CASTLE FINANCIAL & RETIREMENT PLANNING ASSOCIATES INC
CRD #107865 SEC #801-79218 FAIR HAVEN, NJ 732-888-4994
SEC Registered
Total AUM
$105.2M
Discretionary
$105M
Employees
6
Clients
101
Accounts
373
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Oct 2025 | $105.2M | $105M | $178K | 6 | 3 |
| Oct 2025 | $105.2M | $105M | $178K | 6 | 3 |
| Oct 2025 | $105.2M | $105M | $178K | 6 | 3 |
| Sep 2025 | $105.2M | $105M | $178K | 6 | 3 |
| Sep 2025 | $105.2M | $105M | $178K | 6 | 3 |
| Apr 2025 | $105.2M | $105M | $178K | 6 | 0 |
| Mar 2025 | $105.2M | $105M | $178K | 6 | 0 |
| Mar 2024 | $96.6M | $96.6M | $0 | 5 | 0 |
| Nov 2023 | $97M | $88M | $9M | 5 | 0 |
| Oct 2023 | $97M | $88M | $9M | 5 | 0 |
| Feb 2023 | $97M | $88M | $9M | 5 | 0 |
| Feb 2023 | $97M | $88M | $9M | 5 | 0 |
| Mar 2022 | $108.7M | $108.7M | $0 | 5 | 1 |
| Mar 2022 | $108.7M | $108.7M | $0 | 5 | 1 |
| Jul 2021 | $90.2M | $90.2M | $0 | 6 | 0 |
| Jul 2021 | $90.2M | $90.2M | $0 | 6 | 0 |
| Mar 2021 | $90.2M | $90.2M | $0 | 6 | 0 |
| Mar 2021 | $90.2M | $90.2M | $0 | 6 | 0 |
| Jun 2020 | $79.8M | $79.8M | $0 | 6 | 0 |
| Mar 2020 | $79.8M | $79.8M | $0 | 6 | 0 |
| Mar 2019 | $70.7M | $70.7M | $0 | 5 | 0 |
| Mar 2018 | $79.6M | $79.6M | $0 | 6 | 0 |
| Sep 2017 | $70.6M | $70.6M | $0 | 6 | 200 |
| Mar 2017 | $70.6M | $70.6M | $0 | 6 | 200 |
| Dec 2016 | $66.8M | $66.2M | $584K | 6 | 200 |
| May 2016 | $66.8M | $66.2M | $584K | 6 | 200 |
| Apr 2016 | $66.8M | $66.2M | $584K | 6 | 200 |
| Feb 2016 | $66.2M | $66.2M | $0 | 6 | 200 |
| Jan 2016 | $77.4M | $77.4M | $0 | 6 | 200 |
| Sep 2015 | $77.4M | $77.4M | $0 | 6 | 200 |
| May 2015 | $77.4M | $77.4M | $0 | 6 | 200 |
| Apr 2015 | $77.4M | $77.4M | $0 | 6 | 200 |
| Mar 2015 | $77.4M | $77.4M | $0 | 6 | 200 |
| Mar 2015 | $77.4M | $77.4M | $0 | 6 | 200 |
| Feb 2015 | $77.4M | $77.4M | $0 | 6 | 200 |
| Jul 2014 | $82M | $82M | $0 | 8 | 200 |
| Jun 2014 | $82M | $82M | $0 | 8 | 200 |
| Feb 2014 | $82M | $82M | $0 | 8 | 200 |
| Apr 2012 | $77.5M | $77.5M | $0 | 1 | 200 |
| Jan 2012 | $77.5M | $77.5M | $0 | 1 | 200 |
| Aug 2011 | $75.2M | $75.2M | $0 | 5 | -- |
| Aug 2011 | $75.2M | $75.2M | $0 | 5 | -- |
| Jul 2011 | $75.2M | $75.2M | $0 | 5 | -- |
| Jul 2011 | $75.2M | $75.2M | $0 | 5 | -- |
| Feb 2011 | $75.2M | $75.2M | $0 | 5 | -- |
| Mar 2010 | $74.8M | $74.8M | $0 | 5 | -- |
| Feb 2009 | $70.3M | $70.3M | $0 | 5 | -- |
| Mar 2007 | $78.7M | $77.3M | $1.4M | 5 | -- |
| Mar 2007 | $69.4M | $64.9M | $4.5M | 5 | -- |
| Mar 2006 | $69.4M | $63.6M | $5.8M | 5 | -- |
| Dec 2004 | $47.2M | $45.8M | $1.4M | 5 | -- |
| Apr 2002 | $33.9M | $33.9M | $0 | 5 | -- |
DateOct 2025
Total AUM$105.2M
Discretionary$105M
Non-Disc.$178K
Employees6
Clients3
DateOct 2025
Total AUM$105.2M
Discretionary$105M
Non-Disc.$178K
Employees6
Clients3
DateOct 2025
Total AUM$105.2M
Discretionary$105M
Non-Disc.$178K
Employees6
Clients3
DateSep 2025
Total AUM$105.2M
Discretionary$105M
Non-Disc.$178K
Employees6
Clients3
DateSep 2025
Total AUM$105.2M
Discretionary$105M
Non-Disc.$178K
Employees6
Clients3
DateApr 2025
Total AUM$105.2M
Discretionary$105M
Non-Disc.$178K
Employees6
Clients0
DateMar 2025
Total AUM$105.2M
Discretionary$105M
Non-Disc.$178K
Employees6
Clients0
DateMar 2024
Total AUM$96.6M
Discretionary$96.6M
Non-Disc.$0
Employees5
Clients0
DateNov 2023
Total AUM$97M
Discretionary$88M
Non-Disc.$9M
Employees5
Clients0
DateOct 2023
Total AUM$97M
Discretionary$88M
Non-Disc.$9M
Employees5
Clients0
DateFeb 2023
Total AUM$97M
Discretionary$88M
Non-Disc.$9M
Employees5
Clients0
DateFeb 2023
Total AUM$97M
Discretionary$88M
Non-Disc.$9M
Employees5
Clients0
DateMar 2022
Total AUM$108.7M
Discretionary$108.7M
Non-Disc.$0
Employees5
Clients1
DateMar 2022
Total AUM$108.7M
Discretionary$108.7M
Non-Disc.$0
Employees5
Clients1
DateJul 2021
Total AUM$90.2M
Discretionary$90.2M
Non-Disc.$0
Employees6
Clients0
DateJul 2021
Total AUM$90.2M
Discretionary$90.2M
Non-Disc.$0
Employees6
Clients0
DateMar 2021
Total AUM$90.2M
Discretionary$90.2M
Non-Disc.$0
Employees6
Clients0
DateMar 2021
Total AUM$90.2M
Discretionary$90.2M
Non-Disc.$0
Employees6
Clients0
DateJun 2020
Total AUM$79.8M
Discretionary$79.8M
Non-Disc.$0
Employees6
Clients0
DateMar 2020
Total AUM$79.8M
Discretionary$79.8M
Non-Disc.$0
Employees6
Clients0
DateMar 2019
Total AUM$70.7M
Discretionary$70.7M
Non-Disc.$0
Employees5
Clients0
DateMar 2018
Total AUM$79.6M
Discretionary$79.6M
Non-Disc.$0
Employees6
Clients0
DateSep 2017
Total AUM$70.6M
Discretionary$70.6M
Non-Disc.$0
Employees6
Clients200
DateMar 2017
Total AUM$70.6M
Discretionary$70.6M
Non-Disc.$0
Employees6
Clients200
DateDec 2016
Total AUM$66.8M
Discretionary$66.2M
Non-Disc.$584K
Employees6
Clients200
DateMay 2016
Total AUM$66.8M
Discretionary$66.2M
Non-Disc.$584K
Employees6
Clients200
DateApr 2016
Total AUM$66.8M
Discretionary$66.2M
Non-Disc.$584K
Employees6
Clients200
DateFeb 2016
Total AUM$66.2M
Discretionary$66.2M
Non-Disc.$0
Employees6
Clients200
DateJan 2016
Total AUM$77.4M
Discretionary$77.4M
Non-Disc.$0
Employees6
Clients200
DateSep 2015
Total AUM$77.4M
Discretionary$77.4M
Non-Disc.$0
Employees6
Clients200
DateMay 2015
Total AUM$77.4M
Discretionary$77.4M
Non-Disc.$0
Employees6
Clients200
DateApr 2015
Total AUM$77.4M
Discretionary$77.4M
Non-Disc.$0
Employees6
Clients200
DateMar 2015
Total AUM$77.4M
Discretionary$77.4M
Non-Disc.$0
Employees6
Clients200
DateMar 2015
Total AUM$77.4M
Discretionary$77.4M
Non-Disc.$0
Employees6
Clients200
DateFeb 2015
Total AUM$77.4M
Discretionary$77.4M
Non-Disc.$0
Employees6
Clients200
DateJul 2014
Total AUM$82M
Discretionary$82M
Non-Disc.$0
Employees8
Clients200
DateJun 2014
Total AUM$82M
Discretionary$82M
Non-Disc.$0
Employees8
Clients200
DateFeb 2014
Total AUM$82M
Discretionary$82M
Non-Disc.$0
Employees8
Clients200
DateApr 2012
Total AUM$77.5M
Discretionary$77.5M
Non-Disc.$0
Employees1
Clients200
DateJan 2012
Total AUM$77.5M
Discretionary$77.5M
Non-Disc.$0
Employees1
Clients200
DateAug 2011
Total AUM$75.2M
Discretionary$75.2M
Non-Disc.$0
Employees5
Clients--
DateAug 2011
Total AUM$75.2M
Discretionary$75.2M
Non-Disc.$0
Employees5
Clients--
DateJul 2011
Total AUM$75.2M
Discretionary$75.2M
Non-Disc.$0
Employees5
Clients--
DateJul 2011
Total AUM$75.2M
Discretionary$75.2M
Non-Disc.$0
Employees5
Clients--
DateFeb 2011
Total AUM$75.2M
Discretionary$75.2M
Non-Disc.$0
Employees5
Clients--
DateMar 2010
Total AUM$74.8M
Discretionary$74.8M
Non-Disc.$0
Employees5
Clients--
DateFeb 2009
Total AUM$70.3M
Discretionary$70.3M
Non-Disc.$0
Employees5
Clients--
DateMar 2007
Total AUM$78.7M
Discretionary$77.3M
Non-Disc.$1.4M
Employees5
Clients--
DateMar 2007
Total AUM$69.4M
Discretionary$64.9M
Non-Disc.$4.5M
Employees5
Clients--
DateMar 2006
Total AUM$69.4M
Discretionary$63.6M
Non-Disc.$5.8M
Employees5
Clients--
DateDec 2004
Total AUM$47.2M
Discretionary$45.8M
Non-Disc.$1.4M
Employees5
Clients--
DateApr 2002
Total AUM$33.9M
Discretionary$33.9M
Non-Disc.$0
Employees5
Clients--