MONTGOMERY ASSET MANAGEMENT LLC
CRD #107963 SEC #801-54803 SAN FRANCISCO, CA 415-248-6000
SEC Registered
Total AUM
$7.5B
Discretionary
$6.5B
Employees
51
Clients
--
Accounts
286
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DOYLE, R, STEPHEN | I | CHAIRMAN EMERITUS | NA | Control |
| DOYLE, R, STEPHEN | I | CHAIRMAN EMERITUS | NA | Control |
| DOYLE, R, STEPHEN | I | CHAIRMAN EMERITUS | NA | Control |
| GEIST, MARK, B | I | VICE CHAIRMAN EMERITUS | NA | Control |
| GEIST, MARK, B | I | VICE CHAIRMAN EMERITUS | NA | Control |
| GEIST, MARK, B | I | VICE CHAIRMAN EMERITUS | NA | Control |
| HOCKMANN, DR. HEINZ, JOSEF | I | DIRECTOR | NA | Control |
| HOCKMANN, DR. HEINZ, JOSEF | I | DIRECTOR | NA | Control |
| KLEFFEL, ANDREAS, GEORG MAX | I | DIRECTOR | NA | Control |
| KLEFFEL, ANDREAS, GEORG MAX | I | DIRECTOR | NA | Control |
| KLESCEWSKI, JAMES, EDWARD | I | VICE PRESIDENT & CFO | NA | Control |
| KLESCEWSKI, JAMES, EDWARD | I | VICE PRESIDENT & CFO | NA | Control |
| KLESCEWSKI, JAMES, EDWARD | I | VICE PRESIDENT & CFO | NA | Control |
| OGLANIAN, ANN, ELIZABETH | I | VICE PRESIDENT & SECRETARY | NA | Control |
| OGLANIAN, ANN, ELIZABETH | I | VICE PRESIDENT & SECRETARY | NA | Control |
| PATIG, KLAUS, MANFRED | I | DIRECTOR | NA | Control |
| PETERS, LUDGER | I | MANAGING DIRECTOR | NA | Control |
| SANTOS, WILSON | I | CHIEF MARKETING OFFICER | NA | Control |
| SCHMIDT, DANA, ELIZABETH | I | VICE PRESIDENT & ASSISTANT SECRETARY | NA | Control |
| SCHMIDT, DANA, ELIZABETH | I | VICE PRESIDENT & ASSISTANT SECRETARY | NA | Control |
| SCHMIDT, DANA, ELIZABETH | I | VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER & CHIEF ADMIN. OFFICER | NA | Control |
| SCHMITZ, DR. FREIDRICH | I | DIRECTOR | NA | Control |
| SCHMITZ, DR. FREIDRICH | I | DIRECTOR | NA | Control |
| SCHMITZ, DR. FREIDRICH | I | DIRECTOR | NA | Control |
| STEVENS, WILLIAM, CLARK | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| STEVENS, WILLIAM, CLARK | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| STEVENS, WILLIAM, CLARK | I | PRESIDENT, DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| TUCK, FRANKLIN, SCOTT | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| TUCK, FRANKLIN, SCOTT | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| TUCK, FRANKLIN, SCOTT | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| COMMERZBANK AG | FE | MEMBER | E | Control |
| COMMERZBANK AG | FE | MEMBER | E | Control |
| COMMERZBANK AG | FE | MEMBER | E | Control |
Registrations
Federal
IA
Mar 28, 2002 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
101 CALIFORNIA ST35TH FLOOR
SAN FRANCISCO, CA 94111-5801
USA
Phone: 415-248-6000