PERSONAL INVESTMENT MANAGEMENT INC
CRD #107829 SEC #801-16254 REDMOND, WA 425-883-7990
SEC Registered
Total AUM
$567.6M
Discretionary
$567.6M
Employees
6
Clients
101
Accounts
1,382
Firm Details
- Organization Type
- Corporation
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 4, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOSONE, FRANK, PATRICK | I | MANAGING DIRECTOR | NA | Control |
| BOSONE, FRANK, PATRICK | I | MANAGING DIRECTOR | NA | Control |
| BOSONE, FRANK, PATRICK | I | MANAGING DIRECTOR | NA | Control |
| BOSONE, FRANK, PATRICK | I | MANAGING DIRECTOR | NA | Control |
| BOSONE, FRANK, PATRICK | I | MANAGING DIRECTOR | NA | Control |
| BOSONE, FRANK, PATRICK | I | MANAGING DIRECTOR | NA | Control |
| BOSONE, FRANK, PATRICK | I | MANAGING DIRECTOR | NA | Control |
| LADUCA, JENNIFER, ANN | I | CHIEF OPERATING OFFICER AND COMPLIANCE SUPERVISOR | NA | Control |
| LADUCA, JENNIFER, ANN | I | CHIEF OPERATING OFFICER | NA | Control |
| LADUCA, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LADUCA, JENNIFER, ANN | I | CHIEF OPERATING OFFICER | NA | Control |
| LADUCA, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LADUCA, JENNIFER, ANN | I | CHIEF OPERATING OFFICER | NA | Control |
| LADUCA, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LADUCA, JENNIFER, ANN | I | CHIEF OPERATING OFFICER | NA | Control |
| LADUCA, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LADUCA, JENNIFER, ANN | I | CHIEF OPERATING OFFICER | NA | Control |
| LADUCA, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LADUCA, JENNIFER, ANN | I | CHIEF OPERATING OFFICER | NA | Control |
| LADUCA, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOSKAT, RONALD, JOEL | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| MOSKAT, RONALD, JOEL | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| MOSKAT, RONALD, JOEL | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| MOSKAT, RONALD, JOEL | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| MOSKAT, RONALD, JOEL | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| MOSKAT, RONALD, JOEL | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| VOGT, DENNIS, HENRY | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| VOGT, DENNIS, HENRY | I | MANAGING DIRECTOR | NA | Control |
| VOGT, DENNIS, HENRY | I | MANAGING DIRECTOR & CCO | NA | Control |
| VOGT, DENNIS, HENRY | I | MANAGING DIRECTOR | NA | Control |
| VOGT, DENNIS, HENRY | I | MANAGING DIRECTOR | NA | Control |
| VOGT, DENNIS, HENRY | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| VOGT, DENNIS, HENRY | I | MANAGING DIRECTOR | NA | Control |
| MESA FINANCIAL ADVISORS, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| MESA FINANCIAL ADVISORS, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| MESA FINANCIAL ADVISORS, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| MESA FINANCIAL ADVISORS, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| MESA FINANCIAL ADVISORS, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| MESA FINANCIAL ADVISORS, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| WAYNE CREEK COMPANIES, LLC | DE | SHAREHOLDER | E | Control |
| MOSKAT, RONALD, JOEL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| MOSKAT, RONALD, JOEL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| MOSKAT, RONALD, JOEL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| MOSKAT, RONALD, JOEL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| MOSKAT, RONALD, JOEL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| MOSKAT, RONALD, JOEL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| MOSKAT, RONALD, JOEL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| MOSKAT, RONALD, JOEL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| MOSKAT, RONALD, JOEL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| MOSKAT, RONALD, JOEL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| MOSKAT, RONALD, JOEL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| MOSKAT, RONALD, JOEL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| MOSKAT, RONALD, JOEL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| MOSKAT, RONALD, JOEL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| MOSKAT, RONALD, JOEL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| MOSKAT, RONALD, JOEL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| MOSKAT, RONALD, JOEL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| MOSKAT, RONALD, JOEL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| MOSKAT, RONALD, JOEL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| MOSKAT, RONALD, JOEL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| REEDY, CHRISTOPHER, JAMES | I | PRESIDENT | D | Control |
| REEDY, CHRISTOPHER, JAMES | I | PRESIDENT | D | Control |
| REEDY, CHRISTOPHER, JAMES | I | PRESIDENT | D | Control |
| REEDY, CHRISTOPHER, JAMES | I | PRESIDENT | D | Control |
| REEDY, CHRISTOPHER, JAMES | I | PRESIDENT | D | Control |
| REEDY, CHRISTOPHER, JAMES | I | PRESIDENT | D | Control |
| REEDY, CHRISTOPHER, JAMES | I | PRESIDENT | D | Control |
| REEDY, CHRISTOPHER, JAMES | I | PRESIDENT | D | Control |
| REEDY, CHRISTOPHER, JAMES | I | PRESIDENT | D | Control |
| REEDY, CHRISTOPHER, JAMES | I | PRESIDENT | D | Control |
| REEDY, CHRISTOPHER, JAMES | I | PRESIDENT | D | Control |
| REEDY, CHRISTOPHER, JAMES | I | PRESIDENT | D | Control |
| REEDY, CHRISTOPHER, JAMES | I | PRESIDENT | D | Control |
| REEDY, CHRISTOPHER, JAMES | I | PRESIDENT | D | Control |
| REEDY, CHRISTOPHER, JAMES | I | PRESIDENT | D | Control |
| REEDY, CHRISTOPHER, JAMES | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | D | Control |
| REEDY, CHRISTOPHER, JAMES | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | D | Control |
| REEDY, CHRISTOPHER, JAMES | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | D | Control |
| REEDY, CHRISTOPHER, JAMES | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | D | Control |
| REEDY, CHRISTOPHER, JAMES | I | CHAIRMAN OF THE BOARD OF DIRECTORS, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | D | Control |
| REEDY, CHRISTOPHER, JAMES | I | CHAIRMAN OF THE BOARD OF DIRECTORS & CHIEF EXECUTIVE OFFICER | D | Control |
| REEDY, CHRISTOPHER, JAMES | I | CHAIRMAN OF THE BOARD OF DIRECTORS & CHIEF EXECUTIVE OFFICER | D | Control |
| REEDY, CHRISTOPHER, JAMES | I | CHAIRMAN OF THE BOARD OF DIRECTORS & CHIEF EXECUTIVE OFFICER | D | Control |
| REEDY, CHRISTOPHER, JAMES | I | CHAIRMAN OF THE BOARD OF DIRECTORS & CHIEF EXECUTIVE OFFICER | D | Control |
| REEDY, CHRISTOPHER, JAMES | I | CHAIRMAN OF THE BOARD OF DIRECTORS & CHIEF EXECUTIVE OFFICER | D | Control |
| REEDY, CHRISTOPHER, JAMES | I | CHAIRMAN OF THE BOARD OF DIRECTORS & CHIEF EXECUTIVE OFFICER | D | Control |
| VOGT, DENNIS, HENRY | I | CEO | D | Control |
| VOGT, LINDA, BETH | I | SEC/TREAS | D | |
| BOSONE, FRANK, PATRICK | I | PRESIDENT | C | Control |
| COYAN, RODNEY, GEORGE | I | VICE PRESIDENT | C | Control |
| COYAN, RODNEY, GEORGE | I | VICE PRESIDENT | C | Control |
| COYAN, RODNEY, GEORGE | I | VICE PRESIDENT | C | Control |
| COYAN, RODNEY, GEORGE | I | VICE PRESIDENT | C | Control |
| COYAN, RODNEY, GEORGE | I | VICE PRESIDENT | C | Control |
| COYAN, RODNEY, GEORGE | I | VICE PRESIDENT | C | Control |
| COYAN, RODNEY, GEORGE | I | VICE PRESIDENT | C | Control |
| COYAN, RODNEY, GEORGE | I | VICE PRESIDENT | C | Control |
| COYAN, RODNEY, GEORGE | I | VICE PRESIDENT | C | Control |
| COYAN, RODNEY, GEORGE | I | VICE PRESIDENT | C | Control |
| COYAN, RODNEY, GEORGE | I | VICE PRESIDENT | C | Control |
| FAHEY, BRIAN, CHARLES | I | CHIEF INVESTMENT OFFICER | C | Control |
| FAHEY, BRIAN, CHARLES | I | CHIEF INVESTMENT OFFICER | C | Control |
| FAHEY, BRIAN, CHARLES | I | CHIEF INVESTMENT OFFICER | C | Control |
| FAHEY, BRIAN, CHARLES | I | CHIEF INVESTMENT OFFICER | C | Control |
| FAHEY, BRIAN, CHARLES | I | CHIEF INVESTMENT OFFICER | C | Control |
| FAHEY, BRIAN, CHARLES | I | CHIEF INVESTMENT OFFICER | C | Control |
| FAHEY, BRIAN, CHARLES | I | CHIEF INVESTMENT OFFICER | C | Control |
| FAHEY, BRIAN, CHARLES | I | CHIEF INVESTMENT OFFICER | C | Control |
| FAHEY, BRIAN, CHARLES | I | CHIEF INVESTMENT OFFICER | C | Control |
| FAHEY, BRIAN, CHARLES | I | CHIEF INVESTMENT OFFICER | C | Control |
| FAHEY, BRIAN, CHARLES | I | CHIEF INVESTMENT OFFICER | C | Control |
| VOGT, DENNIS, HENRY | I | PRESIDENT FINANCIAL PLANNING AND PORTFOLIO MANAGEMENT | C | Control |
| VOGT, DENNIS, HENRY | I | PRESIDENT FINANCIAL PLANNING AND PORTFOLIO MANAGEMENT | C | Control |
| VOGT, DENNIS, HENRY | I | PRESIDENT FINANCIAL PLANNING AND PORTFOLIO MANAGEMENT | C | Control |
| VOGT, DENNIS, HENRY | I | PRESIDENT FINANCIAL PLANNING AND PORTFOLIO MANAGEMENT | C | Control |
| VOGT, DENNIS, HENRY | I | PRESIDENT FINANCIAL PLANNING AND PORTFOLIO MANAGEMENT | C | Control |
| BOSONE, FRANK, PATRICK | I | PRESIDENT CLIENT RELATIONS & MARKETING | B | Control |
| BOSONE, FRANK, PATRICK | I | PRESIDENT CLIENT RELATIONS & MARKETING | B | Control |
| BOSONE, FRANK, PATRICK | I | PRESIDENT CLIENT RELATIONS & MARKETING | B | Control |
| BOSONE, FRANK, PATRICK | I | PRESIDENT CLIENT RELATIONS & MARKETING | B | Control |
| BOSONE, FRANK, PATRICK | I | PRESIDENT CLIENT RELATIONS & MARKETING | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BAKER, L., EDWARD | I | BAKER CAPITAL LLC | E | Control |
| BAKER, L., EDWARD | I | BAKER CAPITAL LLC | E | Control |
| BAKER, L., EDWARD | I | BAKER CAPITAL LLC | E | Control |
| FRECHETTE, PETER | I | WAYNE CREEK COMPANIES, LLC | E | Control |
| MESA HOLDINGS, INC. | DE | MESA FINANCIAL ADVISORS, INC. | E | Control |
| MESA HOLDINGS, INC. | DE | MESA FINANCIAL ADVISORS, INC. | E | Control |
| MESA HOLDINGS, INC. | DE | MESA FINANCIAL ADVISORS, INC. | E | |
| MESA HOLDINGS, LLC | DE | MESA FINANCIAL ADVISORS, INC. | E | |
| BAKER CAPITAL LLC | DE | MESA HOLDINGS, INC. | C | |
| BAKER CAPITAL LLC | DE | MESA HOLDINGS, INC. | C | |
| BAKER CAPITAL LLC | DE | MESA HOLDINGS, INC. | C |
Registrations
Federal
IA
Feb 4, 2025 REGISTERED
Notice Filings (9)
AZ CA CO ID LA OR TX VT WA
Address
22500 NE MARKETPLACE DRIVESUITE 203
REDMOND, WA 98053
United States
Phone: 425-883-7990