ESTABROOK CAPITAL MANAGEMENT LLC

Legal name: ESTABROOK CAPITAL MANAGEMENT

CRD #107797 SEC #801-57261 NEW YORK, NY 646-710-8500

SEC Registered

Total AUM

$3B

Discretionary

$3B

Employees

Clients

Accounts

3,768

Firm Details

Organization Type: Limited Liability Company
State of Formation: --
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Apr 4, 2007
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BAKER, GEORGE, DICKSON	I	DIRECTOR, MANAGER	NA	Control
BAKER, GEORGE, DICKSON	I	DIRECTOR, MANAGER	NA	Control
BAKER, GEORGE, DICKSON	I	DIRECTOR, MANAGER	NA	Control
BAKER, GEORGE, DICKSON	I	DIRECTOR	NA	Control
BAKER, GEORGE, DICKSON	I	DIRECTOR, MANAGER	NA	Control
BAKER, GEORGE, DICKSON	I	DIRECTOR, MANAGER	NA	Control
BAKER, GEORGE, DICKSON	I	DIRECTOR	NA	Control
BAKER, GEORGE, DICKSON	I	DIRECTOR	NA	Control
BANNON, KEVIN, J.	I	MANAGER	NA	Control
BANNON, KEVIN, J.	I	MANAGER	NA	Control
BANNON, KEVIN, J.	I	MANAGER	NA	Control
BANNON, KEVIN, J.	I	MANAGER	NA	Control
BANNON, KEVIN, J.	I	MANAGER	NA	Control
BANNON, KEVIN, JOHN	I	MANAGER	NA
BANNON, KEVIN, JOHN	I	MANAGER	NA
BANNON, KEVIN, JOHN	I	MANAGER	NA
BEST, BRIDGET	I	ASSISTANT PORTFOLIO MANAGER	NA
BEST, BRIDGET	I	ASSISTANT PORTFOLIO MANAGER	NA
BEST, BRIDGET	I	ASSISTANT PORTFOLIO MANAGER	NA
EVANS, WILLIAM, J	I	DIRECTOR	NA	Control
EVANS, WILLIAM, J	I	DIRECTOR	NA	Control
EVANS, WILLIAM, J	I	DIRECTOR	NA	Control
FOLEY, CHARLES, THOMAS	I	PRESIDENT, CHIEF EXECUTIVE OFFICER, MANAGER	NA	Control
FOLEY, CHARLES, THOMAS	I	PRESIDENT, CHIEF EXECUTIVE OFFICER, MANAGER	NA	Control
HEMENETZ, MARK, A.	I	MANAGER	NA	Control
HEMENETZ, MARK, A.	I	MANAGER	NA	Control
HOLLAND, MARY, ELIZABETH	I	VICE PRESIDENT, PORTFOLIO MANAGER	NA
HOLLAND, MARY, ELIZABETH	I	DIRECTOR, PORTFOLIO MANAGER	NA
HOLLAND, MARY, ELIZABETH	I	VICE PRESIDENT, PORTFOLIO MANAGER	NA	Control
HOLLAND, MARY, ELIZABETH	I	VICE PRESIDENT, PORTFOLIO MANAGER	NA	Control
HOLLAND, MARY, ELIZABETH	I	DIRECTOR, PORTFOLIO MANAGER	NA
KOSTKA, BRIAN, DAVID	I	RESEARCH ANALYST	NA
KOSTKA, BRIAN, DAVID	I	RESEARCH ANALYST	NA
MCCLEAN, WILLIAM, CHICHESTER	I	PRESIDENT	NA	Control
MCCLEAN, WILLIAM, CHICHESTER	I	PRESIDENT	NA	Control
MCCLEAN, WILLIAM, CHICHESTER	I	PRESIDENT	NA	Control
MCCLEAN, WILLIAM, CHICHESTER	I	DIRECTOR, MANAGER	NA	Control
MCCLEAN, WILLIAM, CHICHESTER	I	PRESIDENT	NA	Control
MCCLEAN, WILLIAM, CHICHESTER	I	PRESIDENT	NA	Control
MCCLEAN, WILLIAM, CHICHESTER	I	DIRECTOR, MANAGER	NA	Control
MCCLEAN, WILLIAM, CHICHESTER	I	PRESIDENT	NA	Control
MCGONIGLE, IAN	I	RESEARCH ANALYST	NA
MCGONIGLE, IAN	I	RESEARCH ANALYST	NA
MCGONIGLE, IAN	I	RESEARCH ANALYST	NA	Control
MCGONIGLE, IAN	I	RESEARCH ANALYST	NA	Control
MCGONIGLE, IAN	I	RESEARCH ANALYST	NA
MERRILL, NEWTON, P S	I	CHAIRMAN OF THE BOARD OF MANAGERS	NA	Control
MERRILL, NEWTON, P S	I	CHAIRMAN OF THE BOARD OF MANAGERS	NA	Control
PETTY, WILLIAM, CALVIN	I	DIRECTOR	NA	Control
PETTY, WILLIAM, CALVIN	I	DIRECTOR	NA	Control
PETTY, WILLIAM, CALVIN	I	DIRECTOR	NA	Control
PETTY, WILLIAM, CALVIN	I	DIRECTOR	NA	Control
PETTY, WILLIAM, CALVIN	I	DIRECTOR	NA	Control
PETTY, WILLIAM, CALVIN	I	DIRECTOR	NA	Control
PETTY, WILLIAM, CALVIN	I	DIRECTOR	NA	Control
PETTY, WILLIAM, CALVIN	I	DIRECTOR	NA	Control
PISARKIEWICZ, STEVEN	I	MANAGER	NA	Control
PISARKIEWICZ, STEVEN	I	MANAGER	NA	Control
PISARKIEWICZ, STEVEN	I	MANAGER	NA	Control
PISARKIEWICZ, STEVEN	I	MANAGER	NA	Control
PISARKIEWICZ, STEVEN	I	MANAGER	NA	Control
PISARKIEWICZ, STEVEN	I	MANAGER	NA	Control
RADIGAN, KATHERINE, ANN	I	DIRECTOR	NA	Control
RADIGAN, KATHERINE, ANN	I	DIRECTOR	NA	Control
RADIGAN, KATHERINE, ANN	I	DIRECTOR	NA	Control
REIGELUTH, DOUGLAS, SCOTT	I	DIRECTOR	NA	Control
REIGELUTH, DOUGLAS, SCOTT	I	DIRECTOR	NA	Control
REIGELUTH, DOUGLAS, SCOTT	I	DIRECTOR	NA	Control
REIGELUTH, DOUGLAS, SCOTT	I	DIRECTOR	NA	Control
SCHURINGA, DARREN, RENE	I	ASSISTANT VICE PRESIDENT	NA	Control
SCHURINGA, DARREN, RENE	I	ASSISTANT VICE PRESIDENT	NA	Control
SCHURINGA, DARREN, RENE	I	SENIOR INVESTMENT ANALYST	NA
SCHURINGA, DARREN, RENE	I	ASSISTANT VICE PRESIDENT	NA	Control
SCHURINGA, DARREN, RENE	I	SENIOR INVESTMENT ANALYST	NA
SCHURINGA, DARREN, RENE	I	PORTFOLIO MANAGER	NA	Control
SERZAN, JOSEPH, EDWARD	I	VICE PRESIDENT-MARKETING	NA
SERZAN, JOSEPH, EDWARD	I	VICE PRESIDENT	NA	Control
SERZAN, JOSEPH, EDWARD	I	VICE PRESIDENT-MARKETING	NA
SERZAN, JOSEPH, EDWARD	I	VICE PRESIDENT	NA	Control
SHEERIN, KORRINE, NICOLE	I	CHIEF COMPLIANCE OFFICER	NA
SHEERIN, KORRINE, NICOLE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SHEERIN, VIRGINIA, CAROL	I	DIRECTOR	NA	Control
SHEERIN, VIRGINIA, CAROL	I	DIRECTOR	NA	Control
SHEERIN, VIRGINIA, CAROL	I	DIRECTOR	NA	Control
SHEERIN-KOHM, KORRINE, NICOLE	I	CHIEF COMPLIANCE OFFICER	NA
SHEERIN-KOHM, KORRINE, NICOLE	I	CHIEF COMPLIANCE OFFICER	NA
SNYDER, SCOTT, ROBERT	I	DIRECTOR OF MARKETING	NA
SNYDER, SCOTT, ROBERT	I	DIRECTOR OF MARKETING	NA
SNYDER, SCOTT, ROBERT	I	DIRECTOR OF MARKETING	NA	Control
SNYDER, SCOTT, ROBERT	I	DIRECTOR OF MARKETING	NA
WATTIKER, VIRGINIA, CAROL	I	DIRECTOR	NA	Control
WHITTELSEY, FRANK, CHAUNCEY	I	DIRECTOR	NA	Control
WHITTELSEY, FRANK, CUAUNCEY	I	DIRECTOR	NA	Control
WILLIAMSON, ROY	I	DIRECTOR	NA	Control
WILLIAMSON, ROY	I	DIRECTOR	NA	Control
WILMERDING, HENRY	I	DIRECTOR	NA	Control
WILMERDING, HENRY	I	DIRECTOR	NA	Control
WILMERDING, HENRY	I	DIRECTOR	NA	Control
WILMERDING, HENRY	I	DIRECTOR	NA	Control
WILMERDING, HENRY	I	DIRECTOR	NA	Control
WILMERDING, HENRY	I	DIRECTOR	NA	Control
WILMERDING, HENRY	I	DIRECTOR	NA	Control
WILMEROING, HENRY	I	DIRECTOR	NA	Control
THE BANK OF NEW YORK	DE	DIRECT OWNER	E	Control
THE BANK OF NEW YORK	DE	DIRECT OWNER	E	Control
THE BANK OF NEW YORK	DE	DIRECT OWNER	E	Control
THE BANK OF NEW YORK	DE	DIRECT OWNER	E	Control
THE BANK OF NEW YORK	DE	DIRECT OWNER	E	Control
THE BANK OF NEW YORK	DE	DIRECT OWNER	E	Control
THE BANK OF NEW YORK	DE	DIRECT OWNER	E	Control
THE BANK OF NEW YORK	DE	DIRECT OWNER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
THE BANK OF NEW YORK COMPANY, INC.	DE	THE BANK OF NEW YORK	E	Control
THE BANK OF NEW YORK COMPANY, INC.	DE	THE BANK OF NEW YORK	E	Control
THE BANK OF NEW YORK COMPANY, INC.	DE	THE BANK OF NEW YORK	E	Control
THE BANK OF NEW YORK COMPANY, INC.	DE	THE BANK OF NEW YORK	E	Control
THE BANK OF NEW YORK COMPANY, INC.	DE	THE BANK OF NEW YORK	E	Control
THE BANK OF NEW YORK COMPANY, INC.	DE	THE BANK OF NEW YORK	E	Control
THE BANK OF NEW YORK COMPANY, INC.	DE	THE BANK OF NEW YORK	E	Control
THE BANK OF NEW YORK COMPANY, INC.	DE	THE BANK OF NEW YORK	E	Control

Registrations

Federal

Apr 4, 2007 REGISTERED

Notice Filings (51)

AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV

Address

1633 BROADWAY
30TH FLOOR
NEW YORK, NY 10019-6708
USA

Phone: 646-710-8500