FINANCIAL DECISIONS, LLC

CRD #107755 SEC #801-39858 NEW YORK, NY 212-920-3470

SEC Registered

Total AUM

$321.2M

Discretionary

$321.2M

Employees

Clients

Accounts

551

Firm Details

Organization Type: Limited Liability Company
State of Formation: New York
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Jun 9, 2025
Branch Offices: 4

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER	NA	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER	NA	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER	NA	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER	NA	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER	NA	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER	NA	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER	NA	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER	NA	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER	NA	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHOENTHALER, LINDA, KARSH	I	PRESIDENT	E	Control
SCHOENTHALER, LINDA, KARSH	I	PRESIDENT	E	Control
SCHOENTHALER, LINDA, KARSH	I	PRESIDENT	E	Control
SCHOENTHALER, LINDA, KARSH	I	PARTNER; PRESIDENT	E	Control
SCHOENTHALER, LINDA, KARSH	I	PARTNER; PRESIDENT	E	Control
SCHOENTHALER, LINDA, KARSH	I	PRESIDENT	E	Control
SCHOENTHALER, LINDA, KARSH	I	PRESIDENT	E	Control
SCHOENTHALER, LINDA, KARSH	I	PARTNER; PRESIDENT	E	Control
SCHOENTHALER, LINDA, KARSH	I	PRESIDENT	E	Control
SCHOENTHALER, LINDA, KARSH	I	PRESIDENT	E	Control
SCHOENTHALER, LINDA, KARSH	I	PRESIDENT	E	Control
SCHOENTHALER, LINDA, KARSH	I	PARTNER; PRESIDENT	E	Control
SCHOENTHALER, LINDA, KARSH	I	PARTNER; PRESIDENT	E	Control
SCHOENTHALER, LINDA, KARSH	I	PARTNER; PRESIDENT	E	Control
SCHOENTHALER, LINDA, KARSH	I	PARTNER; PRESIDENT	E	Control
SCHOENTHALER, LINDA, KARSH	I	PARTNER; PRESIDENT	E	Control
SCHOENTHALER, LINDA, KARSH	I	PARTNER; PRESIDENT	E	Control
SCHOENTHALER, LINDA, KARSH	I	PARTNER; PRESIDENT	E	Control
SCHOENTHALER, LINDA, KARSH	I	PARTNER; PRESIDENT	E	Control
DUPONT, FLORENCE, MYRIAM	I	PARTNER/CHIEF FINANCIAL PLANNER	D	Control
DUPONT, FLORENCE, MYRIAM	I	PARTNER/CHIEF FINANCIAL PLANNER	D	Control
DUPONT, FLORENCE, MYRIAM	I	PARTNER/CHIEF FINANCIAL PLANNER	D	Control
DUPONT, FLORENCE, MYRIAM	I	PARTNER/CHIEF FINANCIAL PLANNER	D	Control
DUPONT, FLORENCE, MYRIAM	I	PARTNER/CHIEF FINANCIAL PLANNER	D	Control
DUPONT, FLORENCE, MYRIAM	I	PARTNER/CHIEF FINANCIAL PLANNER	D	Control
DUPONT, FLORENCE, MYRIAM	I	PARTNER/CHIEF FINANCIAL PLANNER	D	Control
DUPONT, FLORENCE, MYRIAM	I	PARTNER/CHIEF FINANCIAL PLANNER	D	Control
DUPONT, FLORENCE, MYRIAM	I	PARTNER/CHIEF FINANCIAL PLANNER	D	Control
DUPONT, FLORENCE, MYRIAM	I	PARTNER/CHIEF FINANCIAL PLANNER	D	Control
DUPONT, FLORENCE, MYRIAM	I	PARTNER/CHIEF FINANCIAL PLANNER	D	Control
DUPONT, FLORENCE, MYRIAM	I	PARTNER/CHIEF FINANCIAL PLANNER	D	Control
DUPONT, FLORENCE, MYRIAM	I	PARTNER/CHIEF FINANCIAL PLANNER	D	Control
DUPONT, FLORENCE, MYRIAM	I	PARTNER/CHIEF FINANCIAL PLANNER	D	Control
DUPONT, FLORENCE, MYRIAM	I	PARTNER/CHIEF FINANCIAL PLANNER	D	Control
DUPONT, FLORENCE, MYRIAM	I	PARTNER/CHIEF FINANCIAL PLANNER	D	Control
DUPONT, FLORENCE, MYRIAM	I	PARTNER/CHIEF FINANCIAL PLANNER	D	Control
FINANCIAL DECISIONS, INC.	DE	OWNER	D	Control
FINANCIAL DECISIONS, INC.	DE	OWNER	D	Control
FINANCIAL DECISIONS, INC.	DE	MEMBER	D	Control
FINANCIAL DECISIONS, INC.	DE	MEMBER	D	Control
FINANCIAL DECISIONS, INC.	DE	MEMBER	D	Control
FINANCIAL DECISIONS, INC.	DE	MEMBER	D	Control
FINANCIAL DECISIONS, INC.	DE	MEMBER	D	Control
FINANCIAL DECISIONS, INC.	DE	MEMBER	D	Control
FINANCIAL DECISIONS, INC.	DE	MEMBER	D	Control
FINANCIAL DECISIONS, INC.	DE	MEMBER	D	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER/PARTNER/CHIEF INVESTMENT OFFICER	D	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER/PARTNER/CHIEF INVESTMENT OFFICER	D	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER/PARTNER/CHIEF INVESTMENT OFFICER	D	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER/PARTNER/CHIEF INVESTMENT OFFICER	D	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER/PARTNER/CHIEF INVESTMENT OFFICER	D	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER/PARTNER/CHIEF INVESTMENT OFFICER	D	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER/PARTNER/CHIEF INVESTMENT OFFICER	D	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER/PARTNER/CHIEF INVESTMENT OFFICER	D	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER/PARTNER/CHIEF INVESTMENT OFFICER	D	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER/PARTNER/CHIEF INVESTMENT OFFICER	D	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER/PARTNER/CHIEF INVESTMENT OFFICER	D	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER/PARTNER/CHIEF INVESTMENT OFFICER	D	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER/PARTNER/CHIEF INVESTMENT OFFICER	D	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER/PARTNER/CHIEF INVESTMENT OFFICER	D	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER/PARTNER/CHIEF INVESTMENT OFFICER	D	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER/PARTNER/CHIEF INVESTMENT OFFICER	D	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER/PARTNER/CHIEF INVESTMENT OFFICER	D	Control
FDI HOLDINGS, LLC	DE	OWNER	C	Control
FDI HOLDINGS, LLC	DE	OWNER	C	Control
FDI HOLDINGS, LLC	DE	MEMBER	C	Control
FDI HOLDINGS, LLC	DE	MEMBER	C	Control
FDI HOLDINGS, LLC	DE	MEMBER	C	Control
FDI HOLDINGS, LLC	DE	MEMBER	C	Control
FDI HOLDINGS, LLC	DE	MEMBER	C	Control
FDI HOLDINGS, LLC	DE	MEMBER	C	Control
FDI HOLDINGS, LLC	DE	MEMBER	C	Control
FDI HOLDINGS, LLC	DE	MEMBER	C	Control
DUPONT, FLORENCE, MYRIAM	I	DIRECTOR OF FINANCIAL PLANNING	A	Control
DUPONT, FLORENCE, MYRIAM	I	CORPORATE SECRETARY; DIRECTOR OF FINANCIAL PLANNING	A	Control
DUPONT, FLORENCE, MYRIAM	I	DIRECTOR OF FINANCIAL PLANNING	A	Control
DUPONT, FLORENCE, MYRIAM	I	PARTNER; CORPORATE SECRETARY; DIRECTOR OF FINANCIAL PLANNING	A	Control
DUPONT, FLORENCE, MYRIAM	I	PARTNER; CORPORATE SECRETARY; DIRECTOR OF FINANCIAL PLANNING	A	Control
DUPONT, FLORENCE, MYRIAM	I	PARTNER; CORPORATE SECRETARY; DIRECTOR OF FINANCIAL PLANNING	A	Control
DUPONT, FLORENCE, MYRIAM	I	PARTNER; CORPORATE SECRETARY; DIRECTOR OF FINANCIAL PLANNING	A	Control
DUPONT, FLORENCE, MYRIAM	I	PARTNER; CORPORATE SECRETARY; DIRECTOR OF FINANCIAL PLANNING	A	Control
DUPONT, FLORENCE, MYRIAM	I	PARTNER; CORPORATE SECRETARY; DIRECTOR OF FINANCIAL PLANNING	A	Control
DUPONT, FLORENCE, MYRIAM	I	PARTNER; CORPORATE SECRETARY; DIRECTOR OF FINANCIAL PLANNING	A	Control
DUPONT, FLORENCE, MYRIAM	I	PARTNER; CORPORATE SECRETARY; DIRECTOR OF FINANCIAL PLANNING	A	Control
DUPONT, FLORENCE, MYRIAM	I	PARTNER; CORPORATE SECRETARY; DIRECTOR OF FINANCIAL PLANNING	A	Control
DUPONT, FLORENCE, MYRIAM	I	PARTNER; CORPORATE SECRETARY; DIRECTOR OF FINANCIAL PLANNING	A	Control
DUPONT, FLORENCE, MYRIAM	I	PARTNER; CORPORATE SECRETARY; DIRECTOR OF FINANCIAL PLANNING	A	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER	A	Control
GUTWILLIG, KENNETH	I	CORPORATE VICE PRESIDENT; CHIEF COMPLIANCE OFFICER	A	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER	A	Control
GUTWILLIG, KENNETH	I	PARTNER; CORPORATE VICE PRESIDENT; CHIEF COMPLIANCE OFFICER	A	Control
GUTWILLIG, KENNETH	I	PARTNER; CORPORATE VICE PRESIDENT; CHIEF COMPLIANCE OFFICER	A	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER	A	Control
GUTWILLIG, KENNETH	I	CHIEF COMPLIANCE OFFICER	A	Control
GUTWILLIG, KENNETH	I	PARTNER; CORPORATE VICE PRESIDENT; CHIEF COMPLIANCE OFFICER	A	Control
GUTWILLIG, KENNETH	I	PARTNER; CORPORATE VICE PRESIDENT; CHIEF COMPLIANCE OFFICER	A	Control
GUTWILLIG, KENNETH	I	PARTNER; CORPORATE VICE PRESIDENT; CHIEF COMPLIANCE OFFICER	A	Control
GUTWILLIG, KENNETH	I	PARTNER; CORPORATE VICE PRESIDENT; CHIEF COMPLIANCE OFFICER	A	Control
GUTWILLIG, KENNETH	I	PARTNER; CORPORATE VICE PRESIDENT; CHIEF COMPLIANCE OFFICER	A	Control
GUTWILLIG, KENNETH	I	PARTNER; CORPORATE VICE PRESIDENT; CHIEF COMPLIANCE OFFICER	A	Control
GUTWILLIG, KENNETH	I	PARTNER; CORPORATE VICE PRESIDENT; CHIEF COMPLIANCE OFFICER	A	Control
GUTWILLIG, KENNETH	I	PARTNER; CORPORATE VICE PRESIDENT; CHIEF COMPLIANCE OFFICER	A	Control
GUTWILLIG, KENNETH	I	PARTNER; CORPORATE VICE PRESIDENT; CHIEF COMPLIANCE OFFICER	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
SCHOENTHALER, LINDA, KARSH	I	FINANCIAL DECISIONS, INC.	E	Control
SCHOENTHALER, LINDA, KARSH	I	FINANCIAL DECISIONS, INC.	E	Control
SCHOENTHALER, LINDA, KARSH	I	FINANCIAL DECISIONS, INC.	E	Control
SCHOENTHALER, LINDA, KARSH	I	FINANCIAL DECISIONS, INC.	E	Control
SCHOENTHALER, LINDA, KARSH	I	FINANCIAL DECISIONS, INC.	E	Control
SCHOENTHALER, LINDA, KARSH	I	FINANCIAL DECISIONS, INC.	E	Control
SCHOENTHALER, LINDA, KARSH	I	FINANCIAL DECISIONS, INC.	E	Control
SCHOENTHALER, LINDA, KARSH	I	FINANCIAL DECISIONS, INC.	E	Control
SCHOENTHALER, LINDA, KARSH	I	FINANCIAL DECISIONS, INC.	E	Control
SCHOENTHALER, LINDA, KARSH	I	FINANCIAL DECISIONS, INC.	E	Control
DUPONT, FLORENCE, MYRIAM	I	FDI HOLDINGS, LLC	D	Control
DUPONT, FLORENCE, MYRIAM	I	FDI HOLDINGS, LLC	D	Control
DUPONT, FLORENCE, MYRIAM	I	FDI HOLDINGS, LLC	D	Control
DUPONT, FLORENCE, MYRIAM	I	FDI HOLDINGS, LLC	D	Control
DUPONT, FLORENCE, MYRIAM	I	FDI HOLDINGS, LLC	D	Control
DUPONT, FLORENCE, MYRIAM	I	FDI HOLDINGS, LLC	D	Control
DUPONT, FLORENCE, MYRIAM	I	FDI HOLDINGS, LLC	D	Control
DUPONT, FLORENCE, MYRIAM	I	FDI HOLDINGS, LLC	D	Control
DUPONT, FLORENCE, MYRIAM	I	FDI HOLDINGS, LLC	D	Control
DUPONT, FLORENCE, MYRIAM	I	FDI HOLDINGS, LLC	D	Control
GUTWILLIG, KENNETH	I	FDI HOLDINGS, LLC	D	Control
GUTWILLIG, KENNETH	I	FDI HOLDINGS, LLC	D	Control
GUTWILLIG, KENNETH	I	FDI HOLDINGS, LLC	D	Control
GUTWILLIG, KENNETH	I	FDI HOLDINGS, LLC	D	Control
GUTWILLIG, KENNETH	I	FDI HOLDINGS, LLC	D	Control
GUTWILLIG, KENNETH	I	FDI HOLDINGS, LLC	D	Control
GUTWILLIG, KENNETH	I	FDI HOLDINGS, LLC	D	Control
GUTWILLIG, KENNETH	I	FDI HOLDINGS, LLC	D	Control
GUTWILLIG, KENNETH	I	FDI HOLDINGS, LLC	D	Control
GUTWILLIG, KENNETH	I	FDI HOLDINGS, LLC	D	Control

Registrations

Federal

Jun 9, 2025 REGISTERED

Notice Filings (8)

CA CT FL MA NJ NY TX VT

Address

780 THIRD AVENUE
18TH FLOOR
NEW YORK, NY 10017
United States

Phone: 212-920-3470