SIKICH COZAD ASSET MANAGEMENT LLC
CRD #107801 SEC #801-55576 CHAMPAIGN, IL 217-356-8363
SEC Registered
Total AUM
$59.8M
Discretionary
$54.3M
Employees
5
Clients
25
Accounts
273
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 23, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BURNS, JOEL, DENNIS | I | 1% OWNER | NA | |
| KIDDOO, RONALD, LANE | I | MANAGER | NA | Control |
| KIDDOO, RONALD, LANE | I | MANAGER | NA | Control |
| KIDDOO, RONALD, LANE | I | MANAGER | NA | Control |
| KIDDOO, RONALD, LANE | I | MANAGER | NA | Control |
| SMITH, LEE, FRANCIS | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF TRADING | NA | Control |
| SMITH, LEE, FRANCIS | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF TRADING | NA | Control |
| SMITH, LEE, FRANCIS | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF TRADING | NA | Control |
| COZAD ASSET MANAGEMENT INC | DE | 50% MEMBER | D | Control |
| COZAD ASSET MANAGEMENT INC | DE | 50.49% MEMBER | D | Control |
| SIKICH GROUP, LLC | DE | 50% MEMBER | D | Control |
| COZAD ASSET MANAGEMENT INC | DE | 51% MEMBER | C | Control |
| COZAD ASSET MANAGEMENT INC | DE | 48.45% MEMBER | C | Control |
| SIKICH GROUP, LLC | DE | 49% MEMBER | C | Control |
| SIKICH GROUP, LLC | DE | 46.55% MEMBER | C | Control |
| SIKICH GROUP, LLC | DE | 48.51% MEMBER | C | Control |
| BURNS, JOEL, DENNIS | I | 5% OWNER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SIKICH, JAMES, A. | I | SIKICH GROUP LLC | F | Control |
| SIKICH, JAMES, A. | I | SIKICH GROUP LLC | F | Control |
| SIKICH, JAMES, A. | I | SIKICH GROUP LLC | F | Control |
| SIKICH, JAMES, A. | I | SIKICH GROUP LLC | F | Control |
| SHAPLAND, GEORGE, T | I | COZAD ASSET MANAGEMENT, INC. | C | Control |
| SHAPLAND, GEORGE, T | I | COZAD ASSET MANAGEMENT, INC. | C | Control |
| SHAPLAND, GEORGE, T | I | COZAD ASSET MANAGEMENT, INC. | C | Control |
| SHAPLAND, GEORGE, T | I | COZAD ASSET MANAGEMENT, INC. | C | Control |
Registrations
Federal
IA
Feb 23, 2007 REGISTERED
Notice Filings (2)
IL MN
Address
2501 GALEN DRCHAMPAIGN, IL 61821
USA
Phone: 217-356-8363