ALETHEIA RESEARCH AND MANAGEMENT INC
CRD #107877 SEC #801-55761 SANTA MONICA, CA 310-899-0800
SEC Registered Private Funds Disclosures
Total AUM
$163.3M
Discretionary
$131M
Employees
10
Clients
--
Accounts
124
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jan 2013 | $163.3M | $131M | $32.3M | 10 | 100 |
| Dec 2012 | $2.6B | $1.9B | $640M | 18 | 1,000 |
| Nov 2012 | $2.6B | $1.9B | $640M | 18 | 1,000 |
| Sep 2012 | $2.6B | $1.9B | $640M | 11 | 1,000 |
| Sep 2012 | $4.2B | $3.6B | $683.2M | 11 | 1,000 |
| Mar 2012 | $4.2B | $3.6B | $683.2M | 11 | 1,000 |
| May 2011 | $7.2B | $6.3B | $933.3M | -- | -- |
| May 2011 | $7.2B | $6.3B | $933.3M | -- | -- |
| May 2011 | $7.2B | $6.3B | $933.3M | -- | -- |
| May 2011 | $7.2B | $6.3B | $933.3M | -- | -- |
| May 2011 | $7.2B | $6.3B | $933.3M | -- | -- |
| May 2011 | $7.2B | $6.3B | $933.3M | -- | -- |
| Apr 2011 | $7.2B | $6.3B | $933.3M | -- | -- |
| Apr 2011 | $7.2B | $6.3B | $928M | -- | -- |
| Sep 2010 | $6.8B | $6.8B | $0 | -- | -- |
| Jul 2010 | $6.8B | $6.8B | $0 | -- | -- |
| Jul 2010 | $6.8B | $6.8B | $0 | -- | -- |
| Mar 2010 | $6.8B | $6.8B | $0 | -- | -- |
| Mar 2008 | $9.5B | $9.5B | $0 | -- | -- |
| Feb 2007 | $3.5B | $3.5B | $0 | -- | -- |
| Jan 2007 | $1.5B | $1.5B | $0 | -- | -- |
| Jan 2006 | $650M | $650M | $0 | -- | -- |
| Nov 2005 | $350M | $350M | $0 | 10 | -- |
| Jun 2005 | $350M | $350M | $0 | 10 | -- |
| Mar 2004 | $120M | $120M | $0 | 10 | -- |
| Mar 2002 | $1B | $1B | $0 | 10 | -- |
DateJan 2013
Total AUM$163.3M
Discretionary$131M
Non-Disc.$32.3M
Employees10
Clients100
DateDec 2012
Total AUM$2.6B
Discretionary$1.9B
Non-Disc.$640M
Employees18
Clients1,000
DateNov 2012
Total AUM$2.6B
Discretionary$1.9B
Non-Disc.$640M
Employees18
Clients1,000
DateSep 2012
Total AUM$2.6B
Discretionary$1.9B
Non-Disc.$640M
Employees11
Clients1,000
DateSep 2012
Total AUM$4.2B
Discretionary$3.6B
Non-Disc.$683.2M
Employees11
Clients1,000
DateMar 2012
Total AUM$4.2B
Discretionary$3.6B
Non-Disc.$683.2M
Employees11
Clients1,000
DateMay 2011
Total AUM$7.2B
Discretionary$6.3B
Non-Disc.$933.3M
Employees--
Clients--
DateMay 2011
Total AUM$7.2B
Discretionary$6.3B
Non-Disc.$933.3M
Employees--
Clients--
DateMay 2011
Total AUM$7.2B
Discretionary$6.3B
Non-Disc.$933.3M
Employees--
Clients--
DateMay 2011
Total AUM$7.2B
Discretionary$6.3B
Non-Disc.$933.3M
Employees--
Clients--
DateMay 2011
Total AUM$7.2B
Discretionary$6.3B
Non-Disc.$933.3M
Employees--
Clients--
DateMay 2011
Total AUM$7.2B
Discretionary$6.3B
Non-Disc.$933.3M
Employees--
Clients--
DateApr 2011
Total AUM$7.2B
Discretionary$6.3B
Non-Disc.$933.3M
Employees--
Clients--
DateApr 2011
Total AUM$7.2B
Discretionary$6.3B
Non-Disc.$928M
Employees--
Clients--
DateSep 2010
Total AUM$6.8B
Discretionary$6.8B
Non-Disc.$0
Employees--
Clients--
DateJul 2010
Total AUM$6.8B
Discretionary$6.8B
Non-Disc.$0
Employees--
Clients--
DateJul 2010
Total AUM$6.8B
Discretionary$6.8B
Non-Disc.$0
Employees--
Clients--
DateMar 2010
Total AUM$6.8B
Discretionary$6.8B
Non-Disc.$0
Employees--
Clients--
DateMar 2008
Total AUM$9.5B
Discretionary$9.5B
Non-Disc.$0
Employees--
Clients--
DateFeb 2007
Total AUM$3.5B
Discretionary$3.5B
Non-Disc.$0
Employees--
Clients--
DateJan 2007
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees--
Clients--
DateJan 2006
Total AUM$650M
Discretionary$650M
Non-Disc.$0
Employees--
Clients--
DateNov 2005
Total AUM$350M
Discretionary$350M
Non-Disc.$0
Employees10
Clients--
DateJun 2005
Total AUM$350M
Discretionary$350M
Non-Disc.$0
Employees10
Clients--
DateMar 2004
Total AUM$120M
Discretionary$120M
Non-Disc.$0
Employees10
Clients--
DateMar 2002
Total AUM$1B
Discretionary$1B
Non-Disc.$0
Employees10
Clients--