RIA Intelligence

SIGMA FINANCIAL SERVICES INC

CRD #108099 SEC #801-55140 ROANOKE, VA 540-989-2020
SEC Registered
Total AUM
$196.6M
Discretionary
$59.4M
Employees
3
Clients
--
Accounts
108

Firm Details

Organization Type
Corporation
State of Formation
Virginia
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 27, 2017
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
POTTER, DONALD, JOSEPHIPRESIDENTE Control
POTTER, DONALD, JOSEPHIPRESIDENTE Control
POTTER, DONALD, JOSEPHICHIEF COMPLIANCE OFFICERE Control
POTTER, DONALD, JOSEPHIPRESIDENTE Control
POTTER, DONALD, JOSEPHICHIEF COMPLIANCE OFFICERE Control
POTTER, DONALD, JOSEPHIPRESIDENTE Control
POTTER, DONALD, JOSEPHIPRESIDENTE Control
POTTER, DONALD, JOSEPHIPRESIDENTE Control
POTTER, DONALD, JOSEPHIPRESIDENTE Control
POTTER, DONALD, JOSEPHIPRESIDENTE Control
POTTER, DONALD, JOSEPHICHIEF COMPLIANCE OFFICERE Control
POTTER, DONALD, JOSEPHIPRESIDENTE Control
POTTER, DONALD, JOSEPHICHIEF COMPLIANCE OFFICERE Control
POTTER, DONALD, JOSEPHIPRESIDENTE Control
POTTER, DONALD, JOSEPHICHIEF COMPLIANCE OFFICERE Control
POTTER, DONALD, JOSEPHIPRESIDENTE Control
POTTER, DONALD, JOSEPHICHIEF COMPLIANCE OFFICERE Control
POTTER, DONALD, JOSEPHIPRESIDENTE Control
POTTER, DONALD, JOSEPHICHIEF COMPLIANCE OFFICERE Control
POTTER, DONALD, JOSEPHIPRESIDENTE Control
POTTER, DONALD, JOSEPHICHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Mar 27, 2017 REGISTERED

Notice Filings (1)

VA

Address

2766 ELECTRIC ROAD
SUITE B
ROANOKE, VA 24018
United States
Phone: 540-989-2020