AVALON GLOBAL ASSET MANAGEMENT LLC
CRD #107785 SEC #801-57032 SAN FRANCISCO, CA 415-615-5200
SEC Registered Private Funds
Total AUM
$443.8M
Discretionary
$443.8M
Employees
5
Clients
--
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 24, 2025
- Branch Offices
- 0
- LEI
- 254900NPCOHRFN8ZXG89
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DEMPSTER, DONALD, OGDEN | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, STEPHEN, JOSEPH | I | DIRECTOR OF TRADING AND OPERATIONS | NA | |
| GRAY, STEPHEN, JOSEPH | I | DIRECTOR OF TRADING AND OPERATIONS | NA | |
| GRAY, STEPHEN, JOSEPH | I | DIRECTOR OF TRADING AND OPERATIONS | NA | |
| MAESTAS, MICHAEL, ERIC | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAESTAS, MICHAEL, ERIC | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAESTAS, MICHAEL, ERIC | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAESTAS, MICHAEL, ERIC | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAESTAS, MICHAEL, ERIC | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAESTAS, MICHAEL, ERIC | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAESTAS, MICHAEL, ERIC | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAESTAS, MICHAEL, ERIC | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAESTAS, MICHAEL, ERIC | I | CHIEF COMPLIANCE OFFICER | NA | |
| PENDLETON, RICHARD, MATTHEW | I | COO & CCO | NA | Control |
| PENDLETON, RICHARD, MATTHEW | I | COO & CCO | NA | Control |
| PENDLETON, RICHARD, MATTHEW | I | COO & CCO | NA | Control |
| PENDLETON, RICHARD, MATTHEW | I | COO & CCO | NA | Control |
| PENDLETON, RICHARD, MATTHEW | I | COO & CCO | NA | Control |
| PENDLETON, RICHARD, MATTHEW | I | COO & CCO | NA | Control |
| PENDLETON, RICHARD, MATTHEW | I | COO & CCO | NA | Control |
| PENDLETON, RICHARD, MATTHEW | I | COO & CCO | NA | Control |
| PENDLETON, RICHARD, MATTHEW | I | COO & CCO | NA | Control |
| PENDLETON, RICHARD, MATTHEW | I | COO & CCO | NA | Control |
| PENDLETON, RICHARD, MATTHEW | I | COO & CCO | NA | Control |
| PENDLETON, RICHARD, MATTHEW | I | COO & CCO | NA | Control |
| WEISS, HERBERT, STUART | I | CHIEF COMPLIANCE OFFICER | NA | |
| WEISS, HERBERT, STUART | I | CHIEF COMPLIANCE OFFICER | NA | |
| WEISS, HERBERT, STUART | I | CHIEF COMPLIANCE OFFICER | NA | |
| WEISS, HERBERT, STUART | I | CHIEF COMPLIANCE OFFICER | NA | |
| WEISS, HERBERT, STUART | I | CHIEF COMPLIANCE OFFICER | NA | |
| WEISS, HERBERT, STUART | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | E | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | E | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | E | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | E | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | E | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | D | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | D | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | D | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | D | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | D | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | D | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | D | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | D | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | D | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | D | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | D | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | D | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | D | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | D | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | D | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | D | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | D | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | D | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | D | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | D | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | D | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | D | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | D | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | D | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | D | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | D | Control |
| KUKACKA, NANCY, ANN | I | MANAGING MEMBER | D | Control |
| CHRISTIAN, JEFFERY, EDWARD | I | CHIEF RISK OFFICER | C | Control |
| CHRISTIAN, JEFFERY, EDWARD | I | CHIEF RISK OFFICER | C | Control |
| CHRISTIAN, JEFFERY, EDWARD | I | CHIEF RISK OFFICER | C | Control |
| CHRISTIAN, JEFFERY, EDWARD | I | CHIEF RISK OFFICER | C | Control |
| CHRISTIAN, JEFFERY, EDWARD | I | CHIEF RISK OFFICER | C | Control |
| CHRISTIAN, JEFFERY, EDWARD | I | CHIEF RISK OFFICER | C | Control |
| CHRISTIAN, JEFFERY, EDWARD | I | CHIEF RISK OFFICER | C | Control |
| CHRISTIAN, JEFFERY, EDWARD | I | CHIEF RISK OFFICER | C | Control |
| CHRISTIAN, JEFFERY, EDWARD | I | CHIEF RISK OFFICER | C | Control |
| CHRISTIAN, JEFFERY, EDWARD | I | CHIEF RISK OFFICER | C | Control |
| CHRISTIAN, JEFFERY, EDWARD | I | CHIEF RISK OFFICER | C | Control |
| CHRISTIAN, JEFFERY, EDWARD | I | CHIEF RISK OFFICER | C | Control |
| CHRISTIAN, JEFFERY, EDWARD | I | CHIEF RISK OFFICER | C | Control |
| CHRISTIAN, JEFFERY, EDWARD | I | CHIEF RISK OFFICER | C | Control |
| CHRISTIAN, JEFFERY, EDWARD | I | CHIEF RISK OFFICER | C | Control |
| BUTENHOFF, KURT, WARD | I | MEMBER | B | |
| BUTENHOFF, KURT, WARD | I | MEMBER | B | |
| BUTENHOFF, KURT, WARD | I | MEMBER | B | |
| BUTENHOFF, KURT, WARD | I | MEMBER | B | |
| BUTENHOFF, KURT, WARD | I | MEMBER | B | |
| MARTIN, STEVEN, LLOYD | I | MEMBER | B | |
| MARTIN, STEVEN, LLOYD | I | MEMBER | B | |
| MARTIN, STEVEN, LLOYD | I | MEMBER | B | |
| MARTIN, STEVEN, LLOYD | I | MEMBER | B | |
| MARTIN, STEVEN, LLOYD | I | MEMBER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BUTENHOFF, KURT, WARD | I | AVALON GLOBAL ASSET MANAGEMENT | F | |
| BUTENHOFF, KURT, WARD | I | AVALON GLOBAL ASSET MANAGEMENT | F | |
| BUTENHOFF, KURT, WARD | I | AVALONG GLOBAL ASSET MANAGEMENT | F | |
| BUTENHOFF, KURT, WARD | I | AVALON GLOBAL ASSET MANAGEMENT | F | |
| BUTENHOFF, KURT, WARD | I | AVALON GLOBAL ASSET MANAGEMENT | F | |
| BUTENHOFF, KURT, WARD | I | AVALON GLOBAL ASSET MANAGEMENT | F | |
| MARTIN, STEVEN, LLOYD | I | AVALON GLOBAL ASSET MANAGEMENT | F | |
| MARTIN, STEVEN, LLOYD | I | AVALON GLOBAL ASSET MANAGEMENT | F | |
| MARTIN, STEVEN, LLOYD | I | AVALON GLOBAL ASSET MANAGEMENT | F | |
| MARTIN, STEVEN, LLOYD | I | AVALON GLOBAL ASSET MANAGEMENT | F | |
| MARTIN, STEVEN, LLOYD | I | AVALON GLOBAL ASSET MANAGEMENT | F | |
| MARTIN, STEVEN, LLOYD | I | AVALON GLOBAL ASSET MANAGEMENT | F |
Registrations
Federal
IA
Mar 24, 2025 REGISTERED
Notice Filings (1)
CA
Address
100 PINE STREETSUITE 2260
SAN FRANCISCO, CA 94111
United States
Phone: 415-615-5200