JACKSON FINANCIAL MANAGEMENT
CRD #108029 SEC #801-55787 COSTA MESA, CA 714-434-6900
SEC Registered
Total AUM
$477.4M
Discretionary
$472.4M
Employees
13
Clients
251
Accounts
1,787
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ROGERS, CHRISTOPHER, JAMES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ROGERS, CHRISTOPHER, JAMES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ROGERS, CHRISTOPHER, JAMES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ROGERS, CHRISTOPHER, JAMES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ROGERS, CHRISTOPHER, JAMES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WEARP, LAURIE, LYNN | I | DIRECTOR; CORPORATE SECRETARY | NA | Control |
| WEARP, LAURIE, LYNN | I | DIRECTOR; CORPORATE SECRETARY | NA | Control |
| WEARP, LAURIE, LYNN | I | DIRECTOR; CORPORATE SECRETARY | NA | Control |
| WEARP, LAURIE, LYNN | I | DIRECTOR; CORPORATE SECRETARY | NA | Control |
| WEARP, LAURIE, LYNN | I | DIRECTOR; CORPORATE SECRETARY | NA | Control |
| WEARP, LAURIE, LYNN | I | DIRECTOR; CORPORATE SECRETARY | NA | Control |
| WEARP, LAURIE, LYNN | I | DIRECTOR; CORPORATE SECRETARY | NA | Control |
| WEARP, LAURIE, LYNN | I | DIRECTOR; CORPORATE SECRETARY | NA | Control |
| WEARP, LAURIE, LYNN | I | DIRECTOR; CORPORATE SECRETARY | NA | Control |
| WEARP, LAURIE, LYNN | I | DIRECTOR; CORPORATE SECRETARY | NA | Control |
| WEARP, LAURIE, LYNN | I | DIRECTOR; CORPORATE SECRETARY | NA | Control |
| WEARP, LAURIE, LYNN | I | DIRECTOR; CORPORATE SECRETARY | NA | Control |
| WEARP, LAURIE, LYNN | I | DIRECTOR; CORPORATE SECRETARY | NA | Control |
| WEARP, LAURIE, LYNN | I | DIRECTOR; CORPORATE SECRETARY | NA | Control |
| WEARP, LAURIE, LYNN | I | DIRECTOR; CORPORATE SECRETARY | NA | Control |
| WEARP, LAURIE, LYNN | I | DIRECTOR; CORPORATE SECRETARY | NA | Control |
| JACKSON, TRACY, OLIFF | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| JACKSON, TRACY, OLIFF | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| JACKSON, TRACY, OLIFF | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| JACKSON, TRACY, OLIFF | I | PRESIDENT; CHAIRMAN; CHIEF COMPLIANCE OFFICER | E | Control |
| JACKSON, TRACY, OLIFF | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| JACKSON, TRACY, OLIFF | I | PRESIDENT; CHAIRMAN; CHIEF COMPLIANCE OFFICER | E | Control |
| JACKSON, TRACY, OLIFF | I | PRESIDENT; CHAIRMAN; CHIEF COMPLIANCE OFFICER | E | Control |
| JACKSON, TRACY, OLIFF | I | PRESIDENT; CHAIRMAN; CHIEF COMPLIANCE OFFICER | E | Control |
| JACKSON, TRACY, OLIFF | I | PRESIDENT | E | Control |
| JACKSON, TRACY, OLIFF | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| JACKSON, TRACY, OLIFF | I | PRESIDENT | E | Control |
| JACKSON, TRACY, OLIFF | I | PRESIDENT; CHAIRMAN; CHIEF COMPLIANCE OFFICER | E | Control |
| JACKSON, TRACY, OLIFF | I | PRESIDENT; CHAIRMAN; CHIEF COMPLIANCE OFFICER | E | Control |
| JACKSON, TRACY, OLIFF | I | PRESIDENT; CHAIRMAN; CHIEF COMPLIANCE OFFICER | E | Control |
| JACKSON, TRACY, OLIFF | I | PRESIDENT; CHAIRMAN; CHIEF COMPLIANCE OFFICER | E | Control |
| JACKSON, TRACY, OLIFF | I | PRESIDENT; CHAIRMAN; CHIEF COMPLIANCE OFFICER | E | Control |
| JACKSON, TRACY, OLIFF | I | PRESIDENT; CHAIRMAN; CHIEF COMPLIANCE OFFICER | E | Control |
| JACKSON, TRACY, OLIFF | I | PRESIDENT; CHAIRMAN; CHIEF COMPLIANCE OFFICER | E | Control |
| JACKSON, TRACY, OLIFF | I | PRESIDENT; CHAIRMAN; CHIEF COMPLIANCE OFFICER | E | Control |
| JACKSON, TRACY, OLIFF | I | PRESIDENT; CHAIRMAN; CHIEF COMPLIANCE OFFICER | E | Control |
| JACKSON, TRACY, OLIFF | I | PRESIDENT; CHAIRMAN; CHIEF COMPLIANCE OFFICER | E | Control |
| JACKSON, TRACY, OLIFF | I | PRESIDENT; CHAIRMAN; CHIEF COMPLIANCE OFFICER | E | Control |
| JACKSON, TRACY, OLIFF | I | PRESIDENT; CHAIRMAN; CHIEF COMPLIANCE OFFICER | E | Control |
| JACKSON, TRACY, OLIFF | I | PRESIDENT; CHAIRMAN; CHIEF COMPLIANCE OFFICER | E | Control |
| JACKSON, TRACY, OLIFF | I | PRESIDENT; CHAIRMAN; CHIEF COMPLIANCE OFFICER | E | Control |
| JACKSON, TRACY, OLIFF | I | PRESIDENT; CHAIRMAN; CHIEF COMPLIANCE OFFICER | E | Control |
| SHANTON, JAMES, ALLEN | I | INVESTMENT ADVISER REPRESENTATIVE | B | |
| SHANTON, JAMES, ALLEN | I | INVESTMENT ADVISER REPRESENTATIVE | B | |
| SHANTON, JAMES, ALLEN | I | INVESTMENT ADVISER REPRESENTATIVE | B | |
| SHANTON, JAMES, ALLEN | I | INVESTMENT ADVISER REPRESENTATIVE | B | |
| SHANTON, JAMES, ALLEN | I | INVESTMENT ADVISER REPRESENTATIVE | B | |
| SHANTON, JAMES, ALLEN | I | INVESTMENT ADVISER REPRESENTATIVE | B | |
| SHANTON, JAMES, ALLEN | I | INVESTMENT ADVISER REPRESENTATIVE | B | |
| SHANTON, JAMES, ALLEN | I | INVESTMENT ADVISER REPRESENTATIVE | B | |
| SHANTON, JAMES, ALLEN | I | INVESTMENT ADVISER REPRESENTATIVE | B | |
| SHANTON, JAMES, ALLEN | I | INVESTMENT ADVISER REPRESENTATIVE | B | |
| SHANTON, JAMES, ALLEN | I | INVESTMENT ADVISER REPRESENTATIVE | B | |
| SHANTON, JAMES, ALLEN | I | INVESTMENT ADVISER REPRESENTATIVE | B | |
| SHANTON, JAMES, ALLEN | I | INVESTMENT ADVISER REPRESENTATIVE | B | |
| SHANTON, JAMES, ALLEN | I | INVESTMENT ADVISER REPRESENTATIVE | B | |
| SHANTON, JAMES, ALLEN | I | INVESTMENT ADVISER REPRESENTATIVE | B | |
| SHANTON, JAMES, ALLEN | I | INVESTMENT ADVISER REPRESENTATIVE | B | |
| SHANTON, JAMES, ALLEN | I | INVESTMENT ADVISER REPRESENTATIVE | B | |
| SHANTON, JAMES, ALLEN | I | INVESTMENT ADVISER REPRESENTATIVE | B | |
| SHANTON, JAMES, ALLEN | I | INVESTMENT ADVISER REPRESENTATIVE | B | |
| SHANTON, JAMES, ALLEN | I | CORPORATE SECRETARY | B | Control |
| SHANTON, JAMES, ALLEN | I | CORPORATE SECRETARY | B | Control |
| SHANTON, JAMES, ALLEN | I | CORPORATE SECRETARY | B | Control |
Registrations
Federal
IA
Mar 30, 2019 REGISTERED
Notice Filings (9)
AZ CA FL GA HI NY PA TX WA
Address
151 KALMUS DRIVE, SUITE H7COSTA MESA, CA 92626
United States
Phone: 714-434-6900