SUMMIT FINANCIAL STRATEGIES, INC
CRD #107818 SEC #801-60102 AMHERST, NY 716-636-0169
SEC Registered
Total AUM
$59.8M
Discretionary
$59.8M
Employees
3
Clients
51
Accounts
71
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Apr 22, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FADEL, DAVID L. | DE | PRESIDENT | E | Control |
| FADEL, DAVID, L | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FADEL, DAVID, LE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FADEL, DAVID, LE | I | PRESIDENT | E | Control |
| FADEL, DAVID, LE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FADEL, DAVID, LE | I | PRESIDENT | E | Control |
| FADEL, DAVID, LE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FADEL, DAVID, LE | I | PRESIDENT | E | Control |
| FADEL, DAVID, LE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FADEL, DAVID, LE | I | PRESIDENT | E | Control |
| FADEL, DAVID, LE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FADEL, DAVID, LE | I | PRESIDENT | E | Control |
| FADEL, DAVID, LE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FADEL, DAVID, LE | I | PRESIDENT | E | Control |
| FADEL, DAVID, LE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FADEL, DAVID, LE | I | PRESIDENT | E | Control |
| FADEL, DAVID, LE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FADEL, DAVID, LE | I | PRESIDENT | E | Control |
| FADEL, DAVID, LE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FADEL, DAVID, LE | I | PRESIDENT | E | Control |
| FADEL, DAVID, LE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FADEL, DAVID, LE | I | PRESIDENT | E | Control |
| FADEL, DAVID, LE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FADEL, DAVID, LE | I | PRESIDENT | E | Control |
| FADEL, DAVID, LE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FADEL, DAVID, LE | I | PRESIDENT | E | Control |
| FADEL, DAVID, LE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FADEL, DAVID, LE | I | PRESIDENT | E | Control |
| FADEL, DAVID, LE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FADEL, DAVID, LE | I | PRESIDENT | E | Control |
| FADEL, DAVID, LE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FADEL, DAVID, LE | I | PRESIDENT | E | Control |
| FADEL, DAVID, LE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FADEL, DAVID, LE | I | PRESIDENT | E | Control |
| FADEL, DAVID L. | DE | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| FADEL, DAVID L. | DE | PRESIDENT | D | Control |
| FADEL, DAVID L. | DE | PRESIDENT | D | Control |
| FADEL, DAVID L. | DE | PRESIDENT | D | Control |
| FADEL, DAVID, L | I | CHIEF COMPLIANCE OFFICER | D | Control |
| HYNES, WILLIAM E. | DE | VICE-PRESIDENT/TREASURER | D | Control |
| HYNES, WILLIAM E. | DE | VICE-PRESIDENT/TREASURER | D | Control |
| HYNES, WILLIAM E. | DE | VICE-PRESIDENT/TREASURER | D | Control |
| HYNES, WILLIAM E. | DE | VICE-PRESIDENT/TREASURER | D | Control |
Registrations
Federal
IA
Apr 22, 2019 REGISTERED
Notice Filings (5)
FL NH NY OH TX
Address
100 CORPORATE PARKWAYSUITE 314
AMHERST, NY 14226-1200
United States
Phone: 716-636-0169