BUFORD DICKSON HARPER & SPARROW INC
CRD #108051 SEC #801-57568 ST. LOUIS, MO 314-725-5445
SEC Registered
Total AUM
$27M
Discretionary
$27M
Employees
1
Clients
0
Accounts
6
Firm Details
- Organization Type
- Corporation
- State of Formation
- Missouri
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 26, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SPARROW, GERALD, RICHARD | I | INVESTMENT COMMITTEE | NA | Control |
| SPARROW, GERALD, RICHARD | I | PASSIVE INVESTOR | NA | |
| SPARROW, GERALD, RICHARD | I | INVESTMENT COMMITTEE | NA | Control |
| SPARROW, GERALD, RICHARD | I | CCO | NA | Control |
| SPARROW, GERALD, RICHARD | I | CCO | NA | Control |
| SPARROW, GERALD, RICHARD | I | CCO | NA | Control |
| YOUNG, WILLIAM, HENRY | I | VICE PRESIDENT | NA | |
| DICKSON, REGINALD, DARRYL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| DICKSON, REGINALD, DARRYL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| DICKSON, REGINALD, DARRYL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| DICKSON, REGINALD, DARRYL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| DICKSON, REGINALD, DARRYL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| DICKSON, REGINALD, DARRYL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| DICKSON, REGINALD, DARRYL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| DICKSON, REGINALD, DARRYL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| DICKSON, REGINALD, DARRYL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| DICKSON, REGINALD, DARRYL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| DICKSON, REGINALD, DARRYL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| DICKSON, REGINALD, DARRYL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| DICKSON, REGINALD, DARRYL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| DICKSON, REGINALD, DARRYL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| DICKSON, REGINALD, DARRYL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| DICKSON, REGINALD, DARRYL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| DICKSON, REGINALD, DARRYL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| SPARROW, GERALD, RICHARD | I | PRESIDENT | C | Control |
| BUFORD, SHARNIA | I | DIRECTOR | B | |
| BUFORD, SHARNIA | I | DIRECTOR | B | |
| BUFORD, SHARNIA | I | DIRECTOR | B | |
| BUFORD, SHARNIA | I | DIRECTOR | B | |
| BUFORD, SHARNIA | I | DIRECTOR | B | |
| BUFORD, SHARNIA | I | DIRECTOR | B | |
| BUFORD, SHARNIA | I | DIRECTOR | B | |
| BUFORD, SHARNIA | I | DIRECTOR | B | |
| BUFORD, SHARNIA | I | DIRECTOR | B | |
| BUFORD, SHARNIA | I | DIRECTOR | B | |
| BUFORD, SHARNIA, NMN | I | DIRECTOR | B | |
| BUFORD, SHARNIA, NMN | I | DIRECTOR | B | |
| BUFORD, SHARNIA, NMN | I | DIRECTOR | B | |
| BUFORD, SHARNIA, NMN | I | DIRECTOR | B | |
| BUFORD, SHARNIA, NMN | I | DIRECTOR | B | |
| BUFORD, SHARNIA, NMN | I | DIRECTOR | B | |
| BUFORD, SHARNIA, NMN | I | DIRECTOR | B | |
| HARPER, DAVID, BURNS | I | DIRECTOR | B | |
| HARPER, DAVID, BURNS | I | DIRECTOR | B | |
| HARPER, DAVID, BURNS | I | DIRECTOR | B | |
| HARPER, DAVID, BURNS | I | DIRECTOR | B | |
| HARPER, DAVID, BURNS | I | DIRECTOR | B | |
| HARPER, DAVID, BURNS | I | DIRECTOR | B | |
| HARPER, DAVID, BURNS | I | DIRECTOR | B | |
| HARPER, DAVID, BURNS | I | DIRECTOR | B | |
| HARPER, DAVID, BURNS | I | DIRECTOR | B | |
| HARPER, DAVID, BURNS | I | DIRECTOR | B | |
| HARPER, DAVID, BURNS | I | DIRECTOR | B | |
| HARPER, DAVID, BURNS | I | DIRECTOR | B | |
| HARPER, DAVID, BURNS | I | DIRECTOR | B | |
| HARPER, DAVID, BURNS | I | DIRECTOR | B | |
| HARPER, DAVID, BURNS | I | DIRECTOR | B | |
| HARPER, DAVID, BURNS | I | DIRECTOR | B | |
| HARPER, DAVID, BURNS | I | DIRECTOR | B | |
| YOUNG, WILLIAM, HENRY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | B | Control |
| YOUNG, WILLIAM, HENRY | I | PRESIDENT, CHEIF COMPLIANCE OFFICER | B | Control |
| YOUNG, WILLIAM, HENRY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | B | Control |
| YOUNG, WILLIAM, HENRY | I | PRESIDENT | B | Control |
| YOUNG, WILLIAM, HENRY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | B | Control |
| YOUNG, WILLIAM, HENRY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | B | Control |
| YOUNG, WILLIAM, HENRY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | B | Control |
| YOUNG, WILLIAM, HENRY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | B | Control |
| YOUNG, WILLIAM, HENRY | I | PRESIDENT | B | Control |
| YOUNG, WILLIAM, HENRY | I | PRESIDENT | B | Control |
| YOUNG, WILLIAM, HENRY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | B | Control |
| YOUNG, WILLIAM, HENRY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | B | Control |
| YOUNG, WILLIAM, HENRY | I | SHAREHOLDER | B | |
| YOUNG, WILLIAM, HENRY | I | SHAREHOLDER | B | |
| YOUNG, WILLIAM, HENRY | I | SHAREHOLDER | B | |
| YOUNG, WILLIAM, HENRY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | B | Control |
| RAMOS, ALEX | I | SHAREHOLDER | A | |
| RAMOS, ALEX | I | SHAREHOLDER | A | |
| RAMOS, ALEX | I | SHAREHOLDER | A |
Registrations
Federal
IA
Jun 26, 2012 REGISTERED
Notice Filings (4)
IL MO TN TX
Address
211 N. BROADWAY SUITE 2080ST. LOUIS, MO 63102
United States
Phone: 314-725-5445