RIA Intelligence

BACK BAY FINANCIAL GROUP, INC.

CRD #108070 SEC #801-57059 BOSTON, MA 617-247-0518
SEC Registered
Total AUM
$319.6M
Discretionary
$313.6M
Employees
10
Clients
251
Accounts
1,019

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 5, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
LEBLANC, JOHNITREASURERD Control
LEBLANC, JOHN, HENRYITREASURERD Control
LEBLANC, JOHN, HENRYITREASURERD Control
LEBLANC, JOHN, HENRYITREASURERD Control
LEBLANC, JOHN, HENRYITREASURERD Control
SIEFERT, ROBERTIPRESIDENTD Control
SIEFERT, ROBERT, DAVIDIPRESIDENT / CHIEF COMPLIANCE OFFICERD Control
SIEFERT, ROBERT, DAVIDIPRESIDENT / CHIEF COMPLIANCE OFFICERD Control
SIEFERT, ROBERT, DAVIDIPRESIDENT / CHIEF COMPLIANCE OFFICERD Control
SIEFERT, ROBERT, DAVIDIPRESIDENT / CHIEF COMPLIANCE OFFICERD Control

Registrations

Federal

IA
Mar 5, 2007 REGISTERED

Notice Filings (6)

FL MA ME NH NY TX

Address

745 BOYLSTON ST
SUITE 503
BOSTON, MA 2116
USA
Phone: 617-247-0518