OAKBROOK INVESTMENTS LLC
Legal name: OAKBROOK INVESTMENTS
CRD #108003 SEC #801-55334 LISLE, IL 630-271-0100
SEC Registered
Total AUM
$519.7M
Discretionary
$519.7M
Employees
12
Clients
0
Accounts
23
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 8, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FISHER, SHIRLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| FISHER, SHIRLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| FISHER, SHIRLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| FISHER, SHIRLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| FISHER, SHIRLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| FISHER, SHIRLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| FISHER, SHIRLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| FISHER, SHIRLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| FISHER, SHIRLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| FISHER, SHIRLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| FISHER, SHIRLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| FISHER, SHIRLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WRIGHT, NEIL, RICHARD | I | CHIEF INVESTMENT OFFICER-FUNDAMENTAL PRODUCTS | NA | Control |
| AMSOUTH BANCORPORATION | DE | MEMBER | D | Control |
| AMSOUTH BANCORPORATION | DE | MEMBER | D | Control |
| AMSOUTH BANCORPORATION | DE | MEMBER | D | Control |
| SAMPSON, JANNA, LEE | I | CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | D | Control |
| SAMPSON, JANNA, LEE | I | CHIEF COMPLIANCE OFFICER & CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | D | Control |
| SAMPSON, JANNA, LEE | I | CHIEF COMPLIANCE OFFICER & CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | D | Control |
| SAMPSON, JANNA, LEE | I | CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | D | Control |
| SAMPSON, JANNA, LEE | I | CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | D | Control |
| SAMPSON, JANNA, LEE | I | CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | D | Control |
| SAMPSON, JANNA, LEE | I | CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | D | Control |
| SAMPSON, JANNA, LEE | I | CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | D | Control |
| SAMPSON, JANNA, LEE | I | CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | D | Control |
| SAMPSON, JANNA, LEE | I | CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | D | Control |
| SAMPSON, JANNA, LEE | I | CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | D | Control |
| SAMPSON, JANNA, LEE | I | CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | D | Control |
| SAMPSON, JANNA, LEE | I | CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | D | Control |
| SAMPSON, JANNA, LEE | I | CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | D | Control |
| SAMPSON, JANNA, LEE | I | CHIEF COMPLIANCE OFFICER/CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | D | Control |
| AMSOUTH BANCORPORATION | DE | MEMBER | C | Control |
| AMSOUTH BANCORPORATION | DE | MEMBER | C | Control |
| JANKOVSKIS, PETER, MIKEL | I | CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | C | Control |
| JANKOVSKIS, PETER, MIKEL | I | CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | C | Control |
| JANKOVSKIS, PETER, MIKEL | I | CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | C | Control |
| JANKOVSKIS, PETER, MIKEL | I | CHIEF INVESTMENT OFFICER-QUANTITATIVE PRODUCTS/MEMBER | C | Control |
| JANKOVSKIS, PETER, MIKEL | I | CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | C | Control |
| JANKOVSKIS, PETER, MIKEL | I | CO-CHIEF INVESTMENT OFFICER/MEMBER | C | Control |
| JANKOVSKIS, PETER, MIKEL | I | CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | C | Control |
| JANKOVSKIS, PETER, MIKEL | I | CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | C | Control |
| JANKOVSKIS, PETER, MIKEL | I | CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | C | Control |
| JANKOVSKIS, PETER, MIKEL | I | CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | C | Control |
| JANKOVSKIS, PETER, MIKEL | I | CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | C | Control |
| JANKOVSKIS, PETER, MIKEL | I | CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | C | Control |
| JANKOVSKIS, PETER, MIKEL | I | CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | C | Control |
| JANKOVSKIS, PETER, MIKEL | I | CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | C | Control |
| JANKOVSKIS, PETER, MIKEL | I | CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | C | Control |
| JANKOVSKIS, PETER, MIKEL | I | CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | C | Control |
| JANKOVSKIS, PETER, MIKEL | I | CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER | C | Control |
| REGIONS BANK | DE | MEMBER | C | Control |
| REGIONS BANK | DE | MEMBER | C | Control |
| REGIONS BANK | DE | MEMBER | C | Control |
| REGIONS FINANCIAL CORPORATION | DE | MEMBER | C | Control |
| SAMPSON, JANNA, LEE | I | CHIEF COMPLIANCE OFFICER & DIRECTOR OF PORTFOLIO MANAGEMENT/MEMBER | C | Control |
| SAMPSON, JANNA, LEE | I | CHIEF COMPLIANCE OFFICER & CO-CHIEF INVESTMENT OFFICER/MEMBER | C | Control |
| WRIGHT, NEIL, RICHARD | I | PRESIDENT & CHIEF INVESTMENT OFFICER/MEMBER | C | Control |
| WRIGHT, NEIL, RICHARD | I | CHIEF INVESTMENT OFFICER/MEMBER | C | Control |
| WRIGHT, NEIL, RICHARD | I | PRESIDENT & CHIEF INVESTMENT OFFICER/MEMBER | C | Control |
| WRIGHT, NEIL, RICHARD | I | PRESIDENT & CHIEF INVESTMENT OFFICER | C | Control |
| WRIGHT, NEIL, RICHARD | I | PRESIDENT & CHIEF INVESTMENT OFFICER/MEMBER | C | Control |
| WRIGHT, NEIL, RICHARD | I | PRESIDENT & CHIEF INVESTMENT OFFICER | C | Control |
| WRIGHT, NEIL, RICHARD | I | PRESIDENT & CHIEF INVESTMENT OFFICER | C | Control |
| CHERUKURI, SESHAGIRIRAO | I | HEAD TRADER/PORTFOLIO MANAGER/MEMBER | B | |
| CHERUKURI, SESHAGIRIRAO | I | HEAD TRADER/PORTFOLIO MANAGER/MEMBER | B | |
| CHERUKURI, SESHAGIRIRAO | I | HEAD TRADER/PORTFOLIO MANAGER/MEMBER | B | |
| CHERUKURI, SESHAGIRIRAO | I | HEAD TRADER/PORTFOLIO MANAGER/MEMBER | B | |
| CHERUKURI, SESHAGIRIRAO | I | HEAD TRADER/PORTFOLIO MANAGER/MEMBER | B | |
| CHERUKURI, SESHAGIRIRAO | I | HEAD TRADER/PORTFOLIO MANAGER/MEMBER | B | |
| CHERUKURI, SESHAGIRIRAO | I | HEAD TRADER/PORTFOLIO MANAGER/MEMBER | B | |
| CHERUKURI, SESHAGIRIRAO | I | HEAD TRADER/PORTFOLIO MANAGER/MEMBER | B | |
| CHERUKURI, SESHAGIRIRAO | I | HEAD TRADER/PORTFOLIO MANAGER/MEMBER | B | |
| CHERUKURI, SESHAGIRIRAO | I | HEAD TRADER/PORTFOLIO MANAGER/MEMBER | B | |
| CHERUKURI, SESHAGIRIRAO | I | HEAD TRADER/PORTFOLIO MANAGER/MEMBER | B | |
| CHERUKURI, SESHAGIRIRAO | I | HEAD TRADER/PORTFOLIO MANAGER/MEMBER | B | |
| CHERUKURI, SESHAGIRIRAO | I | HEAD TRADER/PORTFOLIO MANAGER/MEMBER | B | |
| CHERUKURI, SESHAGIRIRAO | I | HEAD TRADER/PORTFOLIO MANAGER/MEMBER | B | |
| CHERUKURI, SESHAGIRIRAO | I | HEAD TRADER/PORTFOLIO MANAGER/MEMBER | B | |
| JANKOVSKIS, PETER, MIKEL | I | DIRECTOR OF RESEARCH AND PRODUCT DEVELOPMENT/MEMBER | B | Control |
| JANKOVSKIS, PETER, MIKEL | I | DIRECTOR OF RESEARCH AND PRODUCT DEVELOPMENT/MEMBER | B | Control |
| JANKOVSKIS, PETER, MIKEL | I | DIRECTOR OF RESEARCH AND PRODUCT DEVELOPMENT/MEMBER | B | Control |
| JANKOVSKIS, PETER, MIKEL | I | DIRECTOR OF RESEARCH AND PRODUCT DEVELOPMENT | B | Control |
| JANKOVSKIS, PETER, MIKEL | I | DIRECTOR OF RESEARCH AND PRODUCT DEVELOPMENT/MEMBER | B | Control |
| JANKOVSKIS, PETER, MIKEL | I | DIRECTOR OF RESEARCH AND PRODUCT DEVELOPMENT | B | Control |
| JANKOVSKIS, PETER, MIKEL | I | DIRECTOR OF RESEARCH AND PRODUCT DEVELOPMENT | B | Control |
| SAMPSON, JANNA, LEE | I | CHIEF COMPLIANCE OFFICER & DIRECTOR OF PORTFOLIO MANAGEMENT/MEMBER | B | Control |
| SAMPSON, JANNA, LEE | I | CHIEF COMPLIANCE OFFICER & DIRECTOR OF PORTFOLIO MANAGEMENT/MEMBER | B | Control |
| SAMPSON, JANNA, LEE | I | CHIEF COMPLIANCE OFFICER & DIRECTOR OF PORTFOLIO MANAGEMENT/MEMBER | B | Control |
| SAMPSON, JANNA, LEE | I | DIRECTOR OF PORTFOLIO MANAGEMENT AND ADMINISTRATION | B | Control |
| SAMPSON, JANNA, LEE | I | CHIEF COMPLIANCE OFFICER & DIRECTOR OF PORTFOLIO MANAGEMENT/MEMBER | B | Control |
| SAMPSON, JANNA, LEE | I | DIRECTOR OF PORTFOLIO MANAGEMENT AND ADMINSITRATION | B | Control |
| SAMPSON, JANNA, LEE | I | DIRECTOR OF PORTFOLIO MANAGEMENT AND ADMINSITRATION | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| REGIONS FINANCIAL CORPORATION | DE | OAKBROOK INVESTMENTS, LLC | C | Control |
| REGIONS FINANCIAL CORPORATION | DE | OAKBROOK INVESTMENTS, LLC | C | Control |
| REGIONS FINANCIAL CORPORATION | DE | OAKBROOK INVESTMENTS, LLC | C | Control |
Registrations
Federal
IA
Apr 8, 2020 REGISTERED
Notice Filings (2)
IL MA
Address
2300 CABOT DRIVESUITE 300
LISLE, IL 60532-4616
United States
Phone: 630-271-0100