICER, AND GENERAL COUNSEL | NA | Control |
| STAUTZ, JEFFREY, M. | I | VP, CHIEF COMPLIANCE OFFICER, AND GENERAL COUNSEL | NA | Control |
| STAUTZ, JEFFREY, M. | I | VP, CHIEF COMPLIANCE OFFICER, AND GENERAL COUNSEL | NA | Control |
| STAUTZ, JEFFREY, M. | I | VP, CHIEF COMPLIANCE OFFICER, AND GENERAL COUNSEL | NA | Control |
| STAUTZ, JEFFREY, M. | I | VP, CHIEF COMPLIANCE OFFICER, AND GENERAL COUNSEL | NA | Control |
| TODD, ERIC, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| TODD, ERIC, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| CNO FINANCIAL GROUP, INC. | DE | SOLE OWNER | E | Control |
| CNO FINANCIAL GROUP, INC. | DE | SOLE OWNER | E | Control |
| CNO FINANCIAL GROUP, INC. | DE | SOLE OWNER | E | Control |
| CNO FINANCIAL GROUP, INC. | DE | SOLE OWNER | E | Control |
| CNO FINANCIAL GROUP, INC. | DE | SOLE OWNER | E | Control |
| CNO FINANCIAL GROUP, INC. | DE | SOLE OWNER | E | Control |
| CNO FINANCIAL GROUP, INC. | DE | SOLE OWNER | E | Control |
| CNO FINANCIAL GROUP, INC. | DE | SOLE OWNER | E | Control |
| CNO FINANCIAL GROUP, INC. | DE | SOLE OWNER | E | Control |
| CNO FINANCIAL GROUP, INC. | DE | SOLE OWNER | E | Control |
| CNO FINANCIAL GROUP, INC. | DE | SOLE OWNER | E | Control |
| CNO FINANCIAL GROUP, INC. | DE | SOLE OWNER | E | Control |
| CNO FINANCIAL GROUP, INC. | DE | SOLE OWNER | E | Control |
| CNO FINANCIAL GROUP, INC. | DE | SOLE OWNER | E | Control |
| CNO FINANCIAL GROUP, INC. | DE | SOLE OWNER | E | Control |
| CNO FINANCIAL GROUP, INC. | DE | SOLE OWNER | E | Control |
| CNO FINANCIAL GROUP, INC. | DE | SOLE OWNER | E | Control |
| CNO FINANCIAL GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| CNO FINANCIAL GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| CNO FINANCIAL GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| CNO FINANCIAL GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| CNO FINANCIAL GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| CNO FINANCIAL GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| CNO FINANCIAL GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| CNO FINANCIAL GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| CNO FINANCIAL GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| CNO FINANCIAL GROUP, INC. | DE | SOLE SHAREHOLDER | E | Control |
| CONSECO, INC. | DE | SOLE OWNER | E | Control |
| CONSECO, INC. | DE | SOLE OWNER | E | Control |
| CONSECO, INC. | DE | SOLE OWNER | E | Control |
| CONSECO, INC. | DE | SOLE OWNER | E | Control |
| CONSECO, INC. | DE | SOLE OWNER | E | Control |
| CONSECO, INC. | DE | SOLE OWNER | E | Control |
| CONSECO, INC. | DE | SOLE OWNER | E | Control |
| CONSECO, INC. | DE | SOLE OWNER | E | Control |
| CONSECO, INC. | DE | SOLE OWNER | E | Control |
| CONSECO, INC. | DE | SOLE OWNER | E | Control |
| CREEKSOURCE LLC | DE | LIMITED LIABILITY COMPANY (RELYING ADVISOR) | E | Control |
| CREEKSOURCE LLC | DE | LIMITED LIABILITY COMPANY (RELYING ADVISOR) | E | Control |
Registrations
Federal
IA
May 1, 2025 REGISTERED
Notice Filings (2)
IN TX
Address
11299 ILLINOIS STREETSUITE 200
CARMEL, IN 46032
United States
Phone: 317-817-4086