EMPIRE INVESTMENT ADVISORS INC
Legal name: EMPIRE INVESTMENT ADVISORS. INC
CRD #108006 SEC #801-57005 LONGWOOD, FL 407-774-1300
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
25
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 29, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MOYER, TIMOTHY, GLENN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOYER, TIMOTHY, GLENN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOYER, TIMOTHY, GLENN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOYER, TIMOTHY, GLENN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PROCTOR, DARRYL, LOUIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RYAN, MAUREEN, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RYAN, MAUREEN, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SZCZECINSKI, BRADFORD, DALE | I | DIRECTOR OF ADVISORY SVCS | NA | |
| SZCZECINSKI, BRADFORD, DALE | I | DIRECTOR OF ADVISORY SVCS | NA | |
| WILSON, JOHN, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILSON, JOHN, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EMPIRE FINANCIAL HOLDING COMPANY ("EFHC") | DE | HOLDING COMPANY | E | |
| EMPIRE FINANCIAL HOLDING COMPANY ("EFHC") | DE | HOLDING COMPANY | E | |
| EMPIRE FINANCIAL HOLDING COMPANY ("EFHC") | DE | HOLDING COMPANY | E | Control |
| EMPIRE FINANCIAL HOLDING COMPANY ("EFHC") | DE | HOLDING COMPANY | E | |
| EMPIRE FINANCIAL HOLDING COMPANY ("EFHC") | DE | HOLDING COMPANY | E | Control |
| JESUP AND LAMONT INC | DE | HOLDING COMPANY | E | |
| JESUP AND LAMONT INC | DE | HOLDING COMPANY | E | |
| JESUP AND LAMONT INC | DE | HOLDING COMPANY | E | |
| JESUP AND LAMONT INC | DE | HOLDING COMPANY | E | |
| JESUP AND LAMONT INC | DE | HOLDING COMPANY | E | |
| JESUP AND LAMONT INC | DE | HOLDING COMPANY | E | |
| REES, RODGER, EVANS | I | VICE PRESIDENT | A | Control |
| WOJNOWSKI, DONALD, ANTHONY | I | PRESIDENT | A | Control |
| WOJNOWSKI, DONALD, ANTHONY | I | PRESIDENT | A | Control |
| WOJNOWSKI, DONALD, ANTHONY | I | PRESIDENT | A | Control |
| WOJNOWSKI, DONALD, ANTHONY | I | PRESIDENT | A | Control |
| WOJNOWSKI, DONALD, ANTHONY | I | PRESIDENT | A | Control |
| WOJNOWSKI, DONALD, ANTHONY | I | PRESIDENT | A | Control |
| WOJNOWSKI, DONALD, ANTHONY | I | PRESIDENT | A | Control |
| WOJNOWSKI, DONALD, ANTHONY | I | PRESIDENT | A | Control |
| WOJNOWSKI, DONALD, ANTHONY | I | PRESIDENT | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HOROWITZ, STEVEN, AARON | I | EFH PARTNERS, LLC | F | Control |
| HOROWITZ, STEVEN, AARON | I | EFH PARTNERS, LLC | F | Control |
| HOROWITZ, STEVEN, AARON | I | EFH PARTNERS, LLC | F | Control |
| KLING, ARNOLD, PAUL | I | EFH ASSOCIATES, LLC | F | Control |
| KLING, ARNOLD, PAUL | I | EFH ASSOCIATES, LLC | F | Control |
| KLING, ARNOLD, PAUL | I | EFH ASSOCIATES, LLC | F | Control |
| RABINOVICI, STEVEN, MICHAEL | I | EFH PARTNERS, LLC | F | Control |
| RABINOVICI, STEVEN, MICHAEL | I | EFH PARTNERS, LLC | F | Control |
| RABINOVICI, STEVEN, MICHAEL | I | EFH PARTNERS, LLC | F | Control |
| BROWN, PAUL, HAROLD | I | OIC NOMINEES, LTD | E | Control |
| BROWN, PAUL, HAROLD | I | OIC NOMINEES, LTD | E | Control |
| BROWN, PAUL, HAROLD | I | OIC NOMINEES, LTD | E | Control |
| EFH ASSOCIATES, LLC | DE | EFH PARTNERS, LLC | D | Control |
| EFH ASSOCIATES, LLC | DE | EFH PARTNERS, LLC | D | Control |
| EFH ASSOCIATES, LLC | DE | EFH PARTNERS, LLC | D | Control |
| EFH PARTNERS, LLC | DE | EMPIRE FINANCIAL HOLDING COMPANY | D | Control |
| EFH PARTNERS, LLC | DE | EMPIRE FINANCIAL HOLDING COMPANY | D | Control |
| EFH PARTNERS, LLC | DE | EMPIRE FINANCIAL HOLDING COMPANY | D | Control |
| GAGNE, KEVIN, MICHAEL | I | EMPIRE FINANCIAL HOLDING COMPANY ("EFHC") | D | Control |
| GAGNE, KEVIN, MICHAEL | I | EMPIRE FINANCIAL HOLDING COMPANY ("EFHC") | D | Control |
| GOBLE, RICHARD, LAWRENCE | I | EMPIRE FINANCIAL HOLDING COMPANY ("EFHC") | D | Control |
| BRUGES REALTY CORPORATION CHARITABLE REMAINDER TRUST U/A/D 5/2001 LYNN DIAMOND TRUSTEE | DE | EFH ASSOCIATES, LLC | C | Control |
| BRUGES REALTY CORPORATION CHARITABLE REMAINDER TRUST U/A/D 5/2001 LYNN DIAMOND TRUSTEE | DE | EFH ASSOCIATES, LLC | C | Control |
| BRUGES REALTY CORPORATION CHARITABLE REMAINDER TRUST U/A/D 5/2001 LYNN DIAMOND TRUSTEE | DE | EFH ASSOCIATES, LLC | C | Control |
| GAGNE, KEVIN, MICHAEL | I | EMPIRE FINANCIAL HOLDING COMPANY ("EFHC") | C | Control |
| GAGNE, KEVIN, MICHAEL | I | EMPIRE FINANCIAL HOLDING COMPANY ("EFHC") | C | Control |
| GAGNE, KEVIN, MICHAEL | I | EMPIRE FINANCIAL HOLDING COMPANY ("EFHC") | C | Control |
| HOROWITZ, STEVEN, AARON | I | EFH ASSOCIATES, LLC | C | Control |
| HOROWITZ, STEVEN, AARON | I | EFH ASSOCIATES, LLC | C | Control |
| HOROWITZ, STEVEN, AARON | I | EFH ASSOCIATES, LLC | C | Control |
| JESUP AND LAMONT INC | DE | JESUP AND LAMONT INC | C | Control |
| JESUP AND LAMONT INC | DE | JESUP AND LAMONT INC | C | Control |
| JESUP AND LAMONT INC | DE | JESUP AND LAMONT INC | C | Control |
| JESUP AND LAMONT INC | DE | JESUP AND LAMONT INC | C | Control |
| JESUP AND LAMONT INC | DE | JESUP AND LAMONT INC | C | Control |
| JESUP AND LAMONT INC | DE | JESUP AND LAMONT INC | C | Control |
| OIC NOMINESS, LTD | FE | EFH PARTNERS, LLC | C | Control |
| OIC NOMINESS, LTD | FE | EFH PARTNERS, LLC | C | Control |
| OIC NOMINESS, LTD | FE | EFH PARTNERS, LLC | C | Control |
Registrations
Federal
IA
Sep 29, 2005 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
2170 WEST STATE ROAD 434SUITE 100
LONGWOOD, FL 32779
USA
Phone: 407-774-1300