CLIFFORD SWAN INVESTMENT COUNSEL LLC
Legal name: CLIFFORD SWAN INVESTMENT COUNSELORS
CRD #108033 SEC #801-56675 PASADENA, CA 626-792-2228
SEC Registered
Total AUM
$4.1B
Discretionary
$3.6B
Employees
33
Clients
101
Accounts
2,522
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 27, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | Control |
| ALBANEZ, MAYE | I | DIRECTOR | NA | Control |
| ALBANEZ, MAYE | I | DIRECTOR | NA | Control |
| ALBANEZ, MAYE | I | DIRECTOR | NA | Control |
| ALBANEZ, MAYE | I | DIRECTOR | NA | Control |
| BARBER, CAROLYN, SWABB | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARBER, CAROLYN, SWABB | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARBER, CAROLYN, SWABB | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARBER, CAROLYN, SWABB | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARBER, CAROLYN, SWABB | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARBER, CAROLYN, SWABB | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARBER, CAROLYN, SWABB | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARBER, CAROLYN, SWABB | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARBER, CAROLYN, SWABB | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARBER, CAROLYN, SWABB | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARBER, CAROLYN, SWABB | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARBER, CAROLYN, SWABB | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARBER, CAROLYN, SWABB | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARBER, CAROLYN, SWABB | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARBER, CAROLYN, SWABB | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARBER, CAROLYN, SWABB | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARBER, CAROLYN, SWABB | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARBER, CAROLYN, SWABB | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARBER, CAROLYN, SWABB | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARBER, CAROLYN, SWABB | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARBER, CAROLYN, SWABB | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARBER, CAROLYN, SWABB | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARBER, CAROLYN, SWABB | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARBER, CAROLYN, SWABB | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARBER, CAROLYN, SWABB | I | CHIEF COMPLIANCE OFFICER | NA | |
| BOYLE, PETER | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | |
| BOYLE, PETER | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | |
| BOYLE, PETER | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | |
| BOYLE, PETER, JAMES | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| BOYLE, PETER, JAMES | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| BOYLE, PETER, JAMES | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | NA | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | NA | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | NA | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | NA | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | NA | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | NA | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | NA | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | NA | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | NA | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | NA | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | NA | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | NA | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | NA | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | NA | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | NA | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | NA | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | NA | Control |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | Control |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | Control |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | Control |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | Control |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | Control |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | Control |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| BROWN, JAMES, ROBERT | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | |
| DAVIS, MICHAEL, GEORGE | I | DIRECTOR | NA | Control |
| DAVIS, MICHAEL, GEORGE | I | DIRECTOR | NA | Control |
| DAVIS, MICHAEL, GEORGE | I | DIRECTOR | NA | Control |
| DAVIS, MICHAEL, GEORGE | I | DIRECTOR | NA | Control |
| DAVIS, MICHAEL, GEORGE | I | DIRECTOR | NA | Control |
| DAVIS, MICHAEL, GEORGE | I | DIRECTOR | NA | Control |
| DAVIS, MICHAEL, GEORGE | I | DIRECTOR | NA | Control |
| DAVIS, MICHAEL, GEORGE | I | DIRECTOR | NA | Control |
| DAVIS, MICHAEL, GEORGE | I | DIRECTOR | NA | Control |
| DAVIS, MICHAEL, GEORGE | I | DIRECTOR | NA | Control |
| DAVIS, MICHAEL, GEORGE | I | DIRECTOR | NA | Control |
| DAVIS, MICHAEL, GEORGE | I | DIRECTOR | NA | Control |
| DAVIS, MICHAEL, GEORGE | I | DIRECTOR | NA | Control |
| DAVIS, MICHAEL, GEORGE | I | DIRECTOR | NA | Control |
| Dike, Kenneth, Howard | I | MEMBER | NA | |
| Dike, Kenneth, Howard | I | MEMBER | NA | |
| Dike, Kenneth, Howard | I | MEMBER | NA | |
| FOX, JAMES, BUTLER | I | DIRECTOR | NA | |
| FOX, JAMES, BUTLER | I | DIRECTOR | NA | |
| FOX, JAMES, BUTLER | I | DIRECTOR | NA | |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| FREEMAN, WILLIAM, JAY | I | DIRECTOR | NA | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | NA | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | NA | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | NA | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | NA | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | NA | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | NA | Control |
| HABEGGER, KATHLEEN, MARY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HABEGGER, KATHLEEN, MARY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HABEGGER, KATHLEEN, MARY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HUNT, JON, COWELL | I | DIRECTOR | NA | |
| HUNT, JON, COWELL | I | DIRECTOR | NA | |
| HUNT, JON, COWELL | I | DIRECTOR | NA | |
| HUNT, JON, COWELL | I | DIRECTOR | NA | |
| HUNT, JON, COWELL | I | DIRECTOR | NA | |
| HUNT, JON, COWELL | I | DIRECTOR | NA | |
| HUNT, JON, COWELL | I | DIRECTOR | NA | |
| HUNT, JON, COWELL | I | DIRECTOR | NA | |
| HUNT, JON, COWELL | I | DIRECTOR | NA | |
| HUNT, JON, COWELL | I | DIRECTOR | NA | |
| LEE, GRETCHEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, GRETCHEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, GRETCHEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, GRETCHEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, GRETCHEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, GRETCHEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, GRETCHEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, GRETCHEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, GRETCHEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, GRETCHEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, GRETCHEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, GRETCHEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, GRETCHEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, GRETCHEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, GRETCHEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, GRETCHEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, GRETCHEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, GRETCHEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, GRETCHEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, GRETCHEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, GRETCHEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, GRETCHEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| NELSON, DAVID, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| NELSON, DAVID, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| NELSON, DAVID, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| NELSON, DAVID, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| NELSON, DAVID, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| NELSON, DAVID, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| NELSON, DAVID, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| NELSON, DAVID, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| NELSON, DAVID, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| NELSON, DAVID, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| NELSON, DAVID, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| NELSON, DAVID, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | NA | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | NA | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | NA | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | NA | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | NA | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | NA | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | NA | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | NA | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | NA | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | NA | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | NA | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | NA | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | NA | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | NA | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | NA | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | NA | Control |
| PRICE, TERRELL, HUGO | I | CHIEF COMPLIANCE OFFICER | NA | |
| PRICE, TERRELL, HUGO | I | CHIEF COMPLIANCE OFFICER | NA | |
| PRICE, TERRELL, HUGO | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN | NA | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN | NA | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN | NA | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | NA | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | NA | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | NA | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | NA | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | NA | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | NA | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | NA | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | NA | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | NA | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | NA | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | NA | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | NA | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | NA | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | NA | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | NA | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | NA | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | NA | Control |
| WEIL, RALPH | I | DIRECTOR | NA | |
| WEIL, RALPH | I | DIRECTOR | NA | |
| WEIL, RALPH | I | DIRECTOR | NA | |
| CCM HOLDINGS INC | DE | MEMBER | D | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | D | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | D | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | D | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | D | Control |
| CCM HOLDINGS LLC | DE | MEMBER | C | Control |
| CCM HOLDINGS LLC | DE | MEMBER | C | Control |
| CCM HOLDINGS LLC | DE | MEMBER | C | Control |
| CCM HOLDINGS LLC | DE | MEMBER | C | Control |
| CCM HOLDINGS LLC | DE | MEMBER | C | Control |
| CCM NEWCO III, INC. | DE | MEMBER | C | Control |
| CCM NEWCO III, INC. | DE | MEMBER | C | Control |
| CCM NEWCO III, INC. | DE | MEMBER | C | Control |
| CCM NEWCO III, INC. | DE | MEMBER | C | Control |
| CCM NEWCO III, INC. | DE | MEMBER | C | Control |
| CCM NEWCO III, INC. | DE | MEMBER | C | Control |
| CCM NEWCO III, INC. | DE | MEMBER | C | Control |
| CCM NEWCO III, INC. | DE | MEMBER | C | Control |
| CCM NEWCO III, INC. | DE | MEMBER | C | Control |
| CCM NEWCO III, INC. | DE | MEMBER | C | Control |
| CCM NEWCO III, INC. | DE | MEMBER | C | Control |
| CCM NEWCO III, INC. | DE | MEMBER | C | Control |
| CCM NEWCO III, INC. | DE | MEMBER | C | Control |
| CCM NEWCO III, INC. | DE | MEMBER | C | Control |
| CCM NEWCO III, INC. | DE | MEMBER | C | Control |
| CCM NEWCO III, INC. | DE | MEMBER | C | Control |
| CCM NEWCO III, INC. | DE | MEMBER | C | Control |
| CCM NEWCO III, INC. | DE | MEMBER | C | Control |
| CCM NEWCO III, INC. | DE | MEMBER | C | Control |
| CCM NEWCO III, INC. | DE | MEMBER | C | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | C | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | C | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | C | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | C | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | C | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | C | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | C | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | C | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | C | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | C | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | C | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | C | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | C | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | C | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | C | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | C | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | C | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | C | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | C | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | C | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | CEO & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | CEO & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | PRESIDENT & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | CEO & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | CEO & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | CEO & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | CEO & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | CEO & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | CEO & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | CEO & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | CEO & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | CEO & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | CEO & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | CEO & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | CEO & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | CEO & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | CEO & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | CEO & DIRECTOR | B | Control |
| BOYLE, PETER, JAMES | I | CEO & DIRECTOR | B | Control |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | B | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | B | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | B | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | B | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | B | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | B | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | B | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | B | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | B | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | B | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | B | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | B | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | B | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | B | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | B | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | B | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | B | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | B | |
| CCM HOLDINGS LLC | DE | MEMBER | B | |
| CCM HOLDINGS LLC | DE | MEMBER | B | |
| CCM HOLDINGS LLC | DE | MEMBER | B | |
| CCM HOLDINGS LLC | DE | MEMBER | B | |
| CCM HOLDINGS LLC | DE | MEMBER | B | |
| CCM HOLDINGS LLC | DE | MEMBER | B | |
| CCM HOLDINGS LLC | DE | MEMBER | B | |
| CCM HOLDINGS LLC | DE | MEMBER | B | |
| CCM HOLDINGS LLC | DE | MEMBER | B | |
| CCM HOLDINGS LLC | DE | MEMBER | B | |
| CCM HOLDINGS LLC | DE | MEMBER | B | |
| CCM HOLDINGS LLC | DE | MEMBER | B | |
| CCM HOLDINGS LLC | DE | MEMBER | B | |
| CCM HOLDINGS LLC | DE | MEMBER | B | |
| CCM HOLDINGS LLC | DE | MEMBER | B | |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | B | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | B | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | B | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | B | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | B | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | B | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | B | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | B | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | B | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | B | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | B | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | B | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | B | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | B | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | B | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | B | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | B | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | B | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | B | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | B | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | B | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | B | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | B | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | B | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | B | Control |
| GILMORE, KATHLEEN | I | CHAIRMAN & PRESIDENT | B | |
| GILMORE, KATHLEEN | I | CHAIRMAN & PRESIDENT | B | |
| GILMORE, KATHLEEN | I | CHAIRMAN & PRESIDENT | B | Control |
| GILMORE, KATHLEEN | I | CHAIRMAN & PRESIDENT | B | Control |
| GILMORE, KATHLEEN | I | CHAIRMAN & PRESIDENT | B | Control |
| GILMORE, KATHLEEN | I | CHAIRMAN & PRESIDENT | B | Control |
| GILMORE, KATHLEEN | I | CHAIRMAN & PRESIDENT | B | Control |
| GILMORE, KATHLEEN | I | CHAIRMAN & PRESIDENT | B | Control |
| GILMORE, KATHLEEN | I | CHAIRMAN & PRESIDENT | B | Control |
| GILMORE, KATHLEEN | I | CHAIRMAN & PRESIDENT | B | Control |
| GILMORE, KATHLEEN | I | CHAIRMAN & PRESIDENT | B | Control |
| GILMORE, KATHLEEN | I | CHAIRMAN & PRESIDENT | B | Control |
| GILMORE, KATHLEEN | I | CHAIRMAN & PRESIDENT | B | Control |
| GILMORE, KATHLEEN | I | CHAIRMAN & PRESIDENT | B | Control |
| GILMORE, KATHLEEN | I | CHAIRMAN & PRESIDENT | B | Control |
| GILMORE, KATHLEEN | I | CHAIRMAN & PRESIDENT | B | Control |
| GILMORE, KATHLEEN | I | CHAIRMAN & PRESIDENT | B | Control |
| GILMORE, KATHLEEN | I | CHAIRMAN & PRESIDENT | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| PRAY, MAXWELL, RAMSEY | I | DIRECTOR | B | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | B | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | B | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | B | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | B | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | B | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | B | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | B | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | B | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | B | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | B | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | B | Control |
| TAYLOR, LINDA, DAVIS | I | CHAIRMAN & CEO | B | Control |
| ZAHARIA, RANDALL, LEE | I | MEMBER | B | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | B | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | B | |
| ALBANEZ, MAYE | I | DIRECTOR | A | |
| ALBANEZ, MAYE | I | DIRECTOR | A | |
| BOYLE, PETER, JAMES | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | A | |
| BOYLE, PETER, JAMES | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | A | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | A | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | A | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | A | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | A | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | A | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | A | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | A | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | A | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | A | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | A | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | A | |
| CAVANAUGH, KEVIN, JAMES | I | MEMBER | A | |
| Dike, Kenneth, Howard | I | MEMBER | A | |
| Dike, Kenneth, Howard | I | MEMBER | A | |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | A | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | A | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | A | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | A | Control |
| GEWECKE, ROGER, LELAND (JR) | I | DIRECTOR | A | Control |
| GILMORE, KATHLEEN | I | MEMBER | A | |
| GILMORE, KATHLEEN | I | MEMBER | A | |
| GILMORE, KATHLEEN | I | MEMBER | A | |
| GILMORE, KATHLEEN | I | MEMBER | A | |
| GILMORE, KATHLEEN | I | MEMBER | A | |
| GILMORE, KATHLEEN | I | MEMBER | A | |
| GILMORE, KATHLEEN | I | MEMBER | A | |
| GILMORE, KATHLEEN | I | MEMBER | A | |
| GILMORE, KATHLEEN | I | MEMBER | A | |
| GILMORE, KATHLEEN | I | MEMBER | A | |
| GILMORE, KATHLEEN | I | MEMBER | A | |
| GILMORE, KATHLEEN | I | MEMBER | A | |
| WEIL, RALPH, EDWARD | I | DIRECTOR | A | |
| WEIL, RALPH, EDWARD | I | DIRECTOR | A | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | A | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | A | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | A | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | A | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | A | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | A | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | A | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | A | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | A | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | A | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | A | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | A | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | A | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | A | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | A | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | A | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | A | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | A | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | A | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | A | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | A | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | A | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | A | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | A | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | A | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | A | |
| ZAHARIA, RANDALL, LEE | I | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CCM HOLDINGS LLC | DE | CCM HOLDINGS LLC | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| CITY NATIONAL CORPORATION | DE | CCM NEWCO III, INC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT, LLC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| CITY NATIONAL CORPORATION | DE | CCM NEWCO III, INC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT, LLC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CCM NEWCO III, INC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT, LLC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CCM NEWCO III, INC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT, LLC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| CITY NATIONAL CORPORATION | DE | CCM NEWCO III, INC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT, LLC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CCM NEWCO III, INC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT, LLC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CCM NEWCO III, INC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT, LLC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CCM NEWCO III, INC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT, LLC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CCM NEWCO III, INC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT, LLC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CCM NEWCO III, INC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT, LLC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CCM NEWCO III, INC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT, LLC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CCM NEWCO III, INC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT, LLC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CCM NEWCO III, INC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT, LLC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CCM NEWCO III, INC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT, LLC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CCM NEWCO III, INC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT, LLC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CCM NEWCO III, INC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT, LLC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CCM NEWCO III, INC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT, LLC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CCM NEWCO III, INC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT, LLC. | E | Control |
| CONVERGENT CAPITAL MANAGEMENT INC | DE | CCM HOLDINGS INC | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM HOLDINGS LLC | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM HOLDINGS LLC | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM HOLDINGS LLC | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM NEWCO III, INC. | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM HOLDINGS LLC | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM HOLDINGS LLC | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM NEWCO III, INC. | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM HOLDINGS LLC | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM NEWCO III, INC. | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM HOLDINGS LLC | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM NEWCO III, INC. | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM HOLDINGS LLC | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM NEWCO III, INC. | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM HOLDINGS LLC | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM NEWCO III, INC. | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM HOLDINGS LLC | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM NEWCO III, INC. | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM HOLDINGS LLC | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM NEWCO III, INC. | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM HOLDINGS LLC | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM NEWCO III, INC. | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM HOLDINGS LLC | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM NEWCO III, INC. | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM HOLDINGS LLC | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM NEWCO III, INC. | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM HOLDINGS LLC | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM NEWCO III, INC. | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM HOLDINGS LLC | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM NEWCO III, INC. | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM HOLDINGS LLC | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM NEWCO III, INC. | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM HOLDINGS LLC | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM NEWCO III, INC. | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM HOLDINGS LLC | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM NEWCO III, INC. | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | CCM NEWCO III, INC. | E | Control |
| RBC USA HOLDCO | DE | CCM NEWCO III, INC. | E | Control |
| RBC USA HOLDCO | DE | CONVERGENT CAPTIAL MANAGEMENT, LLC. | E | Control |
| RBC USA HOLDCO | DE | CONVERGENT CAPTIAL MANAGEMENT, LLC. | E | Control |
| RBC USA HOLDCO | DE | CCM NEWCO III, INC. | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO | E | Control |
| ADLER, RICHARD, HOWARD | I | CONVERGENT CAPITAL MANAGEMENT INC | C | Control |
| GRIFFITH, HARRY, TOM | I | CONVERGENT CAPITAL MANAGEMENT INC | C | Control |
| HAYES, JAMES, EDWARD | I | CONVERGENT CAPITAL MANAGEMENT INC | C | Control |
Registrations
Federal
IA
Oct 27, 2025 REGISTERED
Notice Filings (19)
AZ CA CO FL HI ID LA MA NC NE NH NM NV NY OR TX UT VA WA
Address
177 E. COLORADO BLVDSTE 550
PASADENA, CA 91105-1965
United States
Phone: 626-792-2228