RIA Intelligence

GENESIS ASSET MANAGEMENT LLC

CRD #107895 SEC #801-36956 SAN FRANCISCO, CA 415-486-6727
SEC Registered
Total AUM
$11.2M
Discretionary
$11.2M
Employees
5
Clients
--
Accounts
4

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 20, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
GENCAP, INC.DEMANAGING MEMBERNA Control
GENCAP, INC.DEGENERAL PARTNERNA Control
GENCAP, INC.DEMANAGING MEMBERNA Control
GENCAP, INC.DEMANAGING MEMBERNA Control
GENCAP, INC.DEGENERAL PARTNERNA Control
GENCAP, INC.DEGENERAL PARTNERNA Control
KIAIE, KATHLYNE, KNOBLOCHICHIEF COMPLIANCE OFFICERNA
SENECA, GAIL, PATRICEICHIEF EXECUTIVE OFFICERNA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
SENECA, GAIL, PATRICEIGENCAP, INC.E Control
SENECA, GAIL, PATRICEIGENCAP, INC.E Control
SENECA, GAIL, PATRICEIGENCAP, INC.E Control
SENECA, GAIL, PATRICEIGENCAP, INC.E Control
SENECA, GAIL, PATRICEIGENCAP, INC.E Control
SENECA, GAIL, PATRICEIGENCAP, INC.E Control

Registrations

Federal

IA
Sep 20, 2005 REGISTERED

Notice Filings (3)

CA FL IL

Address

909 MONTGOMERY STREET
FIFTH FLOOR
SAN FRANCISCO, CA 94133
USA
Phone: 415-486-6727