KLINE SYLVAN H JR INC
CRD #108066 SEC #801-57783 SAN FRANCISCO, CA 415-397-4949
SEC Registered
Total AUM
$52.3M
Discretionary
$52.3M
Employees
5
Clients
--
Accounts
38
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 3, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TONDU, RUBY, S | I | CHIEF COMPLIANCE OFFICER | NA | |
| KLINE, SYLVAN, HARRIS | I | PRESIDENT | E | Control |
| KLINE, SYLVAN, HARRIS | I | PRESIDENT | E | Control |
| KLINE, SYLVAN, HARRIS | I | PRESIDENT | E | Control |
Registrations
Federal
IA
May 3, 2002 REGISTERED
Notice Filings (1)
CA
Address
222 KEARNY STSTE 604
SAN FRANCISCO, CA 94108-4510
USA
Phone: 415-397-4949