FINANCIAL PLANNING SERVICES, INC
Legal name: FINANCIAL PLANNING SERVICES, INC.
CRD #108025 SEC #801-112781 RALEIGH, NC 919-676-2806
SEC Registered
Total AUM
$141.5M
Discretionary
$141.5M
Employees
1
Clients
11
Accounts
277
Firm Details
- Organization Type
- Corporation
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 27, 2020
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NICHOLSON, HOLLY, KAY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NICHOLSON, HOLLY, KAY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NICHOLSON, HOLLY, KAY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NICHOLSON, HOLLY, KAY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NICHOLSON, HOLLY, KAY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NICHOLSON, HOLLY, KAY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NICHOLSON, HOLLY, KAY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NICHOLSON, HOLLY, KAY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NICHOLSON, HOLLY, KAY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NICHOLSON, HOLLY, KAY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NICHOLSON, HOLLY, KAY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NICHOLSON, HOLLY, KAY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NICHOLSON, HOLLY, KAY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 27, 2020 REGISTERED
Notice Filings (2)
CA NC
Address
185 WIND CHIME CT.SUITE 203
RALEIGH, NC 27615-1561
United States
Phone: 919-676-2806