RIA Intelligence

WARD & ASSOCIATES

CRD #107878 SEC #801-55927 SAN DIEGO, CA 858-759-5330
SEC Registered
Total AUM
$191.3M
Discretionary
$175.8M
Employees
2
Clients
10
Accounts
55

Firm Details

Organization Type
Partnership
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
WARD, WILLIAM, THOMPSONIGENERAL PARTNERNA
WARD, WILLIAM, THOMPSONIGENERAL PARTNERNA
WARD, JR., WILLIAM, THOMPSONIGENERAL PARTNERD Control
WARD, JR., WILLIAM, THOMPSONIGENERAL PARTNERD Control
WARD, JR., WILLIAM, THOMPSONIGENERAL PARTNERD Control
WARD, JR., WILLIAM, THOMPSONIGENERAL PARTNERD Control
WARD, JR., WILLIAM, THOMPSONIGENERAL PARTNERD Control
WARD, JR., WILLIAM, THOMPSONIGENERAL PARTNERD Control
WARD, JR., WILLIAM, THOMPSONIGENERAL PARTNERD Control
WARD, JR., WILLIAM, THOMPSONIGENERAL PARTNERD Control
WARD, JR., WILLIAM, THOMPSONIGENERAL PARTNERD Control
WARD, JR., WILLIAM, THOMPSONIGENERAL PARTNERD Control
WARD, KEVIN, ANDREWIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERD Control
WARD, KEVIN, ANDREWIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERD Control
WARD, KEVIN, ANDREWIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERD Control
WARD, KEVIN, ANDREWIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERD Control
WARD, KEVIN, ANDREWIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERD Control
WARD, KEVIN, ANDREWIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERD Control
WARD, KEVIN, ANDREWIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERD Control
WARD, KEVIN, ANDREWIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERD Control
WARD, KEVIN, ANDREWIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERD Control
WARD, KEVIN, ANDREWIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERD Control
WARD, JR., WILLIAM, THOMPSONIGENERAL PARTNERC Control
WARD, JR., WILLIAM, THOMPSONIGENERAL PARTNERC Control
WARD, JR., WILLIAM, THOMPSONIGENERAL PARTNERC Control
WARD, JR., WILLIAM, THOMPSONIGENERAL PARTNERC Control
WARD, JR., WILLIAM, THOMPSONIGENERAL PARTNERC Control
WARD, JR., WILLIAM, THOMPSONIGENERAL PARTNERC Control
WARD, JR., WILLIAM, THOMPSONIGENERAL PARTNERC Control
WARD, JR., WILLIAM, THOMPSONIGENERAL PARTNERC Control
WARD, JR., WILLIAM, THOMPSONIGENERAL PARTNERC Control
WARD, JR., WILLIAM, THOMPSONIGENERAL PARTNERC Control
WARD, JR., WILLIAM, THOMPSONIGENERAL PARTNERC Control
WARD, JR., WILLIAM, THOMPSONIGENERAL PARTNERC Control
WARD, JR., WILLIAM, THOMPSONIGENERAL PARTNERC Control
WARD, JR., WILLIAM, THOMPSONIGENERAL PARTNERC Control
WARD, JR., WILLIAM, THOMPSONIGENERAL PARTNERC Control
WARD, KEVIN, ANDREWIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERC Control
WARD, KEVIN, ANDREWIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERC Control
WARD, KEVIN, ANDREWIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERC Control
WARD, KEVIN, ANDREWIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERC Control
WARD, KEVIN, ANDREWIGENERAL PARTNERC Control
WARD, KEVIN, ANDREWIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERC Control
WARD, KEVIN, ANDREWIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERC Control
WARD, KEVIN, ANDREWIGENERAL PARTNERC Control
WARD, KEVIN, ANDREWIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERC Control
WARD, KEVIN, ANDREWIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERC Control
WARD, KEVIN, ANDREWIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERC Control
WARD, KEVIN, ANDREWIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERC Control
WARD, KEVIN, ANDREWIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERC Control
WARD, KEVIN, ANDREWIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERC Control
WARD, KEVIN, ANDREWIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERC Control
WARD, KEVIN, ANDREWIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERC Control
WARD, KEVIN, ANDREWIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERC Control
WARD, WILLIAM, TIGENERAL PARTNERC Control
WARD, WILLIAM, TIGENERAL PARTNERC Control
WARD, WILLIAM, THOMPSONIGENERAL PARTNERC Control
WARD, WILLIAM, THOMPSONIGENERAL PARTNERC Control

Registrations

Federal

IA
Mar 31, 2025 REGISTERED

Notice Filings (2)

CA NY

Address

3525 DEL MAR HEIGHTS ROAD
# 333
SAN DIEGO, CA 92130
United States
Phone: 858-759-5330