ASCENT/MEREDITH PORTFOLIO MANAGEMENT INC
CRD #107883 SEC #801-56963 NEW YORK, NY 212-969-9292
SEC Registered
Total AUM
$956.8M
Discretionary
$940.3M
Employees
--
Clients
--
Accounts
264
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAMICO, JOHN, FRANCIS | I | TREASURER | NA | |
| GROSSHART, ROBERT, LAWRENCE | I | CHIEF OPERATING OFFICER | NA | Control |
| GROTH, KARL | I | DIRECTOR | NA | |
| HUMPHRIES, SAMUEL, BRASWELL | I | DIRECTOR | NA | |
| ASCENT/MEREDITH ASSET MANAGEMENT INCORPORATED | DE | OWNER | E | Control |
| FARLEY, PEGGY, ANN | I | PRESIDENT, CEO, CIO, DIRECTOR,CHIEF COMPLIANCE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FARLEY, PEGGY, ANN | I | ASCENT/MEREDITH ASSET MANAGEMENT INC. | E | Control |
| JAHARIS, MICHAEL | I | ASCENT/MEREDITH ASSET MANAGEMENT INC. | C |
Registrations
Federal
IA
Mar 29, 2004 REGISTERED
Notice Filings (10)
CA CT FL MA MI NC NJ NY PA TX
Address
712 FIFTH AVENUENEW YORK, NY 10019
USA
Phone: 212-969-9292