SEIDLER INVESTMENT ADVISORS INCORPORATED
CRD #107778 SEC #801-63265 LOS ANGELES, CA 213-683-4500
SEC Registered
Total AUM
$51.4M
Discretionary
$51.4M
Employees
--
Clients
10
Accounts
193
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 31, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARCINIEGA, ALICIA, CHRISTINE | I | INVESTMENT ADVISOR-ADMINISTRATIVE ASSISTANT | NA | |
| ARCINIEGA, ALICIA, CHRISTINE | I | INVESTMENT ADVISOR-ADMINISTRATIVE ASSISTANT | NA | |
| HAUGEN, JON, ERIC | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAUGEN, JON, ERIC | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOSICH, NICHOLAS, ANTHONY | I | CEO - CFO | NA | Control |
| MOSICH, NICHOLAS, ANTHONY | I | CEO - CFO | NA | Control |
| MOSICH, NICHOLAS, ANTHONY | I | CEO - CFO | NA | Control |
| MOSICH, NICHOLAS, ANTHONY | I | CEO - CFO | NA | Control |
| SMART, BARRICK, ALLYN | I | PRESIDENT,CFO, CHIEF COMPLIANCE OFFICER | NA | Control |
| SMART, BARRICK, ALLYN | I | PRESIDENT,CFO, CHIEF COMPLIANCE OFFICER | NA | Control |
| SMART, BARRICK, ALLYN | I | PRESIDENT - CFO | NA | Control |
| SMART, BARRICK, ALLYN | I | PRESIDENT - CFO | NA | Control |
| SMART, BARRICK, ALLYN | I | PRESIDENT - CFO | NA | Control |
| SMART, BARRICK, ALLYN | I | PRESIDENT | NA | Control |
| SMART, BARRICK, ALLYN | I | PRESIDENT | NA | Control |
| SMART, BARRICK, ALLYN | I | PRESIDENT | NA | Control |
| SMART, BARRICK, ALLYN | I | PRESIDENT | NA | Control |
| SMITH, JOSEPH, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, LINDA, MARIE | I | SECRETARY | NA | |
| SMITH, LINDA, MARIE | I | SECRETARY | NA | |
| SMITH, LINDA, MARIE | I | SECRETARY | NA | |
| SMITH, LINDA, MARIE | I | SECRETARY | NA | |
| SMITH, LINDA, MARIE | I | SECRETARY | NA | |
| SMITH, LINDA, MARIE | I | SECRETARY | NA | |
| SMITH, LINDA, MARIE | I | SECRETARY | NA | |
| SMITH, LINDA, MARIE | I | SECRETARY | NA | |
| SMITH, LINDA, MARIE | I | SECRETARY | NA | |
| SMITH, LINDA, MARIE | I | SECRETARY | NA | |
| SMITH, ROBIN, ELAINE | I | SECRETARY | NA | |
| SMITH, ROBIN, ELAINE | I | SECRETARY | NA | |
| SMITH, ROBIN, ELAINE | I | SECRETARY | NA | |
| SMITH, ROBIN, ELAINE | I | SECRETARY | NA | |
| SMITH, ROBIN, ELAINE | I | SECRETARY | NA | |
| SMITH, ROBIN, ELAINE | I | SECRETARY | NA | |
| SMITH, ROBIN, ELAINE | I | SECRETARY | NA | |
| SMITH, ROBIN, ELAINE | I | SECRETARY | NA | |
| SMITH, ROBIN, ELAINE | I | SECRETARY | NA | |
| TODD, BLAKE, TRAMILL | I | SENIOR VICE PRESIDENT | NA | Control |
| TODD, BLAKE, TRAMILL | I | SENIOR VICE PRESIDENT | NA | Control |
| TODD, BLAKE, TRAMILL | I | SENIOR VICE PRESIDENT | NA | |
| TODD, BLAKE, TRAMILL | I | SENIOR VICE PRESIDENT | NA | |
| SMART, BARRICK, ALLYN | I | PRESIDENT,CFO, CHIEF COMPLIANCE OFFICER | E | Control |
| SMART, BARRICK, ALLYN | I | PRESIDENT,CFO, CHIEF COMPLIANCE OFFICER | E | Control |
| SMART, BARRICK, ALLYN | I | PRESIDENT,CFO, CHIEF COMPLIANCE OFFICER | E | Control |
| SMART, BARRICK, ALLYN | I | PRESIDENT,CFO, CHIEF COMPLIANCE OFFICER | E | Control |
| SMART, BARRICK, ALLYN | I | PRESIDENT,CFO, CHIEF COMPLIANCE OFFICER | E | Control |
| SMART, BARRICK, ALLYN | I | PRESIDENT,CFO, CHIEF COMPLIANCE OFFICER | E | Control |
| SMART, BARRICK, ALLYN | I | PRESIDENT,CFO, CHIEF COMPLIANCE OFFICER | E | Control |
| SMART, BARRICK, ALLYN | I | PRESIDENT,CFO, CHIEF COMPLIANCE OFFICER | E | Control |
| SMART, BARRICK, ALLYN | I | PRESIDENT,CFO, CHIEF COMPLIANCE OFFICER | E | Control |
| SMART, BARRICK, ALLYN | I | PRESIDENT,CFO, CHIEF COMPLIANCE OFFICER | E | Control |
| THE SEIDLER COMPANIES INCORPORATED | DE | OWNER | E | Control |
| THE SEIDLER COMPANIES INCORPORATED | DE | OWNER | E | Control |
| THE SEIDLER COMPANIES INCORPORATED | DE | OWNER | E | Control |
| THE SEIDLER COMPANIES INCORPORATED | DE | OWNER | E | Control |
| THE SEIDLER COMPANIES INCORPORATED | DE | OWNER | E | Control |
| THE SEIDLER COMPANIES INCORPORATED | DE | OWNER | E | Control |
| THE SEIDLER COMPANIES INCORPORATED | DE | OWNER | E | Control |
| THE SEIDLER COMPANIES INCORPORATED | DE | OWNER | E | Control |
| THE SEIDLER COMPANIES INCORPORATED | DE | OWNER | E | Control |
| SPENCER, JEFFREY, WILLIAM | I | VICE- PRESIDENT | B | |
| SPENCER, JEFFREY, WILLIAM | I | VICE- PRESIDENT | B | |
| SPENCER, JEFFREY, WILLIAM | I | VICE- PRESIDENT | B | |
| SPENCER, JEFFREY, WILLIAM | I | VICE- PRESIDENT | B | |
| SPENCER, JEFFREY, WILLIAM | I | VICE- PRESIDENT | B | |
| SPENCER, JEFFREY, WILLIAM | I | VICE- PRESIDENT | B | |
| SPENCER, JEFFREY, WILLIAM | I | VICE- PRESIDENT | B | |
| SPENCER, JEFFREY, WILLIAM | I | VICE- PRESIDENT | B | |
| SPENCER, JEFFREY, WILLIAM | I | VICE- PRESIDENT | B | |
| SPENCER, JEFFREY, WILLIAM | I | VICE- PRESIDENT | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SEIDLER HOLDINGS INCORPORATED | DE | THE SEIDLER COMPANIES INCORPORATED | E | Control |
| SEIDLER HOLDINGS INCORPORATED | DE | THE SEIDLER COMPANIES INCORPORATED | E | Control |
| SEIDLER HOLDINGS INCORPORATED | DE | THE SEIDLER COMPANIES INCORPORATED | E | Control |
| SEIDLER HOLDINGS INCORPORATED | DE | THE SEIDLER COMPANIES INCORPORATED | E | Control |
| SEIDLER HOLDINGS INCORPORATED | DE | THE SEIDLER COMPANIES INCORPORATED | E | Control |
| SEIDLER HOLDINGS INCORPORATED | DE | THE SEIDLER COMPANIES INCORPORATED | E | Control |
| SEIDLER HOLDINGS INCORPORATED | DE | THE SEIDLER COMPANIES INCORPORATED | E | Control |
| SEIDLER HOLDINGS INCORPORATED | DE | THE SEIDLER COMPANIES INCORPORATED | E | Control |
| THE R&T SEIDLER LIVING TRUST UA DD 03-05-81 | DE | SEIDLER HOLDINGS INCORPORATED | E | Control |
| THE R&T SEIDLER LIVING TRUST UA DD 03-05-81 | DE | SEIDLER HOLDINGS INCORPORATED | E | Control |
| THE R&T SEIDLER LIVING TRUST UA DD 03-05-81 | DE | SEIDLER HOLDINGS INCORPORATED | E | Control |
| THE R&T SEIDLER LIVING TRUST UA DD 03-05-81 | DE | SEIDLER HOLDINGS INCORPORATED | E | Control |
| THE R&T SEIDLER LIVING TRUST UA DD 03-05-81 | DE | SEIDLER HOLDINGS INCORPORATED | E | Control |
| THE R&T SEIDLER LIVING TRUST UA DD 03-05-81 | DE | SEIDLER HOLDINGS INCORPORATED | E | Control |
| THE R&T SEIDLER LIVING TRUST UA DD 03-05-81 | DE | SEIDLER HOLDINGS INCORPORATED | E | Control |
| THE R&T SEIDLER LIVING TRUST UA DD 03-05-81 | DE | SEIDLER HOLDINGS INCORPORATED | E | Control |
Registrations
Federal
IA
Jan 31, 2007 REGISTERED
Notice Filings (5)
CA MI MO NE OR
Address
515 SOUTH FIGUEROA STREET11TH FLOOR
LOS ANGELES, CA 90071-3328
USA
Phone: 213-683-4500