SMC CAPITAL INC/KY/
CRD #107820 SEC #801-44124 LOUISVILLE, KY 502-893-4207
SEC Registered
Total AUM
$75.3M
Discretionary
$75.3M
Employees
10
Clients
0
Accounts
52
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 28, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COVINGTON, TINA, WRING | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | |
| DUGLE, MICHAEL, E | I | DIRECTOR, SECRETARY | NA | |
| GIACOBBE, STEVEN, JOSEPH | I | DIRECTOR | NA | |
| KILEY, FRANK, THOMAS | I | EXECUTIVE VP, CFO & CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | Control |
| KILEY, FRANK, THOMAS | I | EXECUTIVE VP & CFO | NA | Control |
| KILEY, FRANK, THOMAS | I | EXECUTIVE VP & CFO | NA | Control |
| KILEY, FRANK, THOMAS | I | EXECUTIVE VP & CFO | NA | Control |
| RUCKER, JAMES | I | DIRECTOR | NA | |
| WELLS, DARRELL, RICHARD | I | CHAIRMAN, CEO & PRESIDENT, DIRECTOR | NA | Control |
| WELLS, DARRELL, RICHARD | I | CHAIRMAN, CEO & PRESIDENT | NA | Control |
| WELLS, DARRELL, RICHARD | I | CHAIRMAN, CEO & PRESIDENT | NA | Control |
| WELLS, DARRELL, RICHARD | I | CHAIRMAN, CEO & PRESIDENT, DIRECTOR | NA | Control |
| WELLS, DARRELL, RICHARD | I | CHAIRMAN, CEO & PRESIDENT | NA | Control |
| COMMONWEALTH BANCSHARES, INC. | DE | BANK HOLDING COMPANY | E | Control |
| COMMONWEALTH BANCSHARES, INC. | DE | BANK HOLDING COMPANY | E | Control |
| COMMONWEALTH BANCSHARES, INC. | DE | BANK HOLDING COMPANY | E | Control |
| COMMONWEALTH BANCSHARES, INC. | DE | BANK HOLDING COMPANY | E | Control |
| COMMONWEALTH BANCSHARES, INC. | DE | BANK HOLDING COMPANY | E | Control |
Registrations
Federal
IA
Sep 28, 2005 REGISTERED
Notice Filings (2)
IN KY
Address
4350 BROWNSBORO RDSTE 310
LOUISVILLE, KY 40207
USA
Phone: 502-893-4207