CLOUD, NEFF MANAGEMENT, LLC
CRD #108032 SEC #801-57440 TULSA, OK 918-492-1080
SEC Registered
Total AUM
$500M
Discretionary
$300M
Employees
10
Clients
251
Accounts
210
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 24, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLOUD, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLOUD, RICHARD | I | PRESIDENT | NA | Control |
| CLOUD, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLOUD, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLOUD, RICHARD | I | PRESIDENT | NA | Control |
| CLOUD, RICHARD | I | PRESIDENT | NA | Control |
| HUNT - IRA, CHRISTOPHER, STEPHAN | I | UNIT OWNER | NA | |
| HUNT - IRA, CHRISTOPHER, STEPHAN | I | UNIT OWNER | NA | |
| HUNT - IRA, CHRISTOPHER, STEPHAN | I | UNIT OWNER | NA | |
| HUNT - IRA, CHRISTOPHER, STEPHAN | I | UNIT OWNER | NA | |
| HUNT - IRA, CHRISTOPHER, STEPHAN | I | UNIT OWNER | NA | |
| KUNTZ - IRA, LORI, JO | I | UNIT OWNER | NA | |
| KUNTZ - IRA, LORI, JO | I | UNIT OWNER | NA | |
| KUNTZ - IRA, LORI, JO | I | UNIT OWNER | NA | |
| KUNTZ - IRA, LORI, JO | I | UNIT OWNER | NA | |
| KUNTZ - IRA, LORI, JO | I | UNIT OWNER | NA | |
| PUGH - IRA, OWEN, L | I | VP, SECRETARY, TREASURER - UNIT OWNER | NA | Control |
| PUGH - IRA, OWEN, L | I | VP, SECRETARY, TREASURER - UNIT OWNER | NA | Control |
| PUGH - IRA, OWEN, L | I | VP, SECRETARY, TREASURER - UNIT OWNER | NA | Control |
| PUGH - IRA, OWEN, L | I | VP, SECRETARY, TREASURER - UNIT OWNER | NA | Control |
| PUGH - IRA, OWEN, L | I | VP, SECRETARY, TREASURER - UNIT OWNER | NA | Control |
| PUGH - IRA, OWEN, L | I | VP, SECRETARY, TREASURER | NA | Control |
| PUGH, OWEN, L | I | VP, SECRETARY & TREASURER | NA | Control |
| PUGH, OWEN, L | I | SHAREHOLDER | NA | |
| PUGH, OWEN, L | I | SECRETARY - TREASURER | NA | Control |
| PUGH, OWEN, L | I | SECRETARY - TREASURER | NA | Control |
| REINHOLD - IRA, DIANNE, MARIE | I | UNIT OWNER | NA | |
| REINHOLD - IRA, DIANNE, MARIE | I | UNIT OWNER | NA | |
| REINHOLD - IRA, DIANNE, MARIE | I | UNIT OWNER | NA | |
| REINHOLD - IRA, DIANNE, MARIE | I | UNIT OWNER | NA | |
| REINHOLD - IRA, DIANNE, MARIE | I | UNIT OWNER | NA | |
| TAYLOR, MARJORIE, C. | I | SHAREHOLDER | NA | |
| TAYLOR, MARJORIE, C. | I | SHAREHOLDER | NA | |
| TAYLOR, MARJORIE, C. | I | SHAREHOLDER | NA | |
| TAYLOR, MARJORIE, C. | I | SHAREHOLDER | NA | |
| VINSON II - IRA, HAROLD, A. | I | UNIT OWNER | NA | |
| VINSON II - IRA, HAROLD, A. | I | UNIT OWNER | NA | |
| VINSON II - IRA, HAROLD, A. | I | UNIT OWNER | NA | |
| VINSON II - IRA, HAROLD, A. | I | UNIT OWNER | NA | |
| VINSON II - IRA, HAROLD, A. | I | UNIT OWNER | NA | |
| WARD, LAVON, NA | I | UNIT OWNER | NA | |
| WARD, LAVON, NA | I | UNIT OWNER | NA | |
| WARD, LAVON, NA | I | UNIT OWNER | NA | |
| WARD, LAVON, NA | I | UNIT OWNER | NA | |
| CLOUD NEFF & ASSOCIATES, INC | DE | TAX MATTERS MEMBER | D | Control |
| CLOUD NEFF & ASSOCIATES, INC | DE | TAX MATTERS MEMBER | D | Control |
| CLOUD NEFF & ASSOCIATES, INC | DE | TAX MATTERS MEMBER | D | Control |
| CLOUD NEFF & ASSOCIATES, INC | DE | TAX MATTERS MEMBER | D | Control |
| CLOUD NEFF & ASSOCIATES, INC | DE | TAX MATTERS MEMBER | D | Control |
| NEFF, DAVID, LEWIS | I | SHAREHOLDER | C | Control |
| NEFF, DAVID, LEWIS | I | PRESIDENT | C | Control |
| NEFF, DAVID, LEWIS | I | SHAREHOLDER | C | Control |
| NEFF, DAVID, LEWIS | I | SHAREHOLDER | C | Control |
| CLOUD, RICHARD | I | PRESIDENT | B | Control |
| CLOUD, RICHARD | I | VICE PRESIDENT | B | |
| CLOUD, RICHARD | I | PRESIDENT | B | Control |
| CLOUD, RICHARD | I | PRESIDENT | B | Control |
| GERTSEN - IRA, WILLIAM, H | I | VICE PRESIDENT - UNIT OWNER | B | Control |
| GERTSEN - IRA, WILLIAM, H | I | VICE PRESIDENT - UNIT OWNER | B | Control |
| GERTSEN - IRA, WILLIAM, H | I | VICE PRESIDENT - UNIT OWNER | B | Control |
| GERTSEN - IRA, WILLIAM, H | I | VICE PRESIDENT - UNIT OWNER | B | Control |
| GERTSEN - IRA, WILLIAM, H | I | VICE PRESIDENT - UNIT OWNER | B | Control |
| GERTSEN, WILLIAM, H | I | VICE PRESIDENT | B | Control |
| GERTSEN, WILLIAM, H | I | SHAREHOLDER | B | |
| GERTSEN, WILLIAM, H | I | VICE PRESIDENT | B | |
| GERTSEN, WILLIAM, H | I | VICE PRESIDENT | B | |
| LIVING TRUST, THOMAS H TAYLOR | I | SHAREHOLDER | B | |
| LIVING TRUST, THOMAS H TAYLOR | I | SHAREHOLDER | B | |
| LIVING TRUST, THOMAS H TAYLOR | I | SHAREHOLDER | B | |
| TAYLOR, THOMAS, HARRISON | I | SHAREHOLDER | B | |
| VINSON II, HAROLD, A. | I | SHAREHOLDER | B | |
| VINSON II, HAROLD, A. | I | SHAREHOLDER | B | |
| VINSON II, HAROLD, A. | I | SHAREHOLDER | B | |
| VINSON II, HAROLD, A. | I | SHAREHOLDER | B |
Registrations
Federal
IA
Mar 24, 2009 REGISTERED
Notice Filings (2)
OK TX
Address
5314 SOUTH YALE, SUITE 606TULSA, OK 74135
United States
Phone: 918-492-1080