SANTOMENNO ROCCO ROBERT
CRD #107832 SEC #801-11031 FAIR LAWN, NJ 201-797-8866
SEC Registered
Total AUM
$31M
Discretionary
$31M
Employees
1
Clients
0
Accounts
83
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 30, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SANTOMENNO, ROCCO, R. | I | PROPRIETOR - CHIEF COMPLIANCE OFFICER | E | Control |
| SANTOMENNO, ROCCO, R. | I | PROPRIETOR - CHIEF COMPLIANCE OFFICER | E | Control |
| SANTOMENNO, ROCCO, R. | I | PROPRIETOR - CHIEF COMPLIANCE OFFICER | E | Control |
| SANTOMENNO, ROCCO, R. | I | PROPRIETOR - CHIEF COMPLIANCE OFFICER | E | Control |
| SANTOMENNO, ROCCO, R. | I | PROPRIETOR - CHIEF COMPLIANCE OFFICER | E | Control |
| SANTOMENNO, ROCCO, R. | I | PROPRIETOR - CHIEF COMPLIANCE OFFICER | E | Control |
| SANTOMENNO, ROCCO, R. | I | PROPRIETOR | E | Control |
| SANTOMENNO, ROCCO, R. | I | PROPRIETOR | E | Control |
| SANTOMENNO, ROCCO, R. | I | PROPRIETOR - CHIEF COMPLIANCE OFFICER | E | Control |
| SANTOMENNO, ROCCO, R. | I | PROPRIETOR - CHIEF COMPLIANCE OFFICER | E | Control |
| SANTOMENNO, ROCCO, R. | I | PROPRIETOR - CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Nov 30, 2011 REGISTERED
Notice Filings (4)
FL NJ NY TX
Address
18-00 FAIR LAWN AVENUESUITE 105
FAIR LAWN, NJ 07410
United States
Phone: 201-797-8866