BALESTRA CAPITAL, LTD.
Legal name: BALESTRA CAPITAL LTD
CRD #107825 SEC #801-30492 NEW YORK, NY 212-768-9000
SEC Registered Private Funds
Total AUM
$124.3M
Discretionary
$124.3M
Employees
4
Clients
--
Accounts
3
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2017
- Branch Offices
- --
- LEI
- CQWIO6LWR0B9LBNHHK36
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CERK, NORMAN, JOHN | I | PARTNER | NA | Control |
| LIU, SHU, MEI | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | |
| LIU, SHU, MEI | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | |
| LIU, SHU, MEI | I | DIRECTOR OF OPERATIONS | NA | |
| LIU, SHU, MEI | I | DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER | NA | |
| LIU, SHU, MEI | I | DIRECTOR OF OPERATIONS | NA | |
| LIU, SHU, MEI | I | DIRECTOR OF OPERATIONS AND FINANCE AND CHIEF COMPLIANCE OFFICER | NA | |
| LIU, SHU, MEI | I | DIRECTOR OF OPERATIONS | NA | |
| LIU, SHU, MEI | I | DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER | NA | |
| LIU, SHU, MEI | I | DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER | NA | |
| LIU, SHU, MEI | I | DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER | NA | |
| LIU, SHU, MEI | I | DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER | NA | |
| LUCKETT, MATTHEW, JUSTIN | I | PARTNER | NA | Control |
| MAIRZADEH, SHAKIB, GABRIEL | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| MAIRZADEH, SHAKIB, GABRIEL | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| MAIRZADEH, SHAKIB, GABRIEL | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| MAIRZADEH, SHAKIB, GABRIEL | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| MAIRZADEH, SHAKIB, GABRIEL | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| MAIRZADEH, SHAKIB, GABRIEL | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| MAIRZADEH, SHAKIB, GABRIEL | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| MAIRZADEH, SHAKIB, GABRIEL | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| MAIRZADEH, SHAKIB, GABRIEL | I | GENERAL COUNSEL | NA | |
| MAIRZADEH, SHAKIB, GABRIEL | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| MAIRZADEH, SHAKIB, GABRIEL | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| MARRA, ANDREW, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| MARRA, ANDREW, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| MARRA, ANDREW, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| MARRA, ANDREW, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| MARRA, ANDREW, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| MARRA, ANDREW, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| MARRA, ANDREW, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| MARRA, ANDREW, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| MARRA, ANDREW, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| MARRA, ANDREW, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| MARRA, ANDREW, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| PHAM VAN, KAREN | I | DIRECTOR OF RISK MANAGEMENT | NA | |
| PHAM VAN, KAREN | I | DIRECTOR OF RISK MANAGEMENT | NA | |
| PHAM VAN, KAREN | I | DIRECTOR OF RISK MANAGEMENT | NA | |
| MELCHER, JAMES, LAURENCE | I | PRESIDENT | E | Control |
| MELCHER, JAMES, LAURENCE | I | PRESIDENT | E | Control |
| MELCHER, JAMES, LAURENCE | I | PRESIDENT | E | Control |
| MELCHER, JAMES, LAURENCE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MELCHER, JAMES, LAURENCE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MELCHER, JAMES, LAURENCE | I | PRESIDENT | E | Control |
| MELCHER, JAMES, LAURENCE | I | PRESIDENT | E | Control |
| MELCHER, JAMES, LAURENCE | I | PRESIDENT | E | Control |
| MELCHER, JAMES, LAURENCE | I | PRESIDENT | E | Control |
| MELCHER, JAMES, LAURENCE | I | PRESIDENT | E | Control |
| MELCHER, JAMES, LAURENCE | I | PRESIDENT | E | Control |
| MELCHER, JAMES, LAURENCE | I | PRESIDENT | E | Control |
| MELCHER, JAMES, LAURENCE | I | PRESIDENT | E | Control |
| MELCHER, JAMES, LAURENCE | I | PRESIDENT | E | Control |
| MELCHER, JAMES, LAURENCE | I | PRESIDENT | D | Control |
| MELCHER, JAMES, LAURENCE | I | PRESIDENT | D | Control |
| MELCHER, JAMES, LAURENCE | I | PRESIDENT | D | Control |
| MELCHER, JAMES, LAURENCE | I | PRESIDENT | D | Control |
| MELCHER, JAMES, LAURENCE | I | PRESIDENT | D | Control |
| MELCHER, JAMES, LAURENCE | I | PRESIDENT | D | Control |
| MELCHER, JAMES, LAURENCE | I | PRESIDENT | D | Control |
| CERK, NORMAN, JOHN | I | PARTNER | B | Control |
| CERK, NORMAN, JOHN | I | PARTNER | B | Control |
| CERK, NORMAN, JOHN | I | PARTNER | B | Control |
| CERK, NORMAN, JOHN | I | PARTNER | B | Control |
| CERK, NORMAN, JOHN | I | PARTNER | B | Control |
| CERK, NORMAN, JOHN | I | PARTNER | B | Control |
| CERK, NORMAN, JOHN | I | PARTNER | B | Control |
| LUCKETT, MATTHEW, JUSTIN | I | PARTNER | B | Control |
| LUCKETT, MATTHEW, JUSTIN | I | PARTNER | B | Control |
| LUCKETT, MATTHEW, JUSTIN | I | PARTNER | B | Control |
| LUCKETT, MATTHEW, JUSTIN | I | PARTNER | B | Control |
| LUCKETT, MATTHEW, JUSTIN | I | PARTNER | B | Control |
| LUCKETT, MATTHEW, JUSTIN | I | PARTNER | B | Control |
| LUCKETT, MATTHEW, JUSTIN | I | PARTNER | B | Control |
Registrations
Federal
IA
Mar 27, 2017 REGISTERED
Notice Filings (22)
AZ CA CO CT DE FL HI IL MA MD MN MO NC NJ NM NY PA TN TX VA VT WI
Address
58 WEST 40 STREET12TH FLOOR
NEW YORK, NY 10018
United States
Phone: 212-768-9000