PERSONAL BUSINESS MANAGEMENT GROUP LTD
CRD #107838 SEC #801-16384 STAMFORD, CT 203-357-1046
SEC Registered
Total AUM
$107.9M
Discretionary
$107.9M
Employees
3
Clients
1
Accounts
95
Firm Details
- Organization Type
- Corporation
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 12, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FRIEDMAN, JAMES, ANDREW | I | PRESIDENT | NA | Control |
| FRIEDMAN, CARL | I | CHAIRMAN/CHEIF COMPLIANCE OFFICER | E | Control |
| FRIEDMAN, CARL | I | CHAIRMAN/CHEIF COMPLIANCE OFFICER | E | Control |
| FRIEDMAN, CARL | I | CHAIRMAN | E | Control |
| FRIEDMAN, CARL | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | D | Control |
| FRIEDMAN, CARL | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | D | Control |
| FRIEDMAN, CARL | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | D | Control |
| FRIEDMAN, CARL | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | D | Control |
| FRIEDMAN, CARL | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | D | Control |
| FRIEDMAN, CARL | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | D | Control |
| FRIEDMAN, CARL | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | D | Control |
| FRIEDMAN, CARL | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | D | Control |
| FRIEDMAN, CARL | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | D | Control |
| FRIEDMAN, CARL | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | D | Control |
| FRIEDMAN, CARL | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | D | Control |
| FRIEDMAN, CARL | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | D | Control |
| FRIEDMAN, CARL | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | D | Control |
| FRIEDMAN, CARL | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | D | Control |
| FRIEDMAN, JAMES, ANDREW | I | PRESIDENT | D | Control |
| FRIEDMAN, JAMES, ANDREW | I | PRESIDENT | D | Control |
| FRIEDMAN, JAMES, ANDREW | I | PRESIDENT | D | Control |
| FRIEDMAN, JAMES, ANDREW | I | PRESIDENT | D | Control |
| FRIEDMAN, JAMES, ANDREW | I | PRESIDENT | D | Control |
| FRIEDMAN, JAMES, ANDREW | I | PRESIDENT | D | Control |
| FRIEDMAN, JAMES, ANDREW | I | PRESIDENT | D | Control |
| FRIEDMAN, JAMES, ANDREW | I | PRESIDENT | D | Control |
| FRIEDMAN, JAMES, ANDREW | I | PRESIDENT | D | Control |
| FRIEDMAN, JAMES, ANDREW | I | PRESIDENT | D | Control |
| FRIEDMAN, JAMES, ANDREW | I | PRESIDENT | D | Control |
| FRIEDMAN, JAMES, ANDREW | I | PRESIDENT | D | Control |
| FRIEDMAN, JAMES, ANDREW | I | PRESIDENT | D | Control |
| FRIEDMAN, JAMES, ANDREW | I | PRESIDENT | D | Control |
Registrations
Federal
IA
Mar 12, 2020 REGISTERED
Notice Filings (2)
CT NY
Address
1911 SUMMER STSTAMFORD, CT 06905
United States
Phone: 203-357-1046