THE ROOSEVELT INVESTMENT GROUP, LLC
Legal name: ROOSEVELT INVESTMENTS
CRD #107853 SEC #801-38824 NEW YORK, NY 646-452-6700
SEC Registered
Total AUM
$2.7B
Discretionary
$2.5B
Employees
18
Clients
0
Accounts
1,125
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jun 2024 | $2.7B | $2.5B | $199.3M | 18 | 323 |
| Apr 2024 | $2.7B | $2.5B | $199.3M | 18 | 323 |
| Mar 2024 | $2.7B | $2.5B | $199.3M | 18 | 323 |
| Apr 2023 | $3B | $2.8B | $180.6M | 29 | 200 |
| Mar 2023 | $3.4B | $3.2B | $201.1M | 33 | 205 |
| Nov 2022 | $3.4B | $3.2B | $201.1M | 33 | 205 |
| Mar 2022 | $3.4B | $3.2B | $201.1M | 33 | 205 |
| Dec 2021 | $2.9B | $2.8B | $165.1M | 34 | 138 |
| Nov 2021 | $2.9B | $2.8B | $165.1M | 34 | 138 |
| Jul 2021 | $2.9B | $2.8B | $165.1M | 34 | 138 |
| Apr 2021 | $2.9B | $2.8B | $165.1M | 34 | 138 |
| Apr 2021 | $2.9B | $2.8B | $165.1M | 34 | 138 |
| Apr 2021 | $2.9B | $2.8B | $165.1M | 34 | 138 |
| Mar 2021 | $2.9B | $2.8B | $165.1M | 34 | 138 |
| Jan 2021 | $2.7B | $2.5B | $158.4M | 33 | 229 |
| Dec 2020 | $2.7B | $2.5B | $158.4M | 33 | 229 |
| Jul 2020 | $2.7B | $2.5B | $158.4M | 33 | 229 |
| Jun 2020 | $2.7B | $2.5B | $158.4M | 33 | 229 |
| Mar 2020 | $2.7B | $2.5B | $158.4M | 33 | 229 |
| Mar 2019 | $2.1B | $2B | $129.8M | 36 | 0 |
| Oct 2018 | $2.4B | $2.3B | $153.4M | 33 | 0 |
| Mar 2018 | $2.4B | $2.3B | $153.4M | 33 | 0 |
| Jun 2017 | $2B | $1.9B | $121.2M | 40 | 3,200 |
| Mar 2017 | $2B | $1.9B | $121.2M | 40 | 3,200 |
| Jan 2017 | $2.4B | $2.1B | $221.7M | 45 | 3,200 |
| Oct 2016 | $2.4B | $2.1B | $221.7M | 45 | 3,200 |
| Mar 2016 | $2.4B | $2.1B | $221.7M | 45 | 3,200 |
| Oct 2015 | $2.5B | $2.3B | $188.4M | 45 | 3,200 |
| May 2015 | $2.5B | $2.3B | $188.4M | 45 | 3,200 |
| Mar 2015 | $2.5B | $2.3B | $188.4M | 45 | 3,200 |
| Aug 2014 | $2.8B | $2.7B | $127.6M | 47 | 4,908 |
| Mar 2014 | $2.8B | $2.7B | $127.6M | 47 | 4,908 |
| Mar 2013 | $2.6B | $2.5B | $95.2M | 50 | 9,200 |
| Jun 2012 | $3B | $2.9B | $98.6M | 51 | 9,200 |
| May 2012 | $3B | $2.9B | $98.6M | 51 | 9,200 |
| Apr 2012 | $3B | $2.9B | $98.6M | 51 | 9,200 |
| Feb 2012 | $3B | $2.9B | $98.6M | 51 | 9,200 |
| Mar 2011 | $3.7B | $3.6B | $81.1M | 51 | -- |
| Mar 2010 | $3.7B | $3.6B | $87.9M | -- | -- |
| Apr 2009 | $3.1B | $3.1B | $7M | -- | -- |
| Mar 2009 | $3.1B | $3.1B | $0 | -- | -- |
| Mar 2009 | $3.1B | $3.1B | $0 | -- | -- |
| Feb 2007 | $1.1B | $1.1B | $0 | -- | -- |
| Mar 2006 | $766M | $766M | $0 | -- | -- |
| Jan 2005 | $548.8M | $548.8M | $0 | -- | -- |
| Jul 2004 | $548.8M | $548.8M | $0 | -- | -- |
| Apr 2004 | $548.8M | $548.8M | $0 | -- | -- |
| Oct 2003 | $428.8M | $428.8M | $0 | -- | -- |
| Mar 2002 | $327M | $327M | $0 | -- | -- |
DateJun 2024
Total AUM$2.7B
Discretionary$2.5B
Non-Disc.$199.3M
Employees18
Clients323
DateApr 2024
Total AUM$2.7B
Discretionary$2.5B
Non-Disc.$199.3M
Employees18
Clients323
DateMar 2024
Total AUM$2.7B
Discretionary$2.5B
Non-Disc.$199.3M
Employees18
Clients323
DateApr 2023
Total AUM$3B
Discretionary$2.8B
Non-Disc.$180.6M
Employees29
Clients200
DateMar 2023
Total AUM$3.4B
Discretionary$3.2B
Non-Disc.$201.1M
Employees33
Clients205
DateNov 2022
Total AUM$3.4B
Discretionary$3.2B
Non-Disc.$201.1M
Employees33
Clients205
DateMar 2022
Total AUM$3.4B
Discretionary$3.2B
Non-Disc.$201.1M
Employees33
Clients205
DateDec 2021
Total AUM$2.9B
Discretionary$2.8B
Non-Disc.$165.1M
Employees34
Clients138
DateNov 2021
Total AUM$2.9B
Discretionary$2.8B
Non-Disc.$165.1M
Employees34
Clients138
DateJul 2021
Total AUM$2.9B
Discretionary$2.8B
Non-Disc.$165.1M
Employees34
Clients138
DateApr 2021
Total AUM$2.9B
Discretionary$2.8B
Non-Disc.$165.1M
Employees34
Clients138
DateApr 2021
Total AUM$2.9B
Discretionary$2.8B
Non-Disc.$165.1M
Employees34
Clients138
DateApr 2021
Total AUM$2.9B
Discretionary$2.8B
Non-Disc.$165.1M
Employees34
Clients138
DateMar 2021
Total AUM$2.9B
Discretionary$2.8B
Non-Disc.$165.1M
Employees34
Clients138
DateJan 2021
Total AUM$2.7B
Discretionary$2.5B
Non-Disc.$158.4M
Employees33
Clients229
DateDec 2020
Total AUM$2.7B
Discretionary$2.5B
Non-Disc.$158.4M
Employees33
Clients229
DateJul 2020
Total AUM$2.7B
Discretionary$2.5B
Non-Disc.$158.4M
Employees33
Clients229
DateJun 2020
Total AUM$2.7B
Discretionary$2.5B
Non-Disc.$158.4M
Employees33
Clients229
DateMar 2020
Total AUM$2.7B
Discretionary$2.5B
Non-Disc.$158.4M
Employees33
Clients229
DateMar 2019
Total AUM$2.1B
Discretionary$2B
Non-Disc.$129.8M
Employees36
Clients0
DateOct 2018
Total AUM$2.4B
Discretionary$2.3B
Non-Disc.$153.4M
Employees33
Clients0
DateMar 2018
Total AUM$2.4B
Discretionary$2.3B
Non-Disc.$153.4M
Employees33
Clients0
DateJun 2017
Total AUM$2B
Discretionary$1.9B
Non-Disc.$121.2M
Employees40
Clients3,200
DateMar 2017
Total AUM$2B
Discretionary$1.9B
Non-Disc.$121.2M
Employees40
Clients3,200
DateJan 2017
Total AUM$2.4B
Discretionary$2.1B
Non-Disc.$221.7M
Employees45
Clients3,200
DateOct 2016
Total AUM$2.4B
Discretionary$2.1B
Non-Disc.$221.7M
Employees45
Clients3,200
DateMar 2016
Total AUM$2.4B
Discretionary$2.1B
Non-Disc.$221.7M
Employees45
Clients3,200
DateOct 2015
Total AUM$2.5B
Discretionary$2.3B
Non-Disc.$188.4M
Employees45
Clients3,200
DateMay 2015
Total AUM$2.5B
Discretionary$2.3B
Non-Disc.$188.4M
Employees45
Clients3,200
DateMar 2015
Total AUM$2.5B
Discretionary$2.3B
Non-Disc.$188.4M
Employees45
Clients3,200
DateAug 2014
Total AUM$2.8B
Discretionary$2.7B
Non-Disc.$127.6M
Employees47
Clients4,908
DateMar 2014
Total AUM$2.8B
Discretionary$2.7B
Non-Disc.$127.6M
Employees47
Clients4,908
DateMar 2013
Total AUM$2.6B
Discretionary$2.5B
Non-Disc.$95.2M
Employees50
Clients9,200
DateJun 2012
Total AUM$3B
Discretionary$2.9B
Non-Disc.$98.6M
Employees51
Clients9,200
DateMay 2012
Total AUM$3B
Discretionary$2.9B
Non-Disc.$98.6M
Employees51
Clients9,200
DateApr 2012
Total AUM$3B
Discretionary$2.9B
Non-Disc.$98.6M
Employees51
Clients9,200
DateFeb 2012
Total AUM$3B
Discretionary$2.9B
Non-Disc.$98.6M
Employees51
Clients9,200
DateMar 2011
Total AUM$3.7B
Discretionary$3.6B
Non-Disc.$81.1M
Employees51
Clients--
DateMar 2010
Total AUM$3.7B
Discretionary$3.6B
Non-Disc.$87.9M
Employees--
Clients--
DateApr 2009
Total AUM$3.1B
Discretionary$3.1B
Non-Disc.$7M
Employees--
Clients--
DateMar 2009
Total AUM$3.1B
Discretionary$3.1B
Non-Disc.$0
Employees--
Clients--
DateMar 2009
Total AUM$3.1B
Discretionary$3.1B
Non-Disc.$0
Employees--
Clients--
DateFeb 2007
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees--
Clients--
DateMar 2006
Total AUM$766M
Discretionary$766M
Non-Disc.$0
Employees--
Clients--
DateJan 2005
Total AUM$548.8M
Discretionary$548.8M
Non-Disc.$0
Employees--
Clients--
DateJul 2004
Total AUM$548.8M
Discretionary$548.8M
Non-Disc.$0
Employees--
Clients--
DateApr 2004
Total AUM$548.8M
Discretionary$548.8M
Non-Disc.$0
Employees--
Clients--
DateOct 2003
Total AUM$428.8M
Discretionary$428.8M
Non-Disc.$0
Employees--
Clients--
DateMar 2002
Total AUM$327M
Discretionary$327M
Non-Disc.$0
Employees--
Clients--