FWD INVESTMENTS INC.
CRD #107789 SEC #801-55781 DENVER, CO 303-291-5223
SEC Registered
Total AUM
$55M
Discretionary
$0
Employees
5
Clients
0
Accounts
2
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 26, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DUBOC FREDERIC WINDSOR | DE | PRESIDENT | E | Control |
| DUBOC FREDERIC WINDSOR | DE | PRESIDENT | E | Control |
| DUBOC, FREDERIC, WINDSOR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DUBOC, FREDERIC, WINDSOR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DUBOC, FREDERIC, WINDSOR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FWD INVESTMENTS INC. | DE | PRESIDENT/CCO | E | Control |
| FWD INVESTMENTS INC. | DE | PRESIDENT/CCO | E | Control |
| FWD INVESTMENTS INC. | DE | PRESIDENT/CCO | E | Control |
| FWD INVESTMENTS INC. | DE | PRESIDENT/CCO | E | Control |
Registrations
Federal
IA
Sep 26, 2005 REGISTERED
Notice Filings (1)
CO
Address
1125 17TH ST SUITE 1600C/O STIFEL NICHOLAS
DENVER, CO 80202
USA
Phone: 303-291-5223