RIA Intelligence

YOUNG SVANOES & ASSOCIATES LLC

Legal name: YOUNG, SVANOES AND ASSOCIATES

CRD #107968 SEC #801-56670 WEST DES MOINES, IA 515-244-5141
SEC Registered
Total AUM
$64.4M
Discretionary
$0
Employees
5
Clients
51
Accounts
195

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 9, 2006
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
SVANOE, BARBARA, JUNEICHIEF COMPLIANCE OFFICERD Control
SVANOE, BARBARA, JUNEIOPERATING MANAGERD Control
SVANOE, BARBARA, JUNEICHIEF COMPLIANCE OFFICERD Control
SVANOE, BARBARA, JUNEICHIEF COMPLIANCE OFFICERD Control
SVANOE, BARBARA, JUNEICHIEF COMPLIANCE OFFICERD Control
SVANOE, BARBARA, JUNEIOPERATING MANAGERD Control
SVANOE, BARBARA, JUNEIOPERATING MANAGERD Control
SVANOE, PHILIP, HAROLDIOPERATING MANAGERD Control
SVANOE, PHILIP, HAROLDIOPERATING MANAGERD Control
SVANOE, PHILIP, HAROLDIOPERATING MANAGERD Control
SVANOE, PHILIP, HAROLDIOPERATING MANAGERD Control
SVANOE, PHILIP, HAROLDIOPERATING MANAGERD Control
SVANOE, PHILIP, HAROLDIOPERATING MANAGERD Control
SVANOE, PHILIP, HAROLDIOPERATING MANAGERD Control

Registrations

Federal

IA
Jan 9, 2006 REGISTERED

Notice Filings (1)

IA

Address

4090 WESTOWN PARKWAY
SUITE B2
WEST DES MOINES, IA 50266
USA
Phone: 515-244-5141