THE PROVIDENCE GROUP INVESTMENT ADVISORY COMPANY, INC.
CRD #108019 SEC #801-55974 PROVIDENCE, RI 401-331-6250
SEC Registered
Total AUM
$665.5M
Discretionary
$665.5M
Employees
10
Clients
--
Accounts
666
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DIPIETRO, BRUCE, ALAN | I | SENIOR VICE PRESIDENT | NA | |
| DIPIETRO, BRUCE, ALAN | I | SENIOR VICE PRESIDENT | NA | |
| FIELD, H, JAMES | I | CHAIRMAN | D | Control |
| FIELD, H, JAMES | I | CHAIRMAN | D | Control |
| FIELD, H, JAMES | I | CHAIRMAN | D | Control |
| FIELD, HAROLD, JAMES | I | CHAIRMAN | D | Control |
| FIELD, HAROLD, JAMES | I | CHAIRMAN | D | Control |
| LAURANS, SCOTT | I | PRESIDENT | D | Control |
| LAURANS, SCOTT | I | PRESIDENT | D | Control |
| LAURANS, SCOTT | I | PRESIDENT | D | Control |
| LAURANS, SCOTT, BIREN | I | PRESIDENT | D | Control |
Registrations
Federal
IA
Mar 28, 2002 REGISTERED
Notice Filings (7)
CT FL LA MA NH NY RI
Address
200 TURKS HEAD PLACEPROVIDENCE, RI 2903
USA
Phone: 401-331-6250