RIA Intelligence

JEFFERIES ADVISERS INC

CRD #108075 SEC #801-57513 LOS ANGELES, CA 310-445-1199
SEC Registered
Total AUM
$27.2M
Discretionary
$27.2M
Employees
--
Clients
0
Accounts
3

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 2, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BAXTER, FRANK, EDWARDIDIRECTORNA Control
BECKMEN, JEFFREY, THOMASIVICE PRESIDENTNA Control
BECKMEN, JEFFREY, THOMASIVICE PRESIDENTNA Control
BECKMEN, JEFFREY, THOMASIVICE PRESIDENTNA Control
BRALOWER, EDWARD, MARCIVICE PRESIDENTNA Control
BRALOWER, EDWARD, MARCIVICE PRESIDENTNA Control
BRALOWER, EDWARD, MARCIVICE PRESIDENTNA Control
CHILES, JOHN, GARDNERIVICE PRESIDENTNA Control
CHILES, JOHN, GARDNERIVICE PRESIDENTNA Control
CHILES, JOHN, GARDNERIVICE PRESIDENTNA Control
GLUCK, JERRY, MARTINISECRETARYNA Control
HANDLER, RICHARD, BRIANIDIRECTOR AND CHIEF EXECUTIVE OFFICERNA Control
HANDLER, RICHARD, BRIANIDIRECTOR AND CHIEF EXECUTIVE OFFICERNA Control
HANDLER, RICHARD, BRIANIDIRECTOR AND CHIEF EXECUTIVE OFFICERNA Control
KELLY, ROLAND, THOMASISECRETARYNA
KELLY, ROLAND, THOMASISECRETARYNA
MORAN, FREDERICK, WINSTONIVICE PRESIDENTNA Control
OTAMURAKESTER, JUDITH, KIMIVICE PRESIDENT AND ASSISTANT SECRETARYNA Control
OTAMURAKESTER, JUDITH, KIMIVICE PRESIDENT AND ASSISTANT SECRETARYNA Control
OTAMURAKESTER, JUDITH, KIMIVICE PRESIDENTNA Control
SCHENK, JOSEPH, ARTHURICHIEF OPERATING AND FINANCIAL OFFICERNA Control
SCHENK, JOSEPH, ARTHURICHIEF OPERATING AND FINANCIAL OFFICERNA Control
SCHENK, JOSEPH, ARTHURICHIEF OPERATING AND FINANCIAL OFFICERNA Control
SHAW, JOHN, CHESTERIDIRECTORNA Control
SHAW, JOHN, CHESTERIDIRECTORNA Control
SHAW, JOHN, CHESTERIDIRECTORNA Control
WHITTAKER, ANDREW, ROBERTIVICE PRESIDENTNA Control
WHITTAKER, ANDREW, ROBERTIVICE PRESIDENTNA Control
WHITTAKER, ANDREW, ROBERTIVICE PRESIDENTNA Control
JEFFERIES GROUP, INC.DEPARENTE Control
JEFFERIES GROUP, INC.DEPARENTE Control
JEFFERIES GROUP, INC.DEPARENTE Control

Registrations

Federal

IA
May 2, 2002 REGISTERED

Address

11100 SANTA MONICA BOULEVARD
11TH FLOOR
LOS ANGELES, CA 90025
USA
Phone: 310-445-1199