PIMCO SPECIALTY MARKETS LLC
Legal name: PIMCO SPECIALTY MARKTS LLC
CRD #108056 SEC #801-57842 WESTPORT, CT (888) 500-2450
SEC Registered
Total AUM
$831.1M
Discretionary
$831.1M
Employees
--
Clients
0
Accounts
9
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANTIOCO, TAMARA, ALEXANDRA | I | COMPLIANCE OFFICER | NA | |
| CLARK, RONALD, MICHAEL | I | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CLARK, RONALD, MICHAEL | I | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CLARK, RONALD, MICHAEL | I | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HARRIS, BRENT, RICHARD | I | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HARRIS, BRENT, RICHARD | I | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HARRIS, BRENT, RICHARD | I | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SHAFFER, LISA, JANE | I | COMPLIANCE OFFICER | NA | |
| SHAFFER, LISA, JANE | I | COMPLIANCE OFFICER | NA | |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | DE | MEMBER | D | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | DE | MEMBER | D | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | DE | MEMBER | D | Control |
| ALLIANZ OF AMERICA, INC. | DE | MEMBER | D | Control |
| ALLIANZ OF AMERICA, INC. | DE | MEMBER | D | Control |
| ALLIANZ OF AMERICA, INC. | DE | MEMBER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA HOLDINGS INC. | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | F | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA HOLDINGS INC. | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | F | Control |
| ALLIANZ AG | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ AKTIENGESELLSCHAFT | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ AKTIENGESELLSCHAFT | FE | ALLIANZ DRESDNER ASSET MANAGEMENT AKTIENGESELLSCHAFT | E | Control |
| ALLIANZ AKTIENGESELLSCHAFT | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ AKTIENGESELLSCHAFT | FE | ALLIANZ DRESDNER ASSET MANAGEMENT AKTIENGESELLSCHAFT | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT AKTIENGESELLSCHAFT | FE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA HOLDINGS INC. | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT AKTIENGESELLSCHAFT | FE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA HOLDINGS INC. | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | DE | ADAM U.S. HOLDING LLC | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | DE | ADAM U.S. HOLDING LLC | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | DE | ADAM U.S. HOLDING LLC | E | Control |
| ALLIANZ OF AMERICA, INC. | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | E | Control |
| ALLIANZ OF AMERICA, INC. | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | E | Control |
| ALLIANZ OF AMERICA, INC. | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | E | Control |
| PACIFIC LIFE INSURANCE COMPANY | DE | PACIFIC ASSET MANAGEMENT LLC | E | |
| PACIFIC LIFE INSURANCE COMPANY | DE | PACIFIC ASSET MANAGEMENT LLC | E | |
| PACIFIC LIFE INSURANCE COMPANY | DE | PACIFIC ASSET MANAGEMENT LLC | E | |
| PACIFIC MUTUAL HOLDING COMPANY | DE | PACIFIC LIFE INSURANCE COMPANY | E | |
| PACIFIC MUTUAL HOLDING COMPANY | DE | PACIFIC LIFE INSURANCE COMPANY | E | |
| PACIFIC MUTUAL HOLDING COMPANY | DE | PACIFIC LIFE INSURANCE COMPANY | E | |
| PACIFIC ASSET MANAGEMENT LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | D | |
| ADAM U.S. HOLDING LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | Control |
| ADAM U.S. HOLDING LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | Control |
| ADAM U.S. HOLDING LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | C | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | C | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | C | Control |
| ALLIANZ-PACLIFE PARTNERS LLC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | C | Control |
| ALLIANZ-PACLIFE PARTNERS LLC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | C | Control |
| ALLIANZ-PACLIFE PARTNERS LLC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | C | Control |
| PACIFIC ASSET MANAGEMENT LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | |
| PACIFIC ASSET MANAGEMENT LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | |
| PACIFIC FINANCIAL PRODUCTS, INC. | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | C | |
| PACIFIC LIFE INSURANCE COMPANY | DE | ALLIANZ PACLIFE PARTNERS LLC | C | |
| PACIFIC LIFE INSURANCE COMPANY | DE | ALLIANZ PACLIFE PARTNERS LLC | C |
Registrations
Federal
IA
Mar 28, 2002 REGISTERED
Notice Filings (3)
CA CT NY
Address
55 GREENS FARMS ROADWESTPORT, CT 06881-5160
USA
Phone: (888) 500-2450