RIA Intelligence

STEPP & ROTHWELL INC

CRD #107999 SEC #801-55489 OVERLAND PARK, KS 913-345-4800
SEC Registered
Total AUM
$963.7M
Discretionary
$873.7M
Employees
25
Clients
251
Accounts
2,276

Firm Details

Organization Type
Corporation
State of Formation
Kansas
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 30, 2025
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALNA
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALNA
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALNA
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALNA
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALNA
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALNA
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALNA
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALNA
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALNA
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALNA
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALNA
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALNA
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALNA
OTTO, DOLORES, ROSEIPRESIDENTNA Control
OTTO, DOLORES, ROSEIPRESIDENTNA Control
OTTO, DOLORES, ROSEIPRESIDENTNA Control
OTTO, DOLORES, ROSEIPRESIDENTNA Control
OTTO, DOLORES, ROSEIPRESIDENTNA Control
OTTO, DOLORES, ROSEIPRESIDENTNA Control
OTTO, DOLORES, ROSEIPRESIDENTNA Control
OTTO, DOLORES, ROSEIPRESIDENTNA Control
OTTO, DOLORES, ROSEIPRESIDENTNA Control
OTTO, DOLORES, ROSEIPRESIDENTNA Control
OTTO, DOLORES, ROSEIPRESIDENTNA Control
ROTHWELL, HOWARD, RICHARDICHIEF COMPLIANCE OFFICER/DIRECTORNA Control
ROTHWELL, HOWARD, RICHARDICHIEF COMPLIANCE OFFICER/DIRECTORNA Control
ROTHWELL, HOWARD, RICHARDICHIEF COMPLIANCE OFFICER/DIRECTORNA Control
ROTHWELL, HOWARD, RICHARDICHIEF COMPLIANCE OFFICER/DIRECTORNA Control
ROTHWELL, HOWARD, RICHARDICHIEF COMPLIANCE OFFICER/DIRECTORNA Control
ROTHWELL, HOWARD, RICHARDICHIEF COMPLIANCE OFFICER/DIRECTORNA Control
ROTHWELL, HOWARD, RICHARDICHIEF COMPLIANCE OFFICER/DIRECTORNA Control
ROTHWELL, HOWARD, RICHARDICHIEF COMPLIANCE OFFICER/DIRECTORNA Control
ROTHWELL, HOWARD, RICHARDICHIEF COMPLIANCE OFFICER/DIRECTORNA Control
ROTHWELL, HOWARD, RICHARDICHIEF COMPLIANCE OFFICER/DIRECTORNA Control
ROTHWELL, HOWARD, RICHARDICHIEF COMPLIANCE OFFICER/DIRECTORNA Control
ROTHWELL, HOWARD, RICHARDICHIEF COMPLIANCE OFFICER/DIRECTORNA Control
STEPP, KATHLEEN, ANNIPRESIDENTNA Control
STEPP, KATHLEEN, ANNIPRESIDENTNA Control
STEPP, KATHLEEN, ANNICHIEF FINANCIAL OFFICER/DIRECTORNA Control
STEPP, KATHLEEN, ANNICHIEF FINANCIAL OFFICER/DIRECTORNA Control
STEPP, KATHLEEN, ANNICHIEF FINANCIAL OFFICER/DIRECTORNA Control
STEPP, KATHLEEN, ANNICHIEF FINANCIAL OFFICER/DIRECTORNA Control
STEPP, KATHLEEN, ANNICHIEF FINANCIAL OFFICER/DIRECTORNA Control
STEPP, KATHLEEN, ANNICHIEF FINANCIAL OFFICER/DIRECTORNA Control
STEPP, KATHLEEN, ANNICHIEF FINANCIAL OFFICER/DIRECTORNA Control
STEPP, KATHLEEN, ANNICHIEF FINANCIAL OFFICER/DIRECTORNA Control
STEPP, KATHLEEN, ANNICHIEF FINANCIAL OFFICER/DIRECTORNA Control
STEPP, KATHLEEN, ANNICHIEF FINANCIAL OFFICER/DIRECTORNA Control
STEPP, KATHLEEN, ANNICHIEF FINANCIAL OFFICER/DIRECTORNA Control
STEPP, KATHLEEN, ANNICHIEF FINANCIAL OFFICER/DIRECTORNA Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERE Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CCOE Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERE Control
STEPP, KATHLEEN, ANNIVICE-PRESIDENTE Control
EATON, KENNETH, JOSEPHIPRESIDENT/DIRECTORD Control
EATON, KENNETH, JOSEPHIPRESIDENT/DIRECTORD Control
EATON, KENNETH, JOSEPHIPRESIDENT/DIRECTORD Control
EATON, KENNETH, JOSEPHIPRESIDENT/DIRECTORD Control
EATON, KENNETH, JOSEPHIPRESIDENT/DIRECTORD Control
EATON, KENNETH, JOSEPHIPRESIDENT/DIRECTORD Control
EATON, KENNETH, JOSEPHIPRESIDENT/DIRECTORD Control
EATON, KENNETH, JOSEPHIPRESIDENT/DIRECTORD Control
EATON, KENNETH, JOSEPHIPRESIDENT/DIRECTORD Control
EATON, KENNETH, JOSEPHIPRESIDENT/DIRECTORD Control
EATON, KENNETH, JOSEPHIPRESIDENT/DIRECTORD Control
EATON, KENNETH, JOSEPHIPRESIDENT/DIRECTORD Control
GUERICH, AMY, MARIEISECRETARY/TREASURER/DIRECTORD Control
GUERICH, AMY, MARIEISECRETARY/TREASURER/DIRECTORD Control
GUERICH, AMY, MARIEISECRETARY/TREASURER/DIRECTORD Control
GUERICH, AMY, MARIEISECRETARY/TREASURER/DIRECTORD Control
GUERICH, AMY, MARIEISECRETARY/TREASURER/DIRECTORD Control
GUERICH, AMY, MARIEISECRETARY/TREASURER/DIRECTORD Control
GUERICH, AMY, MARIEISECRETARY/TREASURER/DIRECTORD Control
GUERICH, AMY, MARIEISECRETARY/TREASURER/DIRECTORD Control
GUERICH, AMY, MARIEISECRETARY/TREASURER/DIRECTORD Control
GUERICH, AMY, MARIEISECRETARY/TREASURER/DIRECTORD Control
GUERICH, AMY, MARIEISECRETARY/TREASURER/DIRECTORD Control
GUERICH, AMY, MARIEISECRETARY/TREASURER/DIRECTORD Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERD Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERD Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURERD Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURERD Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERD Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERD Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERD Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERD Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERD Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERD Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERD Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERD Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERD Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERD Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERD Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERD Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERD Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERD Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERD Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERD Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERD Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERD Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERD Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERD Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERD Control
STEPP, KATHLEENIPRESIDENTD Control
STEPP, KATHLEEN, ANNIVICE-PRESIDENTD Control
STEPP, KATHLEEN, ANNIVICE-PRESIDENTD Control
STEPP, KATHLEEN, ANNIPRESIDENTD Control
STEPP, KATHLEEN, ANNIVICE-PRESIDENTD Control
STEPP, KATHLEEN, ANNIVICE-PRESIDENTD Control
STEPP, KATHLEEN, ANNIVICE-PRESIDENTD Control
STEPP, KATHLEEN, ANNIVICE-PRESIDENTD Control
STEPP, KATHLEEN, ANNIVICE-PRESIDENTD Control
STEPP, KATHLEEN, ANNIVICE-PRESIDENTD Control
STEPP, KATHLEEN, ANNIVICE-PRESIDENTD Control
STEPP, KATHLEEN, ANNIVICE-PRESIDENTD Control
STEPP, KATHLEEN, ANNIVICE-PRESIDENTD Control
STEPP, KATHLEEN, ANNIVICE-PRESIDENTD Control
STEPP, KATHLEEN, ANNIVICE-PRESIDENTD Control
STEPP, KATHLEEN, ANNIVICE-PRESIDENTD Control
STEPP, KATHLEEN, ANNIVICE-PRESIDENTD Control
STEPP, KATHLEEN, ANNIVICE-PRESIDENTD Control
STEPP, KATHLEEN, ANNIVICE-PRESIDENTD Control
STEPP, KATHLEEN, ANNIVICE-PRESIDENTD Control
STEPP, KATHLEEN, ANNIVICE-PRESIDENTD Control
STEPP, KATHLEEN, ANNIVICE-PRESIDENTD Control
STEPP, KATHLEEN, ANNIVICE-PRESIDENTD Control
STEPP, KATHLEEN, ANNIVICE-PRESIDENTD Control
STEPP, KATHLEEN, ANNIVICE-PRESIDENTD Control
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALC Control
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALC Control
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALC Control
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALC Control
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALC Control
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALC Control
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALC Control
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALC Control
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALC Control
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALC Control
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALC Control
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALC Control
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALC Control
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALC Control
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALC Control
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALC Control
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALC Control
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALC Control
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALC Control
EATON, KENNETH, JOSEPHIMANAGING PRINCIPALC Control
GUERICH, AMY, MARIEICLIENT EXPERIENCE MANAGERC Control
GUERICH, AMY, MARIEICLIENT EXPERIENCE MANAGERC Control
GUERICH, AMY, MARIEICLIENT EXPERIENCE MANAGERC Control
GUERICH, AMY, MARIEICLIENT EXPERIENCE MANAGERC Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERC Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERC Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERC Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERC Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERC Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERC Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERC Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERC Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERC Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERC Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERC Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERC Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERC Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERC Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERC Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERC Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERC Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERC Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERC Control
ROTHWELL, HOWARD, RICHARDISECRETARY/TREASURER/CHIEF COMPLIANCE OFFICERC Control
STEPP, KATHLEEN, ANNIPRESIDENTC Control
STEPP, KATHLEEN, ANNIPRESIDENTC Control
STEPP, KATHLEEN, ANNIPRESIDENTC Control
STEPP, KATHLEEN, ANNIPRESIDENTC Control
STEPP, KATHLEEN, ANNIPRESIDENTC Control
STEPP, KATHLEEN, ANNIPRESIDENTC Control
STEPP, KATHLEEN, ANNIPRESIDENTC Control
STEPP, KATHLEEN, ANNIPRESIDENTC Control
STEPP, KATHLEEN, ANNIPRESIDENTC Control
STEPP, KATHLEEN, ANNIPRESIDENTC Control
STEPP, KATHLEEN, ANNIPRESIDENTC Control
STEPP, KATHLEEN, ANNIPRESIDENTC Control
STEPP, KATHLEEN, ANNIPRESIDENTC Control
STEPP, KATHLEEN, ANNIPRESIDENTC Control
STEPP, KATHLEEN, ANNIPRESIDENTC Control
STEPP, KATHLEEN, ANNIPRESIDENTC Control
STEPP, KATHLEEN, ANNIPRESIDENTC Control
STEPP, KATHLEEN, ANNIPRESIDENTC Control
STEPP, KATHLEEN, ANNIPRESIDENTC Control
STEPP, KATHLEEN, ANNIPRESIDENTC Control
GUERICH, AMY, MARIEICLIENT EXPERIENCE MANAGERB
GUERICH, AMY, MARIEICLIENT EXPERIENCE MANAGERB
GUERICH, AMY, MARIEICLIENT EXPERIENCE MANAGERB
GUERICH, AMY, MARIEICLIENT EXPERIENCE MANAGERB
GUERICH, AMY, MARIEICLIENT EXPERIENCE MANAGERB
GUERICH, AMY, MARIEICLIENT EXPERIENCE MANAGERB
GUERICH, AMY, MARIEICLIENT EXPERIENCE MANAGERB
GUERICH, AMY, MARIEICLIENT EXPERIENCE MANAGERB
GUERICH, AMY, MARIEICLIENT EXPERIENCE MANAGERB
GUERICH, AMY, MARIEICLIENT EXPERIENCE MANAGERB
GUERICH, AMY, MARIEICLIENT EXPERIENCE MANAGERB
GUERICH, AMY, MARIEICLIENT EXPERIENCE MANAGERB
GUERICH, AMY, MARIEICLIENT EXPERIENCE MANAGERB
GUERICH, AMY, MARIEICLIENT EXPERIENCE MANAGERB
GUERICH, AMY, MARIEICLIENT EXPERIENCE MANAGERB
GUERICH, AMY, MARIEICLIENT EXPERIENCE MANAGERB
GRANTHAM, LARISSA, KRISTINEIPRINCIPAL ADVISORA
GRANTHAM, LARISSA, KRISTINEIPRINCIPAL ADVISORA
GRANTHAM, LARISSA, KRISTINEIPRINCIPAL ADVISORA
GRANTHAM, LARISSA, KRISTINEIPRINCIPAL ADVISORA
GRANTHAM, LARISSA, KRISTINEIPRINCIPAL ADVISORA
GRANTHAM, LARISSA, KRISTINEIPRINCIPAL ADVISORA
GRANTHAM, LARISSA, KRISTINEIPRINCIPAL ADVISORA
GRANTHAM, LARISSA, KRISTINEIPRINCIPAL ADVISORA
GRANTHAM, LARISSA, KRISTINEIPRINCIPAL ADVISORA

Registrations

Federal

IA
Sep 30, 2025 REGISTERED

Notice Filings (17)

AZ CA CO FL IL KS MO NC NE NH NJ NY PA TX UT VA WA

Address

7300 COLLEGE BOULEVARD
SUITE 100
OVERLAND PARK, KS 66210
United States
Phone: 913-345-4800