HERITAGE CAPITAL MANAGEMENT INC
CRD #107845 SEC #801-17043 BOSTON, MA 617-423-0379
SEC Registered
Total AUM
$186.8M
Discretionary
$185.7M
Employees
10
Clients
25
Accounts
117
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 20, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANTHONY, JEFFREY, EARL | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ANTHONY, JEFFREY, EARL | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BARRETT, JAMES, J. | I | DIRECTOR | NA | Control |
| BARRETT, JAMES, J. | I | DIRECTOR | NA | Control |
| BARRETT, JAMES, J. | I | DIRECTOR | NA | Control |
| BARRETT, JAMES, J. | I | DIRECTOR | NA | Control |
| BARRETT, JAMES, J. | I | DIRECTOR | NA | Control |
| BARRETT, JAMES, J. | I | DIRECTOR | NA | Control |
| BARRETT, JAMES, J. | I | DIRECTOR | NA | Control |
| BARRETT, JAMES, J. | I | DIRECTOR | NA | Control |
| BREED, MARYBETH, REGAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BREED, MARYBETH, REGAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BREED, MARYBETH, REGAN | I | VICE PRESIDENT | NA | Control |
| BREED, MARYBETH, REGAN | I | VICE PRESIDENT | NA | Control |
| BREED, MARYBETH, REGAN | I | VICE PRESIDENT | NA | Control |
| CALCAGNO, MARY-ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CALCAGNO, MARY-ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLOUTIER, RICHARD, KENNETH | I | VICE PRESIDENT | NA | Control |
| CLOUTIER, RICHARD, KENNETH | I | VICE PRESIDENT | NA | Control |
| CLOUTIER, RICHARD, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GLASSMAN, ROBERT, ALAN | I | DIRECTOR | NA | Control |
| GLASSMAN, ROBERT, ALAN | I | DIRECTOR | NA | Control |
| MILLER, JAN | I | DIRECTOR | NA | Control |
| MILLER, JAN | I | DIRECTOR | NA | Control |
| MILLER, JAN | I | DIRECTOR | NA | Control |
| MILLER, JAN | I | DIRECTOR | NA | Control |
| MILLER, JAN | I | DIRECTOR | NA | Control |
| MILLER, JAN | I | DIRECTOR | NA | Control |
| MILLER, JAN | I | DIRECTOR | NA | Control |
| MILLER, JAN | I | DIRECTOR | NA | Control |
| PLUKAS, JOHN, MICHAEL | I | DIRECTOR | NA | Control |
| PLUKAS, JOHN, MICHAEL | I | DIRECTOR | NA | Control |
| PLUKAS, JOHN, MICHAEL | I | DIRECTOR | NA | Control |
| PLUKAS, JOHN, MICHAEL | I | DIRECTOR | NA | Control |
| PLUKAS, JOHN, MICHAEL | I | DIRECTOR | NA | Control |
| ROOKS, GEORGE | I | PRESIDENT | NA | Control |
| ROOKS, GEORGE | I | PRESIDENT | NA | Control |
| ROOKS, GEORGE | I | PRESIDENT | NA | Control |
| ROOKS, GEORGE | I | FOUNDER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ROOKS, GEORGE | I | PRESIDENT | NA | Control |
| ROOKS, GEORGE | I | PRESIDENT | NA | Control |
| ROOKS, GEORGE | I | PRESIDENT | NA | Control |
| SHEA, MARY, KATHERINE | I | ASSISTANT TREASURER AND CLERK | NA | Control |
| SHEA, MARY, KATHERINE | I | ASSISTANT TREASURER AND CLERK | NA | Control |
| WOOLSTON, TIMOTHY, EDWARD | I | VICE PRESIDENT | NA | Control |
| WOOLSTON, TIMOTHY, EDWARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WAINWRIGHT BANK & TRUST COMPANY | DE | PARENT CORPORATION | E | |
| WAINWRIGHT BANK & TRUST COMPANY | DE | PARENT CORPORATION | E | |
| WAINWRIGHT BANK & TRUST COMPANY | DE | PARENT CORPORATION | E | |
| WAINWRIGHT BANK & TRUST COMPANY | DE | PARENT CORPORATION | E | |
| WAINWRIGHT BANK & TRUST COMPANY | DE | PARENT CORPORATION | E | |
| WAINWRIGHT BANK & TRUST COMPANY | DE | PARENT CORPORATION | E | |
| WAINWRIGHT BANK & TRUST COMPANY | DE | PARENT CORPORATION | E | |
| WAINWRIGHT BANK & TRUST COMPANY | DE | PARENT CORPORATION | E |
Registrations
Federal
IA
May 20, 2010 REGISTERED
Notice Filings (4)
CA FL MA NH
Address
WAINWRIGHT BANK BUILDING63 FRANKLIN STREET, 5TH FLOOR
BOSTON, MA 2110
United States
Phone: 617-423-0379