JAFFE ASSET MANAGEMENT LLC
CRD #108082 SEC #801-55405 BEVERLY HILLS, CA 310-858-0700
SEC Registered
Total AUM
$70.8M
Discretionary
$60M
Employees
1
Clients
--
Accounts
180
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 11, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JAFFE, MARSHALL, ROBERT | I | MANAGER/CCO | E | Control |
| JAFFE, MARSHALL, ROBERT | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JAFFE, MARSHALL, ROBERT | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JAFFE, MARSHALL, ROBERT | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JAFFE, MARSHALL, ROBERT | I | MANAGER | E | Control |
| JAFFE, MARSHALL, ROBERT | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JAFFE, MARSHALL, ROBERT | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JAFFE, MARSHALL, ROBERT | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JAFFE, MARSHALL, ROBERT | I | MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| KULMAN, ELLIE, KAREN | I | MEMBER | A | |
| KULMAN, ELLIE, KAREN | I | MEMBER | A | |
| KULMAN, ELLIE, KAREN | I | MEMBER | A | |
| KULMAN, ELLIE, KAREN | I | MEMBER | A | |
| KULMAN, ELLIE, KAREN | I | MEMBER | A | |
| KULMAN, ELLIE, KAREN | I | MEMBER | A | |
| KULMAN, ELLIE, KAREN | I | MEMBER | A | |
| KULMAN, ELLIE, KAREN | I | MEMBER | A | |
| KULMAN, ELLIE, KAREN | I | MEMBER | A |
Registrations
Federal
IA
May 11, 2012 REGISTERED
Notice Filings (2)
AZ CA
Address
9454 WILSHIRE BLVDSTE 600
BEVERLY HILLS, CA 90212
United States
Phone: 310-858-0700