RA BENCH INC.
Legal name: RA BENCH, INC
CRD #108011 SEC #801-57078 SEATTLE, WA 206-682-7803
SEC Registered Broker-Dealer
Total AUM
$154.6M
Discretionary
$0
Employees
--
Clients
25
Accounts
236
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARBER, PETER, EARL | I | ASSISTANT SECRETARY | NA | Control |
| BARBER, PETER, EARL | I | ASSISTANT SECRETARY | NA | Control |
| BENCH, RODNEY, ALLEN | I | PRESIDENT & DIRECTOR | NA | Control |
| BENCH, RODNEY, ALLEN | I | PRESIDENT & DIRECTOR | NA | Control |
| BENCH, RODNEY, ALLEN | I | PRESIDENT & DIRECTOR | NA | Control |
| BENCH, RODNEY, ALLEN | I | PRESIDENT & DIRECTOR | NA | Control |
| BENCH, RODNEY, ALLEN | I | PRESIDENT & DIRECTOR | NA | Control |
| CARLISLE, WILLIAM, TODD | I | VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| CARLISLE, WILLIAM, TODD | I | VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| COLLIER, JOHN, FORREST | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| COLLIER, JOHN, FORREST | I | VICE PRESIDENT & DIRECTOR | NA | Control |
| DUKE, KEITH, D | I | VICE PRESIDENT, TREASURER & DIRECTOR | NA | Control |
| DUKE, KEITH, D | I | VICE PRESIDENT, TREASURER & DIRECTOR | NA | Control |
| EGAN, RICHARD | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| EGAN, RICHARD | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| EGAN, RICHARD | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| EGAN, RICHARD | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| EGAN, RICHARD | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, DARYL, KIM | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| MILLER, DARYL, KIM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILLER, DARYL, KIM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHIRLEY, JAMES, ROBERT | I | ASSISTANT TREASURER | NA | Control |
| SHIRLEY, JAMES, ROBERT | I | ASSISTANT TREASURER | NA | Control |
| BENCH, RODNEY, ALLEN | I | OWNER, PRESIDENT & DIRECTOR | E | Control |
| BENCH, RODNEY, ALLEN | I | OWNER, PRESIDENT & DIRECTOR | E | Control |
| BENCH, RODNEY, ALLEN | I | OWNER, PRESIDENT & DIRECTOR | E | Control |
| BENCH, RODNEY, ALLEN | I | OWNER, PRESIDENT & DIRECTOR | E | Control |
| BENCH, RODNEY, ALLEN | I | OWNER, PRESIDENT & DIRECTOR | E | Control |
| BENCH, RODNEY, ALLEN | I | OWNER, PRESIDENT & DIRECTOR | E | Control |
| HIGHLAND CAPITAL HOLDING CORPORATION | DE | PARENT CORPORATION | E | Control |
| HIGHLAND CAPITAL HOLDING CORPORATION | DE | PARENT CORPORATION | E | Control |
Registrations
Federal
IA
Mar 28, 2007 REGISTERED
Notice Filings (3)
CA CO WA
Address
1301 5TH AVESUITE 3525
SEATTLE, WA 98101
USA
Phone: 206-682-7803